OMB control number
Rule 19b-5 and Form PILOT
OMB 3235-0507 ยท SEC.
OMB 3235-0507
Rule 19b-5 permits a self-regulatory organization (SRO) to operate a pilot trading system, under certain conditions, for two years without submitting a proposed rule change to the Commission pursuant to Rule 19b-4. SROs availing themselves of Rule 19b-5 are required to file a Form PILOT at least 20 days before com- mencing operation of the system. SROs are also required to file notices of material systems changes and quarterly activity re- ports on Form PILOT.
The latest form for Rule 19b-5 and Form PILOT expires 2029-05-31 and is listed under ICR 202512-3235-026.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form SEC 2552 Form PILOT | Form and Instruction |
| 20260304_3235-0507_2026-04228_91 FR 10650_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 2025-23736.pdf | Supplementary Document |
| Rule 19b-5 2026 supporting statement [3235-0507].pdf | Supporting Statement A |
 Pilot Trading System Rule Filing Requirements (Initial Reports) |
Form and Instruction |
| Pilot Trading System Rule Filing Requirements (Initial Reports) |
Form and Instruction |
| Pilot Trading System Rule Filing Requirements (Material System Changes) |
Information collection |
| Pilot Trading System Rule Filing Requirements (Quarterly Reports) |
Information collection |
All Historical Document Collections
OMB Details
Pilot Trading System Rule Filing Requirements (Initial Reports)
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
| Form | Name | Electronic access | Type |
|---|---|---|---|
| Form SEC 2552 | Form PILOT | www.sec.gov/about/forms/formpilot.pdf | Form and instruction |
Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.