Information Collection

Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers

IC 34324 under ICR 201006-3235-017 · OMB 3235-0083.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0083 can be found here:

Documents and Forms

Document Name Document Type
Form 1534 Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers Form
1534 Form MSD Form MSD.pdf www.sec.gov/about/forms/formmsd.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers	Agency IC Tracking Number:	270-0088

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba2-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	1534	Form MSD	Form MSD.pdf	http://www.sec.gov/about/forms/formmsd.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 41	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	41	0	9	32
Annual IC Time Burden (Hours)	62	0	14	48
Annual IC Cost Burden (Dollars)	0	-4,120	4,120	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.