Rule 15Ba2-1; Form MSD-Application for Registration of Municipal Securities Dealers

OMB 3235-0083

OMB 3235-0083

Rule 15Ba2-1 provides that an application for registration by a bank municipal securities dealer must be filed on Form MSD. The information required to be disclosed on Form MSD is necessary for the Commission to determine whether or not registration as a municipal securities dealer should be granted.

The latest form for Rule 15Ba2-1; Form MSD-Application for Registration of Municipal Securities Dealers expires 2022-11-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0083: Form MSD filings .

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