Rule 15Ba2-1; Form MSD-Application for Registration of Municipal Securities Dealers

OMB 3235-0083

Rule 15Ba2-1 provides that an application for registration by a bank municipal securities dealer must be filed on Form MSD. The information required to be disclosed on Form MSD is necessary for the Commission to determine whether or not registration as a municipal securities dealer should be granted.

The latest form for Rule 15Ba2-1; Form MSD-Application for Registration of Municipal Securities Dealers expires 2022-11-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0083: Form MSD filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form 1534 Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers Form and Instruction
3235-0083.pdf Supplementary Document
3235-0083.pdf Supplementary Document
DGL REVISED 2022 15Ba2-1 Form MSD justification.pdf Supporting Statement A
Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers Form and Instruction

All Historical Document Collections

202205-3235-004 Approved without change	Extension without change of a currently approved collection	2022-07-20
201905-3235-007 Approved without change	Extension without change of a currently approved collection	2019-10-08
201606-3235-006 Approved without change	Extension without change of a currently approved collection	2016-11-01
201305-3235-012 Approved without change	Extension without change of a currently approved collection	2013-10-24
201006-3235-017 Approved without change	Extension without change of a currently approved collection	2010-09-13
200705-3235-007 Approved with change	Revision of a currently approved collection	2007-08-13
200408-3235-013 Approved without change	Extension without change of a currently approved collection	2004-08-23
200106-3235-014 Approved without change	Extension without change of a currently approved collection	2001-06-19
199805-3235-006 Approved without change	Extension without change of a currently approved collection	1998-05-18
199705-3235-002 Approved without change	Extension without change of a currently approved collection	1997-05-07
199404-3235-001 Approved without change	Extension without change of a currently approved collection	1994-04-11
199105-3235-002 Approved without change	Extension without change of a currently approved collection	1991-05-24
198808-3235-027 Approved without change	Revision of a currently approved collection	1988-08-26
198507-3235-005 Approved without change	Extension without change of a currently approved collection	1985-07-15
198408-3235-014 Approved without change	Revision of a currently approved collection	1984-08-07
198108-3235-031 Approved without change	New collection (Request for a new OMB Control Number)	1981-08-25