Rule 15Ba2-1 and Form MSD; Application for Registration of Bank Municipal Securities Dealers

ICR 200106-3235-014

OMB: 3235-0083

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0083 200106-3235-014
Historical Active 199805-3235-006
SEC
Rule 15Ba2-1 and Form MSD; Application for Registration of Bank Municipal Securities Dealers
Extension without change of a currently approved collection   No
Regular
Approved without change 08/30/2001
Retrieve Notice of Action (NOA) 06/19/2001
  Inventory as of this Action Requested Previously Approved
08/31/2004 08/31/2004 08/31/2001
32 0 40
48 0 60
0 0 0

Rule 15Ba2-1 provides that an application for registration by a bank municipal securities dealer must be filed on Form MSD. The information required to be disclosed on Form MSD is necessary for the Commission to determine whether or not registration as a municipal securities dealer should be granted.

None
None


No

1
IC Title Form No. Form Name
Rule 15Ba2-1 and Form MSD; Application for Registration of Bank Municipal Securities Dealers FORM-MSD, 1534

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 32 40 0 0 -8 0
Annual Time Burden (Hours) 48 60 0 0 -12 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/19/2001


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