APPLICATION FOR REGISTRATION OF BANK MUNICIPAL SECURITIES DEALER 17 CFR 240.15BA2-1 FORM MSD 17 CFR 249.1100

Forms and Documents

Document	Type	Status	Availability

No forms / supporting documents in this ICR. Check IC Document Collections.

IC Document Collections

IC ID	Collection	Type	Status	Form
158342	APPLICATION FOR REGISTRATION OF BANK MUNICIPAL SECURITIES DEALER 17 CFR 240.15BA2-1 FORM MSD 17 CFR 249.1100	Form	Migrated

ICR Details

OMB Control No: 3235-0083	ICR Reference No: 198108-3235-031
Status: Historical Active	Previous ICR Reference No:
Agency/Subagency: SEC	Agency Tracking No:
Title: APPLICATION FOR REGISTRATION OF BANK MUNICIPAL SECURITIES DEALER 17 CFR 240.15BA2-1 FORM MSD 17 CFR 249.1100
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 10/20/1981
Retrieve Notice of Action (NOA)	Date Received in OIRA: 08/25/1981
Terms of Clearance: The Commission will evaluate Schedules A, B, and C to determine if Privacy Act statements pursuant to 5 U.S.C. 55 2a(e)(3) are needed.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/1984	10/31/1984
Responses	30	0	0
Time Burden (Hours)	36	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: RULE 15BA2-1, ORIGINALLY ADOPTED OCTOBER 15, 1975, PROVIDES THAT AN APPLICATION FOR REGISTRATION WITH THE COMMISSION BY A BANK MUNICIPAL SECURITIES DEALER MUST BE FILED ON FORM MSD. THE INFORMATION REQUIRED TO BE DISCLOSED ON FORM MSD IS NECESSARY FOR THE COMMISSION TO DETERMI WHETHER OR NO REGISTRATION AS A MUNICIPAL SECURITIES DEALER SHOULD BE GRANTED.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
APPLICATION FOR REGISTRATION OF BANK MUNICIPAL SECURITIES DEALER 17 CFR 240.15BA2-1 FORM MSD 17 CFR 249.1100	RN 17CFR, 240.15BA2-1:, RULE, 15BA2-1 &, MSD: 1534

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	30	0	0	0	30	0
Annual Time Burden (Hours)	36	0	0	0	36	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/25/1981

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