Rule 15Ba2-1; Form MSD-Application for Registration of Municipal Securities Dealers

ICR 201305-3235-012

OMB: 3235-0083

Federal Form Document

Forms and Documents
IC Document Collections
ICR Details
3235-0083 201305-3235-012
Historical Active 201006-3235-017
SEC TM-270-088
Rule 15Ba2-1; Form MSD-Application for Registration of Municipal Securities Dealers
Extension without change of a currently approved collection   No
Regular
Approved without change 12/09/2013
Retrieve Notice of Action (NOA) 10/24/2013
  Inventory as of this Action Requested Previously Approved
12/31/2016 36 Months From Approved 12/31/2013
22 0 41
33 0 62
0 0 0

Rule 15Ba2-1 provides that an application for registration by a bank municipal securities dealer must be filed on Form MSD. The information required to be disclosed on Form MSD is necessary for the Commission to determine whether or not registration as a municipal securities dealer should be granted.

US Code: 15 USC 78o-4 Name of Law: Section 15 of the Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  78 FR 36605 06/18/2013
78 FR 52586 08/23/2013
No

1
IC Title Form No. Form Name
Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers 1534 Form MSD

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 22 41 0 0 -19 0
Annual Time Burden (Hours) 33 62 0 0 -29 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The hour burden has decreased from 61.5 hours to 33 hours because the number of respondents has decreased from 41 to 22.

$560
No
No
No
No
No
Uncollected
Brice Prince 202 551-5595

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/23/2013


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