Information Collection

Rule 203-3 and Form ADV-H under the Investment Advisers Act of 1940

IC 35351 under ICR 201007-3235-019 · OMB 3235-0538.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0538 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC-2566 Rule 203-3 and Form ADV-H under the Investment Advisers Act of 1940	Form
SEC-2566 ADV-H SEC2566(ADV-H).pdf www.sec.gov/about/forms/formadv-h.pdf	Form

IC Title:

Rule 203-3 and Form ADV-H under the Investment Advisers Act of 1940

Agency IC Tracking Number:

IM-270-481

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.203-3 17 CFR 279.3

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-2566	ADV-H	SEC2566(ADV-H).pdf	http://www.sec.gov/about/forms/formadv-h.pdf	Yes	Yes	Fillable Printable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 11

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	11	11
Annual IC Time Burden (Hours)	11	11
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.