Rule 203-3 and Form ADV-H under the Investment Advisers Act of 1940

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0538 can be found here:

Documents and Forms

Document Name Document Type
Form SEC-2566 Rule 203-3 and Form ADV-H under the Investment Advisers Act of 1940 Form
SEC-2566 ADV-H SEC2566(ADV-H).pdf www.sec.gov/about/forms/formadv-h.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 203-3 and Form ADV-H under the Investment Advisers Act of 1940	Agency IC Tracking Number:	IM-270-481

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.203-3 17 CFR 279.3

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-2566	ADV-H	SEC2566(ADV-H).pdf	http://www.sec.gov/about/forms/formadv-h.pdf	Yes	Yes	Fillable Printable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 11	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	11	11
Annual IC Time Burden (Hours)	11	11
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.