Rule 13h-1 - Large Trader Reporting System (Reporting on Form 13H)

Rule 13h-1 Large Trader Reporting System

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0682 can be found here:

Documents and Forms

Document Name Document Type
Form 13H Rule 13h-1 - Large Trader Reporting System (Reporting on Form 13H) Form
13H Information Required Regarding Large Traders Pursuant To Form 13H (2010).docx As this is a proposal, not available at this time. Form

Information Collection (IC) Details

IC Title:	Rule 13h-1 - Large Trader Reporting System (Reporting on Form 13H)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.13h-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	13H	Information Required Regarding Large Traders Pursuant To Section 13(h) of the Securities Exchange Act of 1934 and Rules Thereunder	Form 13H (2010).docx	As this is a proposal, not available at this time.	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 400	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1,600	1,600
Annual IC Time Burden (Hours)	7,200	7,200
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.