Information Collection Request
Rule 13h-1 Large Trader Reporting System
ICR 202401-3235-002 · OMB 3235-0682 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form SEC 13H Rule 13h-1 - Large Traders Initial Filing |
Form and Instruction | Modified | Repair queued |
 3235-0682.pdf |
Supplementary Document | Uploaded 2024-03-28 | Repair queued |
| 3235-0682.pdf |
Supplementary Document | Uploaded 2024-03-28 | Repair queued |
| Supporting Statement_Rule 13h-1 2024 DGL REVISED FINAL.pdf |
Supporting Statement A | Uploaded 2024-01-18 | Repair queued |
| 3235-0682 30 Day Notice.pdf |
Supplementary Document | Uploaded 2021-04-21 | Missing upstream |
| 3235-0682 60 Day Notice.pdf |
Supplementary Document | Uploaded 2021-04-21 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 193893 |  Rule 13h-1 - Broker-Dealer Reporting |
Modified | ||
| 193892 | Rule 13h-1 - Broker-Dealer Monitoring |
Modified | ||
| 193891 | Rule 13h-1 - Annual and Quarterly Reporting |
Modified | ||
| 193890 | Rule 13h-1 - Large Traders Initial Filing |
Form and Instruction | Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0682 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202009-3235-011 |
| Agency Tracking No | TM-270-614 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |