Rule 12b-2 [17 CFR 270.12b-2] under the Investment Company Act of 1940: Investment Company Distribution Fees

ICR 201008-3235-008

OMB: 3235-0669

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2010-10-15
ICR Details
3235-0669 201008-3235-008
Historical Inactive
SEC IM-270-614
Rule 12b-2 [17 CFR 270.12b-2] under the Investment Company Act of 1940: Investment Company Distribution Fees
New collection (Request for a new OMB Control Number)   No
Regular
Preapproved 10/27/2010
Retrieve Notice of Action (NOA) 08/05/2010
  Inventory as of this Action Requested Previously Approved
10/31/2013 36 Months From Approved
300 0 0
1,200 0 0
330,000 0 0

Rule 12b-2 would permit a mutual fund to bear expenses associated with the distribution of its shares, provided that the fund complies with certain requirements.

US Code: 15 USC 80a-37(a) Name of Law: Investment Company Act of 1940
   US Code: 15 USC 80a-12(b) Name of Law: Investment Company Act of 1940
  
None

3235-AJ94 Proposed rulemaking 75 FR 47064 08/04/2010

No

1
IC Title Form No. Form Name
Rule 12b-2 (17 CFR 270.12b-2) under the Investment Company Act of 1940. Investment Company Distribution Fees.

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 300 0 0 300 0 0
Annual Time Burden (Hours) 1,200 0 0 1,200 0 0
Annual Cost Burden (Dollars) 330,000 0 0 330,000 0 0
Yes
Changing Regulations
No
Proposed rule 12b-2 would be a new rule with a new collection of information.

No
No
No
No
No
Uncollected
Daniel Chang 2025516792 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/05/2010


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