Information Collection

Form ADV

IC 34137 under ICR 201008-3235-023 · OMB 3235-0049.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0049 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC-1707 Form ADV	Form
SEC-1707 Form ADV Form ADV current.pdf www.sec.gov/about/forms/formadv.pdf	Form

IC Title:

Form ADV

Agency IC Tracking Number:

270-39

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.204-1 17 CFR 275.203-1 17 CFR 279.1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-1707	Form ADV	Form ADV current.pdf	http://www.sec.gov/about/forms/formadv.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 12,658

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	25,316	-5,364	30,680
Annual IC Time Burden (Hours)	268,457	135,858	132,599
Annual IC Cost Burden (Dollars)	22,775,400	11,535,800	11,239,600

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.