United States Patent Applicant Survey

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
0651-0052_FinalJustification_Jan 2011_Sect_B.doc	Supporting Statement B	Uploaded 2011-02-07	Available
0651-0052_FinalJustification_Jan 2011_Sec_A.doc	Supporting Statement A	Uploaded 2011-02-07	Available
0651-USPTO-Information-Quality-Guidelines-Dec2009.pdf	Supplementary Document	Uploaded 2010-10-13	Available
Script for Follow-up Phone Call.pdf	Supplementary Document	Uploaded 2010-10-05	Available
Reminder Card.pdf	Supplementary Document	Uploaded 2010-10-05	Available
PreNotification Letter.pdf	Supplementary Document	Uploaded 2010-10-05	Available
Excerpt from Senate Report 106-404.pdf	Supplementary Document	Uploaded 2010-10-01	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
4780	Large Domestic Corporations	Other-Survey	Modified
182336	Independent Inventors (electronic surveys)	Other-Survey - online option	Modified
182335	Independent Inventors	Other-Survey	Modified
182334	Universities and Non-Profit Research Organizations (electronic surveys)	Other-Survey - online option	Modified
182333	Universities and Non-Profit Research Organizations	Other-Survey	Modified
182332	Small and Medium-size Businesses (electronic surveys)	Other-Survey - online option	Modified
182331	Small and Medium-Size Businesses	Other-Survey	Modified
182329	Large Domestic Corporations (electronic surveys)	Other-Survey - online option	Modified

ICR Details

OMB Control No: 0651-0052	ICR Reference No: 201009-0651-003
Status: Historical Active	Previous ICR Reference No: 200710-0651-002
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: United States Patent Applicant Survey
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 02/08/2011
	Date Received in OIRA: 10/14/2010
Terms of Clearance: Updated supporting statement.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2014	36 Months From Approved	02/28/2011
Responses	400	0	400
Time Burden (Hours)	140	0	140
Cost Burden (Dollars)	0	0	0

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Abstract: The USPTO developed the United States Patent Applicant Survey as part of the continuing effort to better predict the future growth of patent application filings by understanding applicant intentions. The main purpose of the survey is to determine the number of application filings that the USPTO can expect to receive over the next three years from patent-generating entities, ranging from large domestic corporations to independent inventors.

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Authorizing Statute(s): EO: EO 12862 Name/Subject of EO: Setting Customer Service Standards
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 30773	06/02/2010
30-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 62761	10/13/2010
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 8

table that charts list of burden

IC Title	Form No.	Form Name
Large Domestic Corporations (electronic surveys)
Independent Inventors (electronic surveys)
Independent Inventors
Universities and Non-Profit Research Organizations
Small and Medium-Size Businesses
Large Domestic Corporations
Universities and Non-Profit Research Organizations (electronic surveys)
Small and Medium-size Businesses (electronic surveys)

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	400	400	0	0	0	0
Annual Time Burden (Hours)	140	140	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $10,000

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/14/2010

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