Form S-1 Registration Statement

ICR 201009-3235-018

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
IC Document Collections
34231 Modified
ICR Details
3235-0065 201009-3235-018
Historical Inactive 201002-3235-006
SEC CF- 270-58
Form S-1 Registration Statement
Revision of a currently approved collection   No
Comment filed on proposed rule and continue 11/30/2010
Retrieve Notice of Action (NOA) 09/24/2010
Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). In accordance with 5 CFR 1320, OMB is withholding approval at this time. The agency shall examine public comment in response to the NPRM and will include in the supporting statement of the next ICR--to be submitted to OMB at the final rule stage--a description of how the agency has responded to any public comments on the ICR, including comments on maximizing the practical utility of the collection and minimizing the burden.
  Inventory as of this Action Requested Previously Approved
04/30/2013 36 Months From Approved 04/30/2013
1,168 0 1,168
247,982 0 247,982
297,578,400 0 297,578,400

Form S-1 under the Securities Act is used by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77d, 77e, 77f, 77g, 77h, 77j Name of Law: Securities Act of 1933
   US Code: 15 USC 77q(a), 77s(a), 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78j, 78l, 78m, 78n, 78o, Name of Law: Securities Exchang Act of 1934
   US Code: 15 USC 78w(a), 78ll, and 78mm Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77sss Name of Law: Trust Indenture Act of 1939

3235-AK37 Proposed rulemaking 75 FR 23328 05/03/2010


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

Changing Regulations
The proposed amendments in Release No. 33-9117 would require asset-backed issuers to register their offerings on new forms that would be solely for the registration of asset-backed issuers. The decrease in the burden associated with Form S-1 reflects that asset-backed issuers will no longer file on Form S-1. The proposal would result in a decrease of 1,250 burden hours and a decrease in the cost burden of $1,500,000 in professional costs. For a more detailed discussion, please refer to the supporting statement.

Katherine Hsu 202 551-3430


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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