46 CFR 515- Licensing, Financial Responsibility Requirements, and General Duties for Ocean Transportation Intermediaries and Related Forms.

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form FMC-18 Application for a License as an Ocean Transportation Intermediary	Form and Instruction	Modified	Repair queued
Form FMC-69A Optional Rider for Additional NVOCC Financial Responsibility for Group Bonds	Form	Modified	Available
Form FMC-48A Optional Rider for Additional NVOCC Financial Responsibility	Form	Modified	Available
Form FMC-69 Ocean Transportation Intermediary Group Supplemental Coverage Bond Form	Form	Modified	Available
Form FMC-68 Guaranty in Respect of Ocean Transportation Intermediary Liability for Damages, Reparations or Penalties Arising from Transportation-Related Activities Under the Shipping Act of 1984, as amended. . .	Form	Modified	Available
Form FMC-67 Ocean Transportation Intermediary Insurance Form Furnished as Evidence of Financial Responsibility Under 46 U.S.C. app. 1718	Form	Modified	Available
Form FMC-48 Ocean Transportation Intermediary (OTI) Bond	Form	Modified	Repair queued
0018 supporting statement 10 EXTENSION.doc	Supporting Statement A	Uploaded 2010-10-20	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
32181	OTI Licensing	Form and Instruction	Modified	Application for a License as an Ocean Transportation Intermediary
180149	Proof of Financial Responsibility - Optional Rider	Form	Modified	Optional Rider for Additional NVOCC Financial Responsibility for Group Bonds
180149	Proof of Financial Responsibility - Optional Rider	Form	Modified	Optional Rider for Additional NVOCC Financial Responsibility
180137	Proof of Financial Responsibility	Form	Modified	Ocean Transportation Intermediary Group Supplemental Coverage Bond Form
180137	Proof of Financial Responsibility	Form	Modified	Guaranty in Respect of Ocean Transportation Intermediary Liability for Damages, Reparations or Penalties Arising from Transportation-Related Activities Under the Shipping Act of 1984, as amended. . .
180137	Proof of Financial Responsibility	Form	Modified	Ocean Transportation Intermediary Insurance Form Furnished as Evidence of Financial Responsibility Under 46 U.S.C. app. 1718
180137	Proof of Financial Responsibility	Form	Modified	Ocean Transportation Intermediary (OTI) Bond

ICR Details

OMB Control No: 3072-0018	ICR Reference No: 201010-3072-001
Status: Historical Active	Previous ICR Reference No: 200708-3072-002
Agency/Subagency: FMC	Agency Tracking No:
Title: 46 CFR 515- Licensing, Financial Responsibility Requirements, and General Duties for Ocean Transportation Intermediaries and Related Forms.
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 02/11/2011
Retrieve Notice of Action (NOA)	Date Received in OIRA: 10/26/2010
Terms of Clearance: This collection was submitted as a revision, however, it appears to be an adjustment. FMC should check future submissions to ensure they are classified properly.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2014	36 Months From Approved	02/28/2011
Responses	11,692	0	7,286
Time Burden (Hours)	5,163	0	3,596
Cost Burden (Dollars)	151,474	0	0

---

Abstract: Information obtained under 46 CFR 515 and through Form FMC-18 is used to determine the qualifications of ocean transportation intermediaries (OTIs) and their compliance with shipping statutes and regulations and to enable the FMC to discharge its duties under the Shipping Act of 1984, as amended, by ensuring that OTIs maintain acceptable evidence of financial responsibility. The types of respondents are persons desiring to obtain a license to act as an OTI; under the Act, OTIs may be either an ocean freight forwarder, a non-vessel-operating common carrier, or both.

---

Authorizing Statute(s): US Code: 46 USC 40101-41309 Name of Law: Shipping Act of 1984
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 48685	08/11/2010
30-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 65632	10/26/2010
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 3

table that charts list of burden

IC Title	Form No.	Form Name
OTI Licensing	FMC-18	Application for a License as an Ocean Transportation Intermediary
Proof of Financial Responsibility	FMC-69, FMC-67, FMC-68, FMC-48	Ocean Transportation Intermediary (OTI) Bond ,   Ocean Transportation Intermediary Insurance Form Furnished as Evidence of Financial Responsibility Under 46 U.S.C. app. 1718 ,   Guaranty in Respect of Ocean Transportation Intermediary Liability for Damages, Reparations or Penalties Arising from Transportation-Related Activities Under the Shipping Act of 1984, as amended. . . ,   Ocean Transportation Intermediary Group Supplemental Coverage Bond Form
Proof of Financial Responsibility - Optional Rider	FMC-48A, FMC-69A	Optional Rider for Additional NVOCC Financial Responsibility ,   Optional Rider for Additional NVOCC Financial Responsibility for Group Bonds

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	11,692	7,286	0	0	4,406	0
Annual Time Burden (Hours)	5,163	3,596	0	0	1,567	0
Annual Cost Burden (Dollars)	151,474	0	0	0	151,474	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

---

Annual Cost to Federal Government: $1,228,522

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/26/2010

---