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pdfOTS Form 1313
Rev. September 2010
PROPOSED
Thrift Financial Report
Proposed March 2011
Office of Thrift Supervision
1700 G Street, N.W.
Washington, DC 20552
OTS Form 1313
OMB No. 1550-0023
OFFICE OF THRIFT SUPERVISION
THRIFT FINANCIAL REPORT
PAPERWORK REDUCTION ACT STATEMENT
The Office of Thrift Supervision will use this information to supervise the savings
associations and to develop regulatory policy.
Collection of the information is mandatory [12 CFR Part 563.180].
The estimated average burden associated with this collection of information per response
is 60 hours for quarterly schedules and 2 hours for schedules only required annually
(total of 188,712 hours annually). If a valid OMB Control Number does not appear on this
form, you are not required to complete this form. Send comments regarding this burden
estimate or any other aspect of this collection of information, including suggestions for
reducing this burden to Information Collection Comments, Chief Counsel’s Office, Office
of Thrift Supervision, 1700 G Street, NW, Washington, DC 20552, and to the Office of
Management and Budget, Paperwork Reduction Project (1550-0023), Washington, DC
20503. All comments should reference OMB Control Number 1550-0023.
In accordance with section 3512 of the Paperwork Reduction Act of 1995, 44 U.S.C.
3501-3521, Agencies may not conduct or sponsor, and the respondent is not required to
respond to, an information collection unless it displays a currently valid Office of
Management and Budget (OMB) control number. The proposed revisions contained in
the Thrift Financial Report have been submitted to OMB for approval.
1
On October 5, 2010 the Office of Thrift Supervision sought comments on the burden
estimates for this information collection. The comment period closes on December 6,
2010.
OTS Form 1313
Rev. September 2010
1
75 FRN page 61563
OTS Form 1313
Office of Thrift Supervision
2011 Thrift Financial Report
Officers’ and Directors’
Certification
Association _______________________
Docket Number ____________________
For the Thrift Financial Report as of ________________________, 2011
The Thrift Financial Report is required by OTS regulation 12 CFR 563.180 to be filed by all savings
associations as defined in 12 CFR 561.43. OTS regulation 12 CFR 563.180(b) requires that no false or
misleading statements or omission shall knowingly be made in financial reports filed with OTS. This
certification is required under 12 U.S.C. 1817(a) (3).
The Statements of Condition and Operations (including all supporting schedules) must be signed by an
authorized officer of the reporting savings association. The Statements of Condition and Operations are
to be prepared in accordance with Office of Thrift Supervision instructions
This certification form must be retained in the file of the reporting savings association and be available
for inspection by OTS.
I, _________________________________ , of the
(Name and Title of Officer Authorized to Sign Report)
named savings association do hereby declare that
these Statements of Condition and Operations
(including the supporting schedules) have been
prepared in conformance with the instructions issued by
the Office of Thrift Supervision and are true to the best
of my knowledge and belief.
We, the undersigned directors, attest to the
correctness of this Statement of Condition (including
the supporting schedules) and declare that it has
been examined by us and to the best of our
knowledge and belief has been prepared in
conformance with the instructions issued by the
Office of Thrift Supervision and is true and correct.
_________________________________________
Director
________________________________________
_________________________________________
Signature of Officer Authorized to Sign Report
Director
________________________________________
_________________________________________
Date of Signature
OTS Form 1313
Director
-1-
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule NS – Optional Narrative Statement
OPTIONAL NARRATIVE STATEMENT
The management of the reporting savings association may, if it wishes, submit a brief narrative statement on the
amounts reported in the TFR or other pertinent information about your association that affects this report, such as
mergers and other structural changes. This optional statement will be made available to the public, along with
other public portions of the TFR. If you choose to submit a narrative statement, you should ensure that it does not
contain the names or other identification of individual customers, references to confidential (nonpublic) data items
of the TFR, or any other information that you are not willing to have made public or that would compromise the
privacy of your customers.
This statement should not exceed 750 characters, including punctuation and spacing. Any information in excess
of 750 characters will be truncated.
All information in this narrative statement must be accurate and not misleading. You should print a copy of this
statement and keep it with the TFR for your records. If subsequent to the original submission, you choose to
delete a narrative statement previously submitted, you may check “No” to the question below (NS100) and submit
an amended report in accordance with the TFR instructions. Your original statement will be deleted from all future
public releases of data. However, you should refer to the General Instructions in the TFR Instruction Manual to
assure that your amendment is filed timely.
The optional narrative statement will appear in OTS records and in releases to the public exactly as
submitted (or amended) by you. The statement will not be edited or screened in any way by OTS for
accuracy or relevance. Disclosure of the statement shall not signify that OTS has verified or confirmed
the accuracy of the information contained therein.
Have you included a narrative statement? ...........................................................
NS100
Narrative Statement Made by Savings Association Management
NS110
OTS Form 1313
-2-
YES
NO
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Schedule SC – Consolidated Statement of Condition
Report Date __________________ , 2011
Lines
Bil
Mil
Thou
ASSETS
Cash, Deposits, and Investment Securities:
Total ...........................
Cash and Non-Interest-Earning Deposits ................................................................
Interest-Earning Deposits in FHLBs ........................................................................
Other Interest-Earning Deposits ..............................................................................
Federal Funds Sold and Securities Purchased Under Agreements to Resell ..........
U.S. Government, Agency, and Sponsored Enterprise Securities ...........................
Equity Securities Carried at Fair Value ...................................................................
State and Municipal Obligations ..............................................................................
Securities Backed by Nonmortgage Loans .............................................................
Securities Backed by Auto Loans ..........................................................................
Other Investment Securities ....................................................................................
Trust Preferred Securities Issued by FDIC-Insured Depository Institutions or
Their Holding Companies ...................................................................................
Other Trust Preferred Securities ............................................................................
Accrued Interest Receivable ...................................................................................
SC11
SC110
SC112
SC118
SC125
SC130
SC140
SC180
SC182
SC183
SC185
Mortgage-Backed Securities:
Total ...........................
Residential Pass-Through:
Insured or Guaranteed by an Agency or Sponsored Enterprise of the U.S. ..........
Other Pass-Through ..............................................................................................
Other Residential Mortgage-Backed Securities (Excluding Bonds):
Issued or Guaranteed by FNMA, FHLMC, or GNMA .............................................
Collateralized by Mortgage-Backed Securities Issued or Guaranteed by
FNMA, FHLMC, or GNMA .....................................................................................
Other .....................................................................................................................
Commercial Pass-Through:
Insured or Guaranteed by an Agency or Sponsored Enterprise of the U.S. .........
Other Pass-Through .............................................................................................
Other Commercial Mortgage-Backed Securities (Excluding Bonds):
Issued or Guaranteed by FNMA, FHLMC, or GNMA ...........................................
Collateralized by Mortgage-Backed Securities Issued or Guaranteed by
FNMA, FHLMC, or GNMA ....................................................................................
Other ....................................................................................................................
SC22
SC187
SC188
SC191
SC210
SC215
SC217
SC219
SC222
SC211
SC213
SC223
SC224
SC225
Accrued Interest Receivable .....................................................................................
SC228
Mortgage Loans:
Total ...........................
Construction Loans on:
1-4 Dwelling Units..................................................................................................
Multifamily (5 or More) Dwelling Units ....................................................................
Nonresidential Property .........................................................................................
SC26
OTS Form 1313
-3-
SC230
SC235
SC240
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule SC – Consolidated Statement of Condition
Lines
Permanent Mortgages on:
1-4 Dwelling Units:
Revolving, Open-End Loans ................................................................................
All Other:
Secured by First Liens ........................................................................................
Secured by Junior Liens .....................................................................................
Multifamily (5 or More) Dwelling Units ....................................................................
Nonresidential Property (Except Land) ..................................................................
Land ......................................................................................................................
SC254
SC255
SC256
SC260
SC265
Accrued Interest Receivable ...................................................................................
Advances for Taxes and Insurance .........................................................................
SC272
SC275
Allowance for Loan and Lease Losses ....................................................................
Nonmortgage Loans:
Total ...........................
SC283
SC31
Commercial Loans:
Total ...........................
Secured .................................................................................................................
Unsecured .............................................................................................................
Credit Card Loans Outstanding-Business ...........................................................
Lease Receivables ................................................................................................
SC32
SC300
SC303
SC304
SC306
Consumer Loans:
Total ...........................
Loans on Deposits .................................................................................................
Home Improvement Loans (Not secured by real estate) ........................................
Education Loans ....................................................................................................
Auto Loans ............................................................................................................
Mobile Home Loans...............................................................................................
Credit Cards ..........................................................................................................
Other, Including Lease Receivables ......................................................................
SC35
SC310
SC316
SC320
SC323
SC326
SC328
SC330
Accrued Interest Receivable ...................................................................................
SC348
Allowance for Loan and Lease Losses ....................................................................
SC357
Repossessed Assets:
Total ...........................
Real Estate:
Construction .........................................................................................................
1-4 Dwelling Units..................................................................................................
Multifamily (5 or More) Dwelling Units ....................................................................
Nonresidential (Except Land).................................................................................
Land ......................................................................................................................
U.S. Government-Guaranteed or -Insured Real Estate Owned
Other Repossessed Assets .....................................................................................
General Valuation Allowances ...............................................................................
SC40
OTS Form 1313
-4-
Bil
Mil
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SC251
SC405
SC415
SC425
SC426
SC428
SC429
SC430
SC441
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule SC – Consolidated Statement of Condition
Lines
Real Estate Held for Investment ............................................................................
SC45
Equity Investments Not Carried at Fair Value:
Total .................
Federal Home Loan Bank Stock .............................................................................
Other.......................................................................................................................
SC51
SC510
SC540
Office Premises and Equipment ............................................................................
SC55
Other Assets:
SC59
Total ...........................
Bank-Owned Life Insurance:
Key Person Life Insurance:
General Account Life Insurance Assets .............................................................
Separate Account Life Insurance Assets ...........................................................
Other Bank-Owned Life Insurance Not Considered Key Person Life Insurance:
General Account Life Insurance Assets ............................................................
Separate Account Life Insurance Assets ..........................................................
Intangible Assets:
Servicing Assets On:
Mortgage Loans ...................................................................................................
Nonmortgage Loans.............................................................................................
Goodwill and Other Intangible Assets ....................................................................
Interest-Only Strip Receivables and Certain Other Instruments ..............................
Other Assets ...........................................................................................................
Memo: Detail of Other Assets
Code
Amount
SC691
SC692
SC693
SC694
SC697
SC698
Bil
Mil
Thou
SC617
SC619
SC627
SC629
SC642
SC644
SC660
SC665
SC689
General Valuation Allowances ..................................................................................
SC699
Total Assets ............................................................................................................
SC60
LIABILITIES
Deposits and Escrows:
Total ...........................
Deposits ..................................................................................................................
Escrows ..................................................................................................................
Unamortized Yield Adjustments on Deposits and Escrows ....................................
OTS Form 1313
-5-
SC71
SC710
SC712
SC715
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Schedule SC – Consolidated Statement of Condition
Report Date __________________ , 2011
Lines
Borrowings:
Total ...........................
Advances from Federal Home Loan Bank ...............................................................
Federal Funds Purchased and Securities Sold Under Agreements to Repurchase
Subordinated Debentures (Including Mandatory Convertible Securities and
Limited-Life Preferred Stock) .................................................................................
Mortgage Collateralized Securities Issued:
CMOs (including REMICs) .....................................................................................
Other Borrowings ....................................................................................................
SC72
SC720
SC730
Other Liabilities:
Total ...........................
SC75
Accrued Interest Payable – Deposits ......................................................................
Accrued Interest Payable -- Other ...........................................................................
Accrued Taxes ........................................................................................................
Accounts Payable ...................................................................................................
Deferred Income Taxes...........................................................................................
Other Liabilities and Deferred Income .....................................................................
SC763
SC766
SC776
SC780
SC790
SC796
Memo: Detail of Other Liabilities
SC791
SC794
SC797
Code
SC792
SC795
SC798
Bil
Mil
Thou
SC736
SC740
SC760
Amount
Total Liabilities .......................................................................................................
SC70
EQUITY CAPITAL
Perpetual Preferred Stock:
Cumulative ..............................................................................................................
Noncumulative ........................................................................................................
SC812
SC814
Common Stock:
Par Value ..............................................................................................................
Paid in Excess of Par ............................................................................................
SC820
SC830
Accumulated Other Comprehensive Income:
Total ...........................
Accumulated Gains (Losses) on Certain Securities.................................................
Accumulated Gains (Losses) on Cash Flow Hedges ..............................................
Other.......................................................................................................................
SC86
SC860
SC865
SC870
OTS Form 1313
-6-
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule SC – Consolidated Statement of Condition
Lines
Retained Earnings ....................................................................................................
SC880
Other Components of Equity Capital ....................................................................
SC891
Total Savings Association Equity Capital ............................................................
SC80
Noncontrolling Interests in Consolidated Subsidiaries ..............................................
SC800
Total Equity Capital ................................................................................................
SC84
Total Liabilities and Equity Capital ......................................................................
SC90
OTS Form 1313
-7-
Bil
Mil
Thou
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule SO – Consolidated Statement of Operations
(Report in Thousands of Dollars)
Lines
Interest Income:
Total ...........................
Deposits and Investment Securities ........................................................................
Mortgage-Backed Securities ...................................................................................
Mortgage Loans ......................................................................................................
Prepayment Fees, Late Fees, and Assumption Fees for Mortgage Loans ............
Nonmortgage Loans:
Commercial Loans and Leases .............................................................................
Prepayment Fees, Late Fees, and Assumption Fees for Commercial Loans ......
Consumer Loans and Leases ................................................................................
Prepayment Fees, Late Fees, and Assumption Fees for Consumer Loans.........
Auto – Interest Income Loans ..................................................................................
Dividend Income on Equity Investments Not Carried at Fair Value:
Total ...........................
Federal Home Loan Bank Stock .............................................................................
Other ......................................................................................................................
Interest Expense:
Total ............................
Deposits..................................................................................................................
Escrows ..................................................................................................................
Advances from Federal Home Loan Bank ...............................................................
Subordinated Debentures (Including Mandatory Convertible Securities) .................
Mortgage Collateralized Securities Issued ..............................................................
Other Borrowed Money ...........................................................................................
Capitalized Interest .................................................................................................
Net Interest Income (Expense) Before Provision for Losses on
Interest-Bearing Assets ........................................................................................
Net Provision for Losses on Interest-Bearing Assets ................................................
Net Interest Income (Expense) After Provision for Losses on
Interest-Bearing Assets ........................................................................................
SO11
SO115
SO125
SO141
SO142
Noninterest Income:
Total ............................
Mortgage Loan Servicing Fees ...............................................................................
Amortization of and Fair Value Adjustments to Loan Servicing Assets
And Loan Servicing Liabilities ................................................................................
Other Fees and Charges ........................................................................................
Service Charges on Deposit Accounts ..................................................................
Net Income (Loss) from:
Sale of Available-for-Sale Securities ......................................................................
Sale of Loans and Leases Held for Sale ................................................................
Sale of Other Assets Held for Sale ........................................................................
Other-than-Temporary Impairment Charges on Debt and Equity Securities ..........
Operations and Sale of Repossessed Assets ........................................................
LOCOM Adjustments Made to Assets Held for Sale ..............................................
Sale of Securities Held-to-Maturity ........................................................................
Sale of Loans Held for Investment .........................................................................
SO42
SO410
OTS Form 1313
-8-
For the Quarter
Bil
Mil
Thou
SO160
SO162
SO171
SO172
SO173
SO18
SO181
SO185
SO21
SO215
SO225
SO230
SO240
SO250
SO260
SO271
SO312
SO321
SO332
SO411
SO420
SO422
SO430
SO431
SO432
SO441
SO461
SO465
SO467
SO475
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule SO – Consolidated Statement of Operations
(Report in Thousands of Dollars)
Lines
Sale of Other Assets Held for Investment ..............................................................
Gains and Losses on Financial Assets and Liabilities Carried at Fair Value ..........
Other Noninterest Income .......................................................................................
Memo: Detail of Other Noninterest Income
Code
SO489
SO495
SO497
SO492
SO496
SO498
For the Quarter
Bil
Mil
Thou
SO477
SO485
SO488
Amount
(Report in Thousands of Dollars)
Noninterest Expense:
Total ...........................
All Personnel Compensation and Expense .............................................................
Legal Expense ........................................................................................................
Office Occupancy and Equipment Expense ............................................................
Marketing and Other Professional Services ............................................................
Loan Servicing Fees ...............................................................................................
Goodwill and Other Intangibles Expense ................................................................
Net Provision for Losses on Non-Interest-Bearing Assets .......................................
Other Noninterest Expense .....................................................................................
Memo: Detail of Other Noninterest Expense
Code
SO581
SO583
SO585
SO582
SO584
SO586
Lines
Mil
Thou
Amount
SO60
Income Taxes:
Total ............................
Federal ...................................................................................................................
State, Local, and Other ...........................................................................................
SO71
SO710
SO720
Income (Loss) Before Extraordinary Items...........................................................
SO81
Extraordinary Items, Net of Tax Effect ..................................................................
SO811
Net Income (Loss) Attributable to Savings Association and Noncontrolling
Interests ................................................................................................................
Net Income (Loss) Attributable to Noncontrolling Interests ......................................
Net Income (Loss) Attributable to Savings Association .....................................
SO88
SO880
SO91
-9-
Bil
SO51
SO510
SO520
SO530
SO540
SO550
SO560
SO570
SO580
Income (Loss) Before Income Taxes: ...................................................................
OTS Form 1313
For the Quarter
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association ________________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule VA – Consolidated Valuation Allowances and Related Data
Reconciliation
Beginning Balance ............................
Add or Deduct:
Net Provision for Loss .....................
Transfers .........................................
Add:
Recoveries ......................................
Adjustments.....................................
Deduct:
Charge-offs......................................
Ending Balance .................................
Lines
(Report in Thousands of Dollars for the Quarter)
Valuation Allowances
General
Specific
Total
Bil
Mil Thou
Lines Bil
Mil Thou
Lines Bil
Mil Thou
VA105
VA108
VA110
VA115
VA125
VA118
VA128
VA120
VA135
VA145
VA148
VA140
VA150
VA155
VA165
VA158
VA168
VA160
VA170
Charge-offs, Recoveries, and Specific Valuation Allowance Activity
General Valuation Allowances
Charge-offs
(VA 155)
Lines Bil
Mil Thou
Recoveries
(VA135)
Lines Bil
Mil Thou
Specific Valuation
Allowance Provisions
& Transfers from
General Allowances
(VA118 + VA128)
Lines Bil
Mil Thou
Adjusted Net
Charge-offs
Lines Bil
Total ....... VA46
VA47
VA48
VA49
1-4 Dwelling Units ................... VA420
VA421
VA422
VA425
VA431
VA441
VA432
VA442
VA435
VA445
VA447
VA448
VA449
VA457
VA467
VA458
VA468
VA459
VA469
VA471
VA472
VA475
VA481
VA491
VA482
VA492
VA485
VA495
Mortgage Loans:
Mil Thou
Construction:
Multifamily (5 or More)
Dwelling Units ....................... VA430
Nonresidential Property .......... VA440
Permanent:
1-4 Dwelling Units:
Revolving, Open-End Loans. VA446
All Other:
Secured by First Liens ........ VA456
Secured by Junior Liens ..... VA466
Multifamily (5 or More)
Dwelling Units ....................... VA470
Nonresidential Property
(Except Land) ....................... VA480
Land ........................................ VA490
OTS Form 1313
- 10 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association ________________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule VA – Consolidated Valuation Allowances and Related Data
(Report in Thousands of Dollars for the Quarter)
General Valuation Allowances
Charge-offs
(VA 155)
Lines Bil
Nonmortgage Loans: Total.... VA56
Commercial Loans .................... VA520
Mil Thou
Recoveries
(VA135)
Lines Bil
VA57
VA521
Mil Thou
Specific Valuation
Allowance Provisions
& Transfers from
General Allowances
(VA118 + VA128)
Lines Bil
VA58
VA522
Mil Thou
Adjusted Net
Charge-offs
Lines Bil
VA59
VA525
Mil Thou
Consumer Loans:
Loans on Deposits .................. VA510
Home Improvement Loans ..... VA516
Education Loans ..................... VA530
Auto Loans.............................. VA540
Mobile Home Loans ................ VA550
Credit Cards ............................ VA556
Other ....................................... VA560
VA511
VA517
VA531
VA541
VA551
VA557
VA561
Repossessed Assets: Total.... VA60
VA512
VA518
VA532
VA542
VA552
VA558
VA562
VA515
VA519
VA535
VA545
VA555
VA559
VA565
VA62
VA65
VA606
VA614
VA607
VA615
VA617
VA626
VA629
VA632
VA618
VA627
VA631
VA633
VA72
VA75
VA822
VA932
VA825
VA935
Real Estate:
Construction............................ VA605
1-4 Dwelling Units ................... VA613
Multifamily (5 or More)
Dwelling Units ....................... VA616
Nonresidential (Except Land) . VA625
Land ........................................ VA628
Other Repossessed Assets ...... VA630
Real Estate Held for
Investment ...............................
Equity Investments Not
Carried at Fair Value ...............
Other Assets.............................. VA930
OTS Form 1313
VA931
- 11 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association ________________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule VA – Consolidated Valuation Allowances and Related Data
(Report in Thousands of Dollars for the Quarter)
General Valuation
Specific Valuation
Total Valuation
Allowances
Allowances
Allowances
Lines
Bil
Mil Thou
Lines
Bil Mil Thou
Lines
Bil Mil Thou
Construction Loans – Total .....................................
VA1115
VA1215
VA1315
SUB XXX
SUBXXX
SUBXXX
1-4 Dwelling Units ...........................................
VA1120
VA1220
VA1320
Multifamily (5 or More Dwelling Units) .............
VA1122
VA1222
VA1322
Nonresidential Property.......................................
VA1130
VA1230
VA1330
Permanent Loans – Total.......................................
SUBXXX
SUBXXX
SUBXXX
Residential – Total ..............................................
SUB XXX
SUBXXX
SUBXXX
1-4 Dwelling Units – Total ...............................
SUB XXX
SUBXXX
SUBXXX
Revolving Open-End Loans .......................
VA1140
VA1240
VA1340
All Other -- First Liens .................................
All Other -- Junior Liens ..............................
VA1145
VA1245
VA1345
VA1147
VA1247
VA1347
Multifamily (5 or More) Dwelling Units ............
VA1150
VA1250
VA1350
Nonresidential Property—Total ...........................
VA1160
VA1260
VA1360
Owner-Occupied Nonresidential Property .......
VA1162
VA1262
VA1362
Residential Loans – Total....................................
Other Nonresidential Property .........................
VA1163
VA1263
VA1363
Land ....................................................................
VA1165
VA1265
VA1365
Commercial Loans – Total .....................................
VA1170
VA1270
VA1370
Secured ...............................................................
VA1172
VA1272
VA1372
Unsecured ...........................................................
VA1173
VA1273
VA1373
Credit Cards Loans Outstanding – Business...
VA1174
VA1274
VA1374
Lease Receivables ..............................................
VA1176
VA1276
VA1376
SUB XXX
SUBXXX
SUBXXX
VA1182
VA1282
VA1382
by Real Estate)................................................
VA1183
VA1283
VA1383
Education Loans ................................................
VA1184
VA1284
VA1384
Auto Loans .........................................................
VA1185
VA1285
VA1385
Mobile Home Loans ...........................................
VA1186
VA1286
VA1386
Credit Cards .......................................................
VA1187
VA1287
VA1387
Other, Including Lease Receivables.................
VA1188
VA1288
VA1388
Consumer Loans – Total.........................................
Loans on Deposits ..............................................
Home Improvement Loans (Not Secured
OTS Form 1313
- 12 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association ________________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule VA – Consolidated Valuation Allowances and Related Data
(Report in Thousands of Dollars)
Amount this Quarter
Amount Included in Schedule SC
Allowances
In Compliance with Modified Terms
Lines
Bil
Mil
Thou
Lines
Total Troubled Debt Restructured: ...............................................
Construction Loans (Total of VA213 – VA218) .............................
1-4 Dwelling Units ...................................................................
Multifamily (5 or more) Dwelling .............................................
Nonresidential Property ..........................................................
VA940
VA211
VA213
VA215
VA217
VA942
VA212
VA214
VA216
VA218
Permanent Loans, Secured By:
1-4 Dwelling Units ...................................................................
Multifamily (5 or more) Dwelling Units ....................................
Nonresidential Property (Except Land) ...................................
Owner-Occupied Nonresidential Property ..........................
Other Nonresidential Property ............................................
Land........................................................................................
VA221
VA223
VA225
VA227
VA231
VA233
VA222
VA224
VA226
VA228
VA232
VA234
Nonmortgage Loans – Total ........................................................
Commercial Loans – Total............................................................
Secured ..................................................................................
Unsecured ..............................................................................
Credit Card Loans Outstanding – Business........................
Consumer Loans – Total ..............................................................
VA241
VA243
VA245
VA247
VA251
VA253
VA242
VA244
VA246
VA248
VA252
VA254
OTS Form 1313
- 13 -
Bil
Mil
Thou
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association ________________________
Docket Number ____________________
Schedule VA – Consolidated Valuation Allowances and Related Data
Report Date __________________ , 2011
Special Mention
Lines
Classification of Assets – Total .....................
Bil
Mil
Substandard
Thou
Lines
Bil
Mil
Loss
Doubtful
Thou
Lines
Bil
Mil
Thou
Lines
VA960
VA965
VA970
VA975
VA1415
VA1515
VA1615
VA1715
SUBXXX
SUBXXX
SUBXXX
SUBXXX
VA1420
VA1520
VA1620
VA1720
Units ...........................................
VA1422
VA1522
VA1622
VA1722
Nonresidential Property .......................
VA1430
VA1530
VA1630
VA1730
Permanent Loans – Total..........................
VA1415
VA1515
VA1615
VA1715
SUBXXX
SUBXXX
SUBXXX
SUBXXX
1-4 Dwelling Units Total ..................
VA1420
VA1520
VA1620
VA1720
Revolving Open-End Loans
VA1440
VA1540
VA1640
VA1740
Construction Loans – Total .......................
Residential – Total ...............................
1-4 Dwelling Units ...........................
Bil
Mil
Thou
Multifamily (5 or more) Dwelling
Residential – Total ...............................
All Other - First Liens ...............
VA1445
VA1545
VA1645
VA1745
All Other - Junior Liens .............
VA1447
VA1547
VA1647
VA1747
Revolving Open-End Loans ......
VA1443
VA1543
VA1643
VA1743
Units ...........................................
VA1450
VA1550
VA1650
VA1750
Nonresidential Property – Total ...........
VA1430
VA1530
VA1630
VA1730
Property ......................................
VA1462
VA1562
VA1662
VA1762
Multifamily (5 or more) Dwelling
Owner-Occupied Nonresidential
Other Nonresidential Property ........
VA1463
VA1563
VA1663
VA1763
Land......................................................
VA1465
VA1565
VA1665
VA1765
Commercial Loans – Total ........................
VA1470
VA1570
VA1670
VA1770
Secured ................................................
VA1472
VA1572
VA1672
VA1772
Unsecured ............................................
VA1473
VA1573
VA1673
VA1773
Business .....................................
VA1475
VA1575
VA1675
VA1775
Lease Receivables ...............................
Credit Card Loans Outstanding --
VA1476
VA1576
VA1676
VA1776
Consumer Loans – Total...........................
SUBXXX
SUBXXX
SUBXXX
SUBXXX
Loans on Deposits ....................................
VA1482
VA1582
VA1682
VA1782
Home Improvement Loans
(Not Secured by Real Estate) ..............
VA1483
VA1583
VA1683
VA1783
Education Loans .......................................
VA1484
VA1584
VA1684
VA1784
Auto Loans ................................................
VA1485
VA1585
VA1685
VA1785
Mobile Home Loans ..................................
VA1486
VA1586
VA1686
VA1786
Credit Cards ..............................................
VA1487
VA1587
VA1687
VA1787
Other, Including Lease Receivables .........
VA1488
VA1588
VA1688
VA1788
OTS Form 1313
- 14 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Schedule PD – Consolidated Past Due and Nonaccrual
Report Date __________________ , 2011
PAST DUE AND STILL ACCRUING
30 – 89 DAYS
90 DAYS OR MORE
(Report in Thousands of Dollars)
Lines
Mortgage Loans:
Construction ...............................................
Permanent, Secured by:
1-4 Dwelling Units:
Revolving, Open-End Loans ...................
All Other:
Secured by First Liens ..........................
Secured by Junior Liens ........................
Multifamily (5 or More) Dwelling Units ......
Nonresidential Property (Except Land) .....
Land..........................................................
Bil
Mil
Thou
(Report in Thousands of Dollars)
Dollars)Mil Thou
Lines Bil
NONACCRUAL
(Report in Thousands of Dollars)
Lines
PD115
PD215
PD315
PD121
PD221
PD321
PD123
PD124
PD125
PD135
PD138
PD223
PD224
PD225
PD235
PD238
PD323
PD324
PD325
PD335
PD338
Nonmortgage Loans:
Commercial Loans .....................................
Consumer Loans:
Loans on Deposits ....................................
Home Improvement Loans .......................
Education Loans .......................................
Auto Loans ...............................................
Mobile Home Loans..................................
Credit Cards .............................................
Other.........................................................
PD140
PD240
PD340
PD161
PD163
PD165
PD167
PD169
PD171
PD180
PD261
PD263
PD265
PD267
PD269
PD271
PD280
PD361
PD363
PD365
PD367
PD369
PD371
PD380
Total ..............................................................
PD10
PD20
PD30
PD190
PD290
PD390
PD516
PD517
PD518
PD616
PD617
PD618
PD716
PD717
PD718
PD519
PD525
PD619
PD625
PD719
PD725
Memoranda:
Troubled Debt Restructured Included
in PD115-PD380 .......................................
Construction Loans:
1-4 Dwelling Units .....................................
Multifamily (5 or More) Dwelling Units ......
Nonresidential Property ...........................
Permanent Loans, Secured By:
1-4 Dwelling Units ......................................
Multifamily (5 or More) Dwelling Units
ultifamily (5 or More) Dwelling Units ...........
OTS Form 1313
- 15 -
Bil
Mil
Thou
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Schedule PD – Consolidated Past Due and Nonaccrual
Report Date __________________ , 2011
PAST DUE AND STILL ACCRUING
30 – 89 DAYS
90 DAYS OR MORE
(Report in Thousands of Dollars)
Nonresidential Property (Except Land) .......
Owner-Occupied Nonresidential Property
Loans
on Deposits ....................................
Other Nonresidential
Property ..................
Land ..........................................................
Nonmortgage Loans – Total ........................
Commercial Loans – Total .........................
Secured .................................................
Unsecured .............................................
Credit Card Loans OutstandingBusiness ..........................................
………………………………
Consumer
Loans – Total
……………………
Loans and Leases Reported in PD115PD380
That Are Held for Sale...............................
Loans and Leases Reported in PD115PD380
That Are Wholly or Partially Guaranteed
By the U.S. Government, Agency, or
Sponsored Entity ....................................
Guaranteed Portion of Other Loans and
Leases Included in PD195-PD395
(Exclude Rebooked “GNMA Loans”).........
Rebooked “GNMA Loans” Repurchased
or Eligible for Repurchase Included in
PD195-PD395 ...........................................
Lines
PD535
PD536
PD537
PD538
Bil
Mil
Thou
(Report in Thousands of Dollars)
Dollars)Mil Thou
Lines Bil
NONACCRUAL
(Report in Thousands of Dollars)
PD635
PD636
PD637
PD638
Lines
PD735
PD736
PD737
PD738
PD539
PD540
PD541
PD542
PD639
PD640
PD641
PD642
PD739
PD740
PD741
PD742
PD545
PD560
PD645
PD660
PD745
PD760
PD192
PD292
PD392
PD195
PD295
PD395
PD196
PD296
PD396
PD197
PD297
PD397
Loans in Process of Foreclosure:
Construction Loans ...........................................................................................................................................
1-4 Dwelling Units Secured by Revolving Open-End Loans .............................................................................
1-4 Dwelling Units Secured by First Liens ........................................................................................................
1-4 Dwelling Units Secured by Junior Liens......................................................................................................
Multifamily (5 or More) Dwelling Units...............................................................................................................
Nonresidential Property (Except Land) .............................................................................................................
Land Loans .......................................................................................................................................................
Lines
PD415
PD421
PD423
PD424
PD425
PD435
PD438
Total ....................................................................................................................................................................
PD40
OTS Form 1313
- 16 -
Bil
Mil
Thou
Bil
Mil
Thou
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Schedule PD – Consolidated Past Due and Nonaccrual
Report Date __________________ , 2011
PAST DUE AND STILL ACCRUING
30 – 89 DAYS
90 DAYS OR MORE
(Report in Thousands of Dollars)
Lines
Bil
Assets Covered by FDIC
Mortgage Loans:
Loss-Sharing
Agreements:
Construction Loans – Total ........................... PD815
Residential – Total
SUBXXX
1-4 Dwelling Units ................................ PD816
Multifamily (5 or More) Dwelling Units.. PD817
Nonresidential Property .......................... PD818
Mil
Thou
(Report in Thousands of Dollars)
Dollars)Mil Thou
Lines Bil
NONACCRUAL
(Report in Thousands of Dollars)
Lines
Bil
PD915
PD1015
SUBXXX
SUBXXX
PD916
PD917
PD918
PD1016
PD1017
PD1018
SUBXXX
X
SUBXXX
SUBXXX
SUBXXX
SUBXXX
SUBXXX
SUBXXX
SUBXXX
SUBXXX
PD821
PD823
PD824
PD825
PD921
PD923
PD924
PD925
PD1021
PD1023
PD1024
PD1025
Nonresidential Property – Total ……………. PD835
Owner-Occupied Nonresidential Property PD836
Other Nonresidential Property ............... PD837
Land ........................................................... PD838
Commercial Loans – Total ........................... PD840
Secured .................................................... PD841
Unsecured ................................................ PD842
Credit Cards Loans OutstandingBusiness ............................................. PD843
Lease Receivables ................................. PD845
Consumer Loans – Total .......................... SUBXXX
Loans on Deposits ................................ PD861
Home Improvement Loans
(Not Secured by Real Estate) ............. PD863
Education Loans ................................... PD865
Auto Loans ........................................... PD867
Mobile Home Loans .............................. PD869
Credit Cards ......................................... PD871
Other, Including Lease Receivables ..... PD880
Guaranteed amount of total amount of
Covered past due and nonaccrual
Loans and leases ............................... PD896
PD935
PD936
PD937
PD938
PD940
PD941
PD942
PD1035
PD1036
PD1037
PD1038
PD1040
PD1041
PD1042
PD943
PD945
PD1043
PD1045
SUBXXX
SUBXXX
PD961
PD1061
PD963
PD965
PD967
PD969
PD971
PD980
PD1063
PD1065
PD1067
PD1069
PD1071
PD1080
PD996
PD1096
Permanent Loans -- Total .........................
Residential Total ......................................
1-4 Dwelling Units – Total ....................
Revolving Open-End Loans..................
All Other – First Liens ..........................
All Other – Junior Liens .......................
Multifamily (5 or More) Dwelling Units .....
OTS Form 1313
- 17 -
Mil
Thou
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association ______________________
Docket Number ___________________
Schedule LD – Loan Data
Report Date ________________ , 2010
(Report in Thousands of Dollars)
Sales:
90% up to 100% LTV:1-4 Family .......................................................................
90% up to 100% LTV: Multifamily .....................................................................
100% and greater LTV: 1-4 Family....................................................................
100% and greater LTV: Multifamily ...................................................................
Lines
LD450
LD451
LD460
LD461
SUPPLEMENTAL LOAN DATA FOR ALL LOANS
1-4 Dwelling Units Construction-to-Permanent Loans ..........................................
Owner-Occupied Multifamily Permanent Loans ...................................................
Owner-Occupied Nonresidential Property (Except Land) Permanent Loans ........
LD510
LD520
LD530
1-4 Dwelling Units Option ARM Loans .................................................................
1-4 Dwelling Units ARM Loans with Negative Amortization .................................
Total Capitalized Negative Amortization ..............................................................
LD610
LD620
LD650
Bil
Mil
Thou
CONSTRUCTION LOANS WITH CAPITALIZED INTEREST
Construction Loans on 1-4 Dwelling Units with Capitalized Interest ...................
Capitalized Interest on Construction Loans on 1-4 Dwelling Units Included in
Current Quarter Income ...................................................................................
Construction Loans on Multifamily (5 or More) Dwelling Units with Capitalized
Interest
................................................................................................................
Interest
.............................................................................................................
Capitalized Interest on Multifamily (5 or More) Dwelling Units Included in
Current
Quarter
Income
.......................................................................................
Current
Quarter
Income
...................................................................................
Construction Loans on Nonresidential Property (Except Land)
With Capitalized Interest ..................................................................................
Capitalized Interest on Construction Loans on Nonresidential Property
(Except Land) Included in Current Quarter Income ..........................................
LD710
LD715
LD720
LD725
LD730
LD735
COLLATERALIZED DEBT OBLIGATIONS, COLLATERALIZED LOAN
OBLIGATIONS, AND COMMERCIAL MORTGAGE-BACKED SECURITIES
Collateralized Debt Obligations: Carrying Value .................................................
Collateralized Debt Obligations: Market Value ..................................................
LD750
LD755
Collateralized Loan Obligations: Carrying Value ................................................
Collateralized Loan Obligations: Market Value ..................................................
LD760
LD765
Commercial Mortgage-Backed Securities: Carrying Value .................................
Commercial Mortgage-Backed Securities: Market Value ...................................
LD770
LD775
OTS Form 1313
- 18 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2010
Schedule CC – Consolidated Commitments and Contingencies
Commitments Outstanding:
Undisbursed Balance of Loans Closed (Loans-in-Process
Excluding Lines of Credit):
Mortgage Construction Loans ..............................................................................
Other Mortgage Loans .........................................................................................
Nonmortgage Loans.............................................................................................
CC105
CC115
CC125
To Originate Mortgages Secured by:
1-4 Dwelling Units ................................................................................................
Multifamily (5 or More) Dwelling Units ..................................................................
All Other Real Estate ...........................................................................................
To Originate Nonmortgage Loans ...........................................................................
To Purchase Loans .................................................................................................
To Sell Loans ..........................................................................................................
To Purchase Mortgage-Backed Securities ..............................................................
To Sell Mortgage-Backed Securities .......................................................................
To Purchase Investment Securities .........................................................................
To Sell Investment Securities ..................................................................................
CC280
CC290
CC300
CC310
CC320
CC330
CC335
CC355
CC365
CC375
Lines and Letters of Credit:
Unused Lines of Credit:
Revolving, Open-End Loans on 1-4 Dwelling Units ..............................................
Commercial Lines ................................................................................................
Open-End Lines:
Credit Cards-Consumer .......................................................................................
Credit Cards-Other ...............................................................................................
Other ....................................................................................................................
(Report in Thousands of Dollars)
Lines
Thou
CC423
CC424
CC425
CC430
CC435
Recourse Obligations and Direct Credit Substitutes:
Total Principal Amount of Assets Covered by Recourse Obligations or
Direct Credit Substitutes ........................................................................................
CC455
Amount of Direct Credit Substitutes on Assets in CC455 ........................................
Amount of Recourse Obligations on Assets in CC455 ............................................
Amount of Recourse Obligations on Loans in CC468 where Recourse is:
120 Days or Less..................................................................................................
Greater than 120 Days .........................................................................................
CC465
CC468
Other Contingent Liabilities...................................................................................
CC480
Contingent Assets ..................................................................................................
CC490
- 19 -
Mil
CC412
CC420
Letters of Credit:
Commercial..........................................................................................................
Standby, Not Included on CC465 or CC468 .........................................................
OTS Form 1313
Bil
CC469
CC471
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule CF – Consolidated Cash Flow Information
Mortgage-Backed Securities:
Pass-Through:
Purchases .............................................................................................................
Sales .....................................................................................................................
Other Balance Changes ........................................................................................
Other Mortgage-Backed Securities:
Purchases .............................................................................................................
Sales .....................................................................................................................
Other Balance Changes ........................................................................................
Mortgage Loans:
Mortgage Loans Disbursed:
Construction Loans on:
1-4 Dwelling Units..................................................................................................
Multifamily (5 or More) Dwelling Units ..................................................................
Nonresidential ......................................................................................................
Permanent Loans on:
1-4 Dwelling Units..................................................................................................
Home Equity and Junior Liens..............................................................................
Multifamily (5 or More) Dwelling Units ..................................................................
Nonresidential (Except Land) ...............................................................................
Land .....................................................................................................................
Loans and Participations Purchased, Secured By:
1-4 Dwelling Units ..................................................................................................
Purchased from Entities Other than Federally-Insured Depository Institutions
or Their Subsidiaries ..........................................................................................
Home Equity and Junior Liens ...............................................................................
Multifamily (5 or More) Dwelling Units ....................................................................
Nonresidential .......................................................................................................
Loans and Participations Sold, Secured By:
1-4 Dwelling Units ..................................................................................................
Home Equity and Junior Liens ...............................................................................
Multifamily (5 or More) Dwelling Units ....................................................................
Nonresidential .......................................................................................................
Memo: Refinancing Loans ......................................................................................
Memo: Loans Sold with Recourse of 120 Days or Less ..........................................
Memo: Loans Sold with Recourse Greater than 120 Days ...................................
Nonmortgage Loans:
Commercial:
Closed or Purchased .............................................................................................
Sales .....................................................................................................................
Consumer:
Closed or Purchased .............................................................................................
Sales .....................................................................................................................
Auto Loans Closed or Purchased During Quarter ...................................................
Auto Loans Sold During Quarter .............................................................................
Deposits:
Interest Credited to Deposits ................................................................................
OTS Form 1313
- 20 -
(Report in Thousands of Dollars)
For the Quarter
Lines
Bil
Mil
Thou
CF143
CF145
CF148
CF153
CF155
CF158
CF190
CF200
CF210
CF225
CF226
CF245
CF260
CF270
CF280
CF281
CF282
CF290
CF300
CF310
CF311
CF320
CF330
CF361
CF365
CF366
CF390
CF395
CF400
CF405
CF401
CF402
CF430
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2010
Schedule DI – Consolidated Deposit Information
Deposit Data:
Total Broker-Originated Deposits:
Fully Insured: With Balances Less than $100,000 .................................................
Fully Insured: With Balances of $100,000 through $250,000 .................................
Other .....................................................................................................................
Interest Expense for Fully Insured Brokered Deposits ...........................................
Interest Expense for Other Brokered Deposits .....................................................
Deposits (Excluding Retirement Accounts) with Balances:
$250,000 or Less ...................................................................................................
Greater than $250,000 ..........................................................................................
Number of Deposit Accounts (Excluding Retirement Accounts) with Balances:
$250,000 or Less ........................................................................... Actual Number
Greater than $250,000 .................................................................. Actual Number
Retirement Deposits with Balances:
$250,000 or Less ...................................................................................................
Greater Than $250,000 .........................................................................................
Number of Retirement Deposit Accounts with Balances:
$250,000 or Less............................................................................ Actual Number
Greater Than $250,000 .................................................................. Actual Number
Deposits of Individuals ...........................................................................................
Deposits of Partnerships and Corporations ...........................................................
IRA/Keogh Accounts ...............................................................................................
Uninsured Deposits.................................................................................................
Preferred Deposits ..................................................................................................
Reciprocal Brokered Deposits …………………………………………………………..
Components of Deposits and Escrows:
Transaction Accounts (Including Demand Deposits) ...............................................
Money Market Deposit Accounts .............................................................................
Passbook Accounts (Including Nondemand Escrows) .............................................
Time Deposits .........................................................................................................
Time Deposits of $100,000 through $250,000 (Excluding Brokered Time
Deposits
Deposits Participated Out by the Broker in Shares of Less Than $100,000 and
and Brokered Certificates of Deposit Issued in $1,000 Amounts Under a Master
Certificate of Deposit) .........................................................................................
Time Deposits Greater than $250,000 ................................................................
IRA/Keogh Accounts of $100,000 or Greater Included in Time Deposits ............
Average Daily Deposits Totals:
Fully Insured Brokered Time Deposits ................................................................
Other Brokered Time Deposits ..........................................................................
Non-Interest-Bearing Demand Deposits ...................................................................
OTS Form 1313
- 21 -
(Report in Thousands of Dollars)
Lines
Bil
Mil
Thou
DI100
DI102
DI110
DI114
DI116
DI120
DI130
DI150
DI160
DI170
DI175
DI180
DI185
DI196
DI197
DI200
DI210
DI220
DI230
DI310
DI320
DI330
DI340
DI350
DI352
DI360
DI544
DI545
DI610
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2010
Schedule DI – Consolidated Deposit Information
(Report in Thousands of Dollars)
Deposit Data for Deposit Insurance Premium Assessments:
Quarter-End Deposit Totals:
Total Deposit Liabilities Before Exclusions (Gross) as Defined in Section 3(l) of the
FDI Act and FDIC Regulations ..............................................................................
Total Allowable Exclusions (Including Foreign Deposits) ..........................................
Total Foreign Deposits (Included in Total Allowable Exclusions) ..............................
Unsecured Federal Funds Purchased .....................................................................
Secured Federal Funds Purchased .........................................................................
Securities Sold Under Agreements to Repurchase ..................................................
Unsecured “Other Borrowings” With a Remaining Maturity of:
One Year or Less ................................................................................................
Over One Year ....................................................................................................
Subordinated Debentures With a Remaining Maturity of:
One Year or Less ................................................................................................
Over One Year ....................................................................................................
Average Daily Deposit Totals:
Total Daily Average of Deposit Liabilities Before Exclusions (Gross) as Defined in
Section 3(l) of the FDI Act and FDIC Regulations ..................................................
Total Daily Average of Allowable Exclusions (Including Foreign Deposits) ...............
Total Daily Average of Foreign Deposits (Included in Total Daily Average of
Allowable Exclusions) ............................................................................................
Lines
Bil
Mil
Thou
DI510
DI520
DI530
DI630
DI635
DI641
DI645
DI651
DI655
DI660
DI540
DI550
DI560
Deposit Data for Noninterest Bearing Transaction Accounts as defined in
Section 343 of the "Dodd-Frank Wall Street Reform and Consumer Protection
Act of 2010"
Quarter-End Amount of Noninterest-bearing Transaction Accounts Of More than
than $250,000 (Including Balances Swept from Noninterest-bearing Transaction
Accounts to Noninterest-bearing Savings Accounts) .............................................
DI580
Quarter-End Number of Noninterest-bearing Transaction Accounts Of More than
$250,000 ........................................................................................ Actual Number
DI585
OTS Form 1313
- 22 -
_ _ _,_ _ _,_ _ _
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule SI – Consolidated Supplemental Information
(Report in Thousands of Dollars)
Miscellaneous:
Number of Full-time Equivalent Employees ...........................................................................
Financial Assets Held for Trading Purposes ..........................................................................
Financial Assets Carried at Fair Value through Earnings .......................................................
Financial Liabilities Carried at Fair Value through Earnings ...................................................
Available-for-Sale Securities...................................................................................................
Assets Held for Sale ...............................................................................................................
Loans Serviced for Others ......................................................................................................
Pledged Loans ........................................................................................................................
Pledged Trading Assets ..........................................................................................................
Lines
Bil
Mil
Thou
SI370
SI375
SI376
SI377
SI385
SI387
SI390
SI394
SI395
Residual Interests:
Residual Interests in the Form of Interest-Only Strips ............................................................
Other Residual Interests .........................................................................................................
SI402
SI404
Qualified Thrift Lender Test:
Actual Thrift Investment Percentage at Month-end:
First Month of Quarter ...........................................................................................................
Second Month of Quarter ......................................................................................................
Third Month of Quarter ..........................................................................................................
SI581
SI582
SI583
__ __ __ . __ __%
__ __ __ . __ __%
__ __ __ . __ __%
IRS Domestic Building and Loan Test:
Percent of Assets Test............................................................................................................
Do you meet the DBLA business operations test? .................................................................
SI585
SI586
__ __ __ . __ __%
Aggregate Investment in Service Corporations ..................................................................
SI588
YES
NO
Extensions of credit by the reporting association (and its controlled subsidiaries) to its executive
officers, principal shareholders, directors, and their related interests as of the report date:
Aggregate amount of all extensions of credit .........................................................................
SI590
Number of executive officers, principal shareholders, and directors to whom the
amount of all extensions of credit (including extensions of credit to related
interests) equals or exceeds the lesser of $500,000 or 5 percent of unimpaired
capital and unimpaired surplus (CCR30 + CCR35 + CCR530 + CCR105) ............................
Summary of Changes in Savings Association Equity Capital:
Savings Association Equity Capital, Beginning Balance from Prior Qtr (SC80) .....................
Net Income (Loss) Attributable to Savings Association (SO91) .............................................
Dividends Declared:
Preferred Stock .....................................................................................................................
Common Stock ......................................................................................................................
Stock Issued .............................................................................................................................
Stock Retired ............................................................................................................................
OTS Form 1313
- 23 -
SI595
SI600
SI610
SI620
SI630
SI640
SI650
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule SI – Consolidated Supplemental Information
(Report in Thousands of Dollars)
Lines
Capital Contributions (Where No Stock is Issued) .................................................................
New Basis Accounting Adjustments .......................................................................................
Other Comprehensive Income ................................................................................................
Prior Period Adjustments ........................................................................................................
Other Adjustments ..................................................................................................................
Savings Association Equity Capital, Ending Balance (SC80) (600 + 610 – 620
– 630 + 640 – 650 + 655 + 660 + 662 + 668 + 671) .............................................................
Transactions With Affiliates:
Activity During the Quarter of Covered Transactions with Affiliates
Subject to Quantitative Limits................................................................................................
Activity During the Quarter of Other Covered Transactions with Affiliates
Not Subject to Quantitative Limits .........................................................................................
Assets Covered by FDIC Loss-Sharing Agreements:
Carrying Amount of Covered
Loans and Leases .................................................................................................................
..…………….……………….…………………………………………………………………………
Construction Loans - Total ..............................................................................................
……
Residential – Total ......................................................................................................
1-4 Dwelling Units ...................................................................................................
Multifamily (5 or More) Dwelling Units ....................................................................
Nonresidential Property ..............................................................................................
Real Estate Owned ...............................................................................................................
Debt Securities .....................................................................................................................
Other Assets .........................................................................................................................
Permanent Loans – Total .................................................................................................
Residential – Total ......................................................................................................
1-4 Dwelling Units – Total .......................................................................................
Revolving Open-End Loans ..............................................................................
All Other – First Liens .......................................................................................
…………………………………………………………………
All Other – Junior Liens ....................................................................................
Multifamily (5 or More) Dwelling Units ....................................................................
Nonresidential Property – Total ..................................................................................
Owner –Occupied Nonfarm Nonresidential Property .............................................
Other Nonfarm Nonresidential Property .................................................................
Land ...........................................................................................................................
Commercial Loans – Total ..............................................................................................
……………………………………………………………………………
Secured ......................................................................................................................
Unsecured ..................................................................................................................
Credit Card Loans Outstanding – Business ...........................................................
Lease Receivables .....................................................................................................
Consumer Loans –Total ..................................................................................................
Loans on Deposits ......................................................................................................
Home Improvement Loans (Not Secured by Real Estate) .........................................
Education Loans .........................................................................................................
OTS Form 1313
- 24 -
Bil
Mil
Thou
SI655
SI660
SI662
SI668
SI671
SI680
SI750
SI760
SI770
SI771
SI773
SI717
SI718
SI775
SI772
SI774
SI776
SI777
SI778
SI779
SI780
SI781
SI782
SI783
SI784
SI785
SI786
SI787
SI788
SI789
SI790
SI791
SI792
SI793
SI794
SI795
SI796
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule SI – Consolidated Supplemental Information
Auto Loans .................................................................................................................
Mobile Home Loans ...................................................................................................
Credit Cards ...............................................................................................................
Other, Including Lease Receivables ..........................................................................
Repossessed Assets -- Total ..........................................................................................
Real Estate -- Total ....................................................................................................
Construction ............................................................................................................
Residential – Total ..................................................................................................
1-4 Dwelling Units .............................................................................................
Multifamily (5 or More) Dwelling Units ..............................................................
Nonresidential (Except Land) .................................................................................
Land ........................................................................................................................
Other Possessed Assets ........................................................... ………………………
…………………………………………………………………
Guaranteed amount of total amount of covered real estate owned ...........................
Total Income Included on Schedule SP Received From or Accrued on Assets
Covered by the FDIC Under Loss-Sharing’s Agreements .........................................
SI797
SI798
SI799
SI800
SI801
SI802
SI803
SI804
SI805
SI806
SI807
SI808
SI809
SI810
SI811
Mutual Fund and Annuity Sales:
Total Assets you Manage of Proprietary Mutual Funds and Annuities ..................................
SI815
Average Balance Sheet Data (Based on Month-End Data):
Total Assets ............................................................................................................................
Deposits and Investments Excluding Non-Interest-Earning Items .........................................
Mortgage Loans and Mortgage-Backed Securities ................................................................
Nonmortgage Loans ...............................................................................................................
Deposits and Escrows ............................................................................................................
Total Borrowings .....................................................................................................................
SI870
SI875
SI880
SI885
SI890
SI895
Brokerage Activities:
Does your institution, without trust powers, act as trustee or custodian
for Individual Retirement Accounts, Health Savings Accounts, and other
similar accounts that are invested in non-deposit products? ................................................
Does your institution provide custody, safekeeping, or other services involving
the acceptance of orders for the sale or purchase of securities? .........................................
Does your institution engage in third party broker arrangements, commonly referred to as
“networking”, to sell securities products or services to thrift customers?..............................
Does your institution sweep deposit funds into any open-end investment
management company registered under the Investment Company Act of 1940
that holds itself out as a money market fund? ......................................................................
OTS Form 1313
- 25 -
SI901
YES
NO
SI905
YES
NO
SI911
YES
NO
SI915
YES
NO
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2010
Schedule SQ – Consolidated Supplemental Questions
All questions except 310 should be completed for the reporting savings
association only.
Lines
Your fiscal year-end .................................................................................................
SQ270
____
Code representing nature of work to be performed by independent public
accountants for the current fiscal year.....................................................................
SQ280
____
Did you change your independent public accountant during the quarter? .................
SQ300
YES
NO
Did you and your consolidated subsidiaries have any outstanding futures or options
positions at quarter-end? ........................................................................................
SQ310
YES
NO
Do you have a Subchapter S election in effect for federal income tax purposes
for the current tax year? ..........................................................................................
SQ320
YES
NO
Have you been consolidated with your parent in another TFR? If so, enter the OTS
docket number of your parent savings association. .................................................
SQ410
Have you been consolidated with your parent in a Commercial Bank Call Report?
If so, enter the FDIC certificate number of your parent commercial bank. ...............
SQ420
Web Site Information:
If you have a web page on the Internet, indicate your main Internet home page
address (for transactional or nontransactional web sites). (78 characters maximum)
SQ530
Do you provide transactional Internet banking to your customers,
as defined in 12 CFR 555.300(b)? .........................................................................
SQ540
YES
NO
OTS Form 1313
- 26 -
Check the
Appropriate Box
mm
____
Code
____
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2010
Schedule SB – Consolidated Small Business Loans
Do you have any small business loans to report in this schedule? ..........................
Loans to Small Businesses and Small Farms:
Do you have any loans secured primarily by farms reported
on SC260 or any loans to finance agricultural production or other loans to
farmers reported on SC300, 303, and 306? ...........................................................
If 100 is yes, complete lines 300 through 650 (Do not complete 110 thru 210).
If no, complete the following item,110.
Are all or substantially all of your commercial loans (Schedule SC
lines 260, 300, 303, and 306) loans with original amounts of $100,000 or less? ....
If 110 is yes, complete the following lines, 200 and 210, only. If no, complete
Lines 300 through 450, only.
Number of loans reported on lines:
SC260 ....................................................................................................................
SC300, 303, and 306 ..............................................................................................
Number and amount outstanding of permanent mortgage
loans secured by nonfarm, nonresidential properties
reported on SC260:
With original amounts of:
$100,000 or less..................................................................
Greater than $100,000 thru $250,000 .................................
Greater than $250,000 thru $1 million .................................
Number and amount outstanding of nonmortgage,
nonagricultural commercial loans reported on SC300, 303,
and 306:
With original amounts of:
$100,000 or less..................................................................
Greater than $100,000 thru $250,000 .................................
Greater than $250,000 thru $1 million .................................
Number and amount outstanding of loans secured primarily
by farms reported on SC260:
With original amounts of:
$100,000 or less..................................................................
Greater than $100,000 thru $250,000 .................................
Greater than $250,000 thru $500,000 .................................
Number and amount outstanding of nonmortgage,
commercial loans to finance agricultural production and
other nonmortgage commercial loans to farmers reported
on SC300, 303, and 306:
With original amounts of:
$100,000 or less..................................................................
Greater than $100,000 thru $250,000 .................................
Greater than $250,000 thru $500,000 .................................
OTS Form 1313
Lines
SB010
YES
NO
SB100
YES
NO
SB110
YES
NO
Actual Number
SB200
SB210
Outstanding
Balance
Number of Loans
Actual Number
(Report in Thousands of Dollars)
Bil
Mil
Thou
SB300
SB320
SB340
SB310
SB330
SB350
SB400
SB420
SB440
SB410
SB430
SB450
SB500
SB520
SB540
SB510
SB530
SB550
SB600
SB620
SB640
SB610
SB630
SB650
- 27 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _____________________
Docket Number __________________
Report Date ________________ , 2011
Schedule FS – Fiduciary and Related Services
Lines
FS110
FS120
Does your institution have fiduciary powers? ...........................................................................
YES
NO
Does your institution exercise the fiduciary powers it has been granted? ...............................
YES
NO
Does your institution have any fiduciary or related activity (in the form of assets or
accounts) to report in this schedule? ...................................................................................... FS130
YES
NO
If the answer to FS130 is ”NO,” do not complete the rest of Schedule FS.
If the answer to FS130 is “YES,” complete the applicable items of Schedule FS as follows:
If your total fiduciary assets (FS20 + FS21) are greater than $250 million for the preceding calendar year or your gross
fiduciary and related services income was greater than 10 percent of total revenue (net interest income plus noninterest
income), you must complete:
1. FS210 through FS30 and FS610 – FS65 each quarter;
2. FS391 through FS35 annually, with the December report; and
3. All memoranda items, FS410 through FS72 (except for FS610 – FS65), annually with the December report.
If your total fiduciary assets (FS20 + FS21) are greater than $100 million but less than or equal to $250 million for the
preceding calendar year or your gross fiduciary and related services income was not greater than 10 percent of total
revenue (net interest income plus noninterest income), you must complete:
1. FS210 through FS291 each quarter; and
2. FS310 through FS35 and all memorandum items, FS410 through FS72, annually with the
December report.
If your total fiduciary assets (FS20 + FS21) are $100 million or less for the preceding calendar year or your gross
fiduciary and related services income was not greater than 10 percent of total revenue (net interest income plus
noninterest income), you must complete:
1. FS210 through FS291 each quarter; and
2. Memorandum items, FS410 through FS65, annually with the December report.
(Report in Actual Numbers)
(Report in Thousands of Dollars)
Managed Assets
Nonmanaged Assets
FIDUCIARY AND RELATED ASSETS Lines Bil Mil Thou Lines Bil Mil Thou
Personal Trust and Agency Accounts .. FS210
FS211
Retirement-related Trust and Agency Accounts:
Employee Benefit –
Defined Contribution ........................ FS220
FS221
Employee Benefit –
Defined Benefit ................................ FS230
FS231
Other Retirement Accounts ............... FS240
FS241
Corporate Trust and Agency Accounts FS250
FS251
Investment Management and
Investment Advisory Agency Accounts FS260
FS261
Foundations and Endowments............. FS264
FS265
Other Fiduciary Accounts ..................... FS270
FS271
Total Fiduciary Accounts .................. FS20
FS21
Custody and Safekeeping Accounts ....
FS280
IRAs, HSAs, and Similar Accounts ...... FS234
FS235
Assets Included Above that are Excluded
For Purposes for the OTS
Assessment Complexity Component.. FS290
FS291
OTS Form 1313
- 28 -
Number of
Managed
Accounts
Number of
Nonmanaged
Accounts
Lines
FS212
Lines
FS213
FS222
FS223
FS232
FS242
FS252
FS233
FS243
FS253
FS262
FS266
FS272
FS22
FS263
FS267
FS273
FS23
FS281
FS237
FS236
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _____________________
Docket Number __________________
Report Date ________________ , 2011
Schedule FS – Fiduciary and Related Services
(Report Calendar Year-to-Date in
Thousands of Dollars)
FIDUCIARY AND RELATED SERVICES INCOME (CALENDAR YEAR-TO-DATE)
Lines
Personal Trust and Agency Accounts .........................................................................
Retirement-related Trust and Agency Accounts:
Employee Benefit – Defined Contribution ................................................................
Employee Benefit – Defined Benefit ........................................................................
Other Retirement Accounts ......................................................................................
Corporate Trust and Agency Accounts .......................................................................
Investment Management and Investment Advisory Agency Accounts .......................
Foundations and Endowments ....................................................................................
Other Fiduciary Accounts ............................................................................................
Custody and Safekeeping Accounts ...........................................................................
Other Fiduciary and Related Services Income ..........................................................
Total Gross Fiduciary and Related Services Income (310 thru 390) ....................
Less: Expenses ...........................................................................................................
Less: Net Losses from Fiduciary and Related Services .............................................
Plus: Intracompany Income Credits for Fiduciary and Related Services ....................
Net Fiduciary and Related Services Income (30 – 391 – 392 + 393) .....................
FS310
OTS Form 1313
- 29 -
FS320
FS330
FS340
FS350
FS360
FS365
FS370
FS380
FS390
FS30
FS391
FS392
FS393
FS35
Bil
(
R
e
p
o
r
t
C
a
l
e
n
d
a
r
Y
e
a
r
t
o
D
a
t
e
i
n
T
h
o
u
s
a
n
d
s
o
f
D
o
ll
a
r
s
)
Mi
l
Thou
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _____________________
Docket Number __________________
Report Date ________________ , 2011
Schedule FS – Fiduciary and Related Services
Memoranda
1. Managed Assets Held in Fiduciary Accounts:
Non-Interest-Bearing Deposits ......................................
Interest Bearing Deposits ..............................................
U.S. Treasury and U.S. Government
Agency Obligations ......................................................
State, County, and Municipal Obligations .....................
Mutual Funds
Money Market ...........................................................
Equity ........................................................................
Other .........................................................................
Common Trust Funds and Collective
Investment Funds ........................................................
Other Short-Term Obligations .......................................
Other Notes and Bonds .................................................
Investments in Unregistered Funds
and Private Equity Investments ...................................
Other Common and Preferred Stocks ...........................
Real Estate Mortgages ..................................................
Real Estate ....................................................................
Miscellaneous Assets ....................................................
Total Managed Assets ...............................................
Investments of Managed Fiduciary Accounts in Advised
ororSponsored
Sponsored Mutual Funds
Managed Assets .....................................................
Number of Managed Accounts ...............................
OTS Form 1313
Personal Trust and
Agency, Investment
Management
Agency Accounts
Lines Bil Mil Th
FS410
FS415
Lines
FS411
FS416
FS420
FS425
FS421
FS426
FS422
FS427
FS428
FS431
FS437
FS429
FS432
FS438
FS430
FS433
FS439
FS463
FS434
FS440
FS464
FS435
FS441
FS465
FS436
FS442
FS466
FS445
FS450
FS455
FS460
FS40
FS467
FS446
FS451
FS456
FS461
FS41
FS468
FS447
FS452
FS457
FS462
FS42
Employee Benefit and
Retirement Related
Accounts
Bil
Mil
Th
All Other Accounts
Lines
FS412
FS417
Bil
Mil
Th
FS495
FS496
- 30 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _____________________
Docket Number __________________
Report Date ________________ , 2011
Schedule FS – Fiduciary and Related Services
(Actual Number)
Memoranda – Continued
2. Corporate Trust and Agency Accounts:
Corporate and Municipal Trusteeships ...............................
Issues Reported in FS510 and FS515 that are in Default ..
Transfer Agent, Registrar, Paying Agent, and Other
Corporate Agency ..............................................................
(Report in Thousands of Dollars)
Principal Amount
Outstanding
Number of Issues
Lines
Number
Lines
Tho
u
FS515
FS517
FS520
(Actual Number)
Lines
Market Value of
Fund
Assets
C
Number
Lines
FS610
FS620
FS630
FS640
FS650
FS660
FS670
FS60
FS615
FS625
FS635
FS645
FS655
FS665
FS675
FS65
a
l
e
n
d
a
r
Bil
Mil
Tho
u
Y
e
a
r
t
o
(Report Calendar Year-to-Date in Thousands
of Dollars)
D
Gross Losses
Recoveries
a
Managed
Nonmanaged
t
Accounts
Accounts
e
Lines
4. Fiduciary Settlements, Surcharges, and Other
Losses (Calendar Year-to-Date):
Personal Trust and Agency Accounts ............................
Retirement-Related Employee Benefit Accounts ...........
Investment Management and Investment
Advisory Agency Accounts ...........................................
Other Fiduciary Accounts and Related Services ...........
Total Fiduciary Settlements, Surcharges, and
Other Losses (70 + 71 – 72 = 392) .............................
Mil
(
R
e
p
o
r
(Report in tThousands of Dollars)
FS510
FS516
Number of Funds
3. Collective Investment Funds and Common
Trust Funds:
Domestic Equity .................................................................
International/Global Equity.................................................
Stock/Bond Blend ..............................................................
Taxable Bond .....................................................................
Municipal Bond ..................................................................
Short-Term Investments/Money Market ............................
Specialty/Other ..................................................................
Total Collective Investment Funds ................................
Bil
FS710
FS720
Mil
Tho
u
Lines
FS711
FS721
FS730
FS740
FS731
FS741
FS70
FS71
Mil
Thou
Lines
Mil
Thou
i
n
FS712
TFS722
h
oFS732
u
FS742
s
a
n FS72
d
s
o
f
OTS Form 1313
- 31 -
D
o
l
l
a
Proposed March 2011
Office of Thrift Supervision
2010 Thrift Financial Report
For informational purposes only:
not for data entry
Association ______________________
Docket Number ___________________
Report Date _________________ , 2010
Schedule HC – Thrift Holding Company
Parent Only
Consolidated
(Report in Thousands of Dollars)
Included in Total Assets:
Cash, Deposits, and Investment Securities ........
Receivable from Subsidiaries:
Savings Association .........................................
Other Subsidiaries ............................................
Investment in Subsidiaries:
Savings Association .........................................
Other Subsidiaries ............................................
Intangible Assets:
Mortgage Servicing Assets ................................
Nonmortgage Servicing Assets and Other .........
Deferred Policy Acquisition Costs........................
Included in Total Liabilities (Excluding Deposits)
Payable to Subsidiaries:
Savings Association Subsidiaries:
Transactional .................................................
Debt ...............................................................
Other Subsidiaries:
Transactional .................................................
Debt ...............................................................
Trust Preferred Instruments ................................
Other Debt Maturing In 12 Months or Less .........
Other Debt Maturing In More Than 12 Months ...
Lines
HC301
Bil
Mil
Thou
(Report in Thousands of Dollars)
Lines
Thou
HC310
HC320
HC330
HC340
HC350
HC360
HC370
HC650
HC655
HC660
HC410
HC420
HC430
HC440
HC445
HC450
HC460
HC670
HC680
HC690
HC505
HC705
HC525
HC535
HC509
HC709
Interest Expense:
Trust Preferred Instruments ..............................
All Other Debt ...................................................
Total Expenses ..................................................
HC545
HC555
HC570
HC710
HC720
HC770
HC571
HC771
HC565
HC730
OTS Form 1313
Mil
HC601
Reflected in Net Income:
Interest Income ..................................................
Dividends:
From Savings Association Subsidiaries ...........
From Other Subsidiaries ..................................
Total Income ......................................................
Total Income Taxes ............................................
Net Cash Flow from Operations Attributable to
Holding Company .............................................
Bil
- 32 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2010
Schedule HC – Thrift Holding Company
Supplemental Questions:
Have any significant subsidiaries of the holding company been formed, sold, or
dissolved during the quarter? ...............................................................................
HC810
YES
NO
HC815
YES
NO
HC820
HC825
HC830
HC835
YES
YES
YES
YES
NO
NO
NO
NO
HC840
YES
NO
Has the holding company appointed any new senior executive officers or directors
during the quarter? ..............................................................................................
HC845
YES
NO
Has the holding company or any of its subsidiaries entered into a new pledge, or
changed the terms and conditions of any existing pledge, of capital stock of any
subsidiary savings association that secures short-term or long-term debt or
other borrowings of the holding company?...........................................................
HC850
YES
NO
Has the holding company or any of its subsidiaries implemented changes to any
class of securities that would negatively impact investors? ..................................
HC855
YES
NO
Has there been any default in the payment of principal, interest, a sinking or
purchase fund installment, or any other default of the holding company or any
of its subsidiaries during the quarter? ..................................................................
HC860
YES
NO
Has there been a change in the holding company’s independent auditors during
the quarter? .........................................................................................................
HC865
YES
NO
Has there been a change in the holding company’s fiscal year end during the
quarter? ...............................................................................................................
HC870
YES
NO
Does the holding company or any of its GAAP-consolidated subsidiaries (other
than the reporting thrift) control other U.S. depository institutions? ......................
HC875
YES
NO
Is the holding company or any of its subsidiaries:
A broker or dealer registered under the Securities Exchange Act of 1934? ..........
An investment adviser regulated by the Securities Exchange Commission
or any State? .....................................................................................................
An investment company registered under the Investment Company Act of 1940?
An insurance company subject to supervision by a State insurance regulator?....
Subject to regulation by the Commodity Futures Trading Commission? ..............
Or affiliates conducting operations outside of the U.S. through a
foreign branch or subsidiary?..............................................................................
If located in the U.S. or its territories, provide the FDIC certificate number:
OTS Form 1313
- 33 -
HC876
HC877
HC878
HC879
HC880
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule CCR – Consolidated Capital Requirement
TIER 1 (CORE) CAPITAL REQUIREMENT:
Tier 1 (Core) Capital
Total Savings Association Equity Capital (SC80) ....................................................
Deduct:
Investments in, Advances to, and Noncontrolling Interests in
Interest
in
Nonincludable
Subsidiaries ...............................................................................
Nonincludable” Subsidiaries .....................................................................................
Goodwill and Certain Other Intangible Assets........................................................
Disallowed Servicing Assets, Disallowed Deferred Tax Assets, Disallowed
Residual Interests, and Other Disallowed Assets .................................................
Other .....................................................................................................................
Add:
Accumulated Losses (Gains) on Certain Securities and Cash Flow Hedges .........
Intangible Assets ...................................................................................................
Qualifying Noncontrolling (Minority) Interest in Consolidated Subsidiaries ............
Other .....................................................................................................................
Tier 1 (Core) Capital (100 – 105 – 115 – 133 – 134 + 180 + 185 + 195)................
Adjusted Total Assets
Total Assets (SC60) ................................................................................................
Deduct:
Assets of “Nonincludable” Subsidiaries..................................................................
Goodwill and Certain Other Intangible Assets........................................................
Disallowed Servicing Assets, Disallowed Deferred Tax Assets, Disallowed
Residual Interests, and Other Disallowed Assets .................................................
Other .....................................................................................................................
Add:
Accumulated Losses (Gains) on Certain Securities and Cash Flow Hedges .........
Intangible Assets ...................................................................................................
Other .....................................................................................................................
Adjusted Total Assets (205 – 260 – 265 – 270 – 275 + 280 + 285 + 290) ............
(Report in Thousands of Dollars)
Lines
Bil
Mil
Thou
CCR100
CCR105
CCR115
CCR133
CCR134
CCR180
CCR185
CCR187
CCR195
CCR20
CCR205
CCR260
CCR265
CCR270
CCR275
CCR280
CCR285
CCR290
CCR25
Tier 1 (Core) Capital Requirement (25 x 4%) ....................................................... CCR27
OTS Form 1313
- 34 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule CCR – Consolidated Capital Requirement
(Report in Thousands of Dollars)
Lines
Bil
Mil
Thou
TOTAL RISK-BASED CAPITAL REQUIREMENT:
Tier 1 (Core) Capital (20) ......................................................................................
Tier 2 (Supplementary) Capital:
Unrealized Gains on Available-for-Sale Equity Securities ......................................
Qualifying Subordinated Debt and Redeemable Preferred Stock ..........................
Other Equity Instruments .......................................................................................
Allowances for Loan and Lease Losses.................................................................
Other .....................................................................................................................
Tier 2 (Supplementary) Capital (302 + 310 + 340 + 350 + 355)............................
CCR30
CCR302
CCR310
CCR340
CCR350
CCR355
CCR33
Allowable Tier 2 (Supplementary) Capital ........................................................... CCR35
Equity Investments and Other Assets Required to be Deducted ............................. CCR370
Deduction for Low-Level Recourse and Residual Interests ..................................... CCR375
Total Risk-based Capital (30 + 35 – 370 – 375).................................................... CCR39
Risk-Weight Categories
0% Risk-Weight:
Cash......................................................................................................................
Securities Backed by Full Faith and Credit of U.S. Government ............................
Notes and Obligations of FDIC, Including Covered Assets ....................................
Other .....................................................................................................................
Total (400 + 405 + 409 + 415) ...............................................................................
0% Risk-Weight Total (420 x 0%) .........................................................................
CCR400
CCR405
CCR409
CCR415
CCR420
CCR40
20% Risk-Weight:
Mortgage and Asset-Backed Securities Eligible for 20% Risk Weight ....................
Claims on FHLBs ..................................................................................................
General Obligations of State and Local Governments ...........................................
Claims on Domestic Depository Institutions ...........................................................
Other .....................................................................................................................
Total (430 + 435 + 440 + 445 + 450) .....................................................................
20% Risk-Weight Total (455 x 20%) .....................................................................
CCR430
CCR435
CCR440
CCR445
CCR450
CCR455
CCR45
50% Risk-Weight:
Qualifying Single-Family Residential Mortgage Loans ...........................................
Qualifying Multifamily Residential Mortgage Loans ................................................
Mortgage and Asset-Backed Securities Eligible for 50% Risk Weight ....................
State and Local Revenue Bonds ...........................................................................
Other .....................................................................................................................
Total (460 + 465 + 470 + 475 + 480) .....................................................................
50% Risk-Weight Total (485 x 50%) .....................................................................
CCR460
CCR465
CCR470
CCR475
CCR480
CCR485
CCR50
OTS Form 1313
- 35 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2011 Thrift Financial Report
Association ____________________
Docket Number _________________
Report Date _______________ , 2011
Schedule CCR – Consolidated Capital Requirement
TOTAL RISK-BASED CAPITAL REQUIREMENT: – continued
Lines
(Report in Thousands of Dollars)
Bil
Mil
Thou
100% Risk-Weight:
Securities Risk Weighted at 100% (or More) Under the RatingsCCR501
Based
Approach
.......................................................................................................
All Other
Assets
.............................................................................. CCR506
Total (501 + 506) ............................................................................ CCR510
100% Risk-Weight Total (510 x 100%) .......................................... CCR55
Amount of Low-Level Recourse and Residual Interests Before
CCR605
Risk-Weighting
.........................................................................................................
Risk-Weighted Assets for Low-Level Recourse and Residual
Interests
(605 x 12.50) .................................................................................. CCR62
Assets to Risk-Weight (420 + 455 + 485 + 510 + 605) ..................
Subtotal Risk-Weighted Assets (40 + 45 + 50 + 55 + 62) .............
Excess Allowances for Loan and Lease Losses .............................
Total Risk-Weighted Assets (75 – 530) .........................................
Total Risk-Based Capital Requirement (78 x 8%) .......................
CCR64
CCR75
CCR530
CCR78
CCR80
CAPITAL AND PROMPT CORRECTIVE ACTION RATIOS:
Tier 1 (Core) Capital Ratio ..............................................................
(Tier 1 (Core) Capital ÷ Adjusted Total Assets)
CCR810
Total Risk-Based Capital Ratio .......................................................
(Total Risk-Based Capital ÷ Risk-Weighted Assets)
CCR820
Tier 1 Risk-Based Capital Ratio ......................................................
((Tier 1 (Core) Capital – Deduction for Low-level Recourse and
Residual
Interests) ÷ Risk-Weighted Assets)
CCR830
Tangible Equity Ratio .....................................................................
((Tangible Capital + Cumulative Perpetual Preferred Stock) ÷
Tangible Assets)
CCR840
OTS Form 1313
- 36 -
Proposed March 2011
Office of Thrift Supervision
2010 Thrift Financial Report
For informational purposes only:
not for data entry
Association ____________________
Docket Number _________________
Schedule FV – Consolidated Assets and Liabilities
Measured at Fair Value on a Recurring Basis
Report Date _______________ , 2010
The following data are required from thrifts with total assets greater than $10 billion.
Fair Value Measurements
Level 3
Level 1
Level 2
(Report in Thousands of Dollars)
(Report in Thousands of Dollars)
(Report in Thousands of Dollars)
(Report in Thousands of Dollars)
Lines
Lines
Lines
Lines
Bil
Mil
Thou
Bil
Mil
Thou
Bil
Mil
Total
Thou
Bil
Mil
Thou
Assets
Federal Funds Sold and Securities
Purchased Under Agreements to Resell..
Less: Amounts Netted ...........................
Total, After Netting ..............................
FV111
FV112
FV113
FV11
FV114
FV12
Trading Securities ......................................
Less: Amounts Netted ...........................
Total, After Netting ..............................
FV131
FV132
FV133
FV13
FV134
FV14
Available-for-Sale Securities ......................
Less: Amounts Netted ...........................
Total, After Netting ..............................
FV151
FV152
FV153
FV15
FV154
FV16
Loans and Leases ......................................
Less: Amounts Netted ...........................
Total, After Netting ..............................
FV211
FV212
FV213
FV21
FV214
FV22
Mortgage Servicing Rights..........................
Less: Amounts Netted ...........................
Total, After Netting ..............................
FV241
FV242
FV243
FV24
FV244
FV25
Derivative Assets .......................................
Less: Amounts Netted ...........................
Total, After Netting ..............................
FV261
FV262
FV263
FV26
FV264
FV27
All Other Financial Assets ..........................
Less: Amounts Netted ...........................
Total, After Netting ..............................
FV311
FV312
FV313
FV31
FV314
FV32
FV41
FV42
FV43
FV44
FV46
FV48
Total Assets Measured at Fair Value
on a Recurring Basis ............................
Less: Amounts Netted ........................
Total, After Netting ..............................
OTS Form 1313
- 37 -
Proposed March 2011
Office of Thrift Supervision
2010 Thrift Financial Report
For informational purposes only:
not for data entry
Association ____________________
Docket Number _________________
Schedule FV – Consolidated Assets and Liabilities Measured at
Fair Value on a Recurring Basis
Report Date _______________ , 2010
Fair Value Measurements
Level 3
Level 1
Level 2
(Report in Thousands of Dollars)
(Report in Thousands of Dollars)
(Report in Thousands of Dollars)
(Report in Thousands of Dollars)
Lines
Lines
Lines
Lines
Bil
Mil
Thou
Bil
Mil
Thou
Bil
Mil
Total
Thou
Bil
Mil
Thou
Liabilities
Federal Funds Purchased and Securities
Sold Under Agreements to Repurchase ..
FV511
FV512
FV513
FV51
Less: Amounts Netted.. .........................
FV514
Total, After Netting ..............................
FV52
...............
Deposits ................................................................
FV531
FV532
FV533
Less: Amounts Netted ..............................
Total, After Netting .................................
FV53
FV534
FV54
....................
Subordinated Debentures ................................ FV611
FV612
FV613
FV61
Less: Amounts Netted ..............................
FV614
Total, After Netting .................................
FV62
.
Other Borrowings ................................................................
FV631
FV632
FV633
FV63
Less: Amounts Netted ..............................
FV634
Total, After Netting .................................
FV64
Derivative Liabilities .............................................................
FV651
FV652
FV653
Less: Amounts Netted ..............................
Total, After Netting .................................
FV65
FV654
FV66
................
All Other Financial Liabilities ................................
FV711
FV712
FV713
FV71
Less: Amounts Netted ..............................
FV714
Total, After Netting .................................
FV72
Total Liabilities Measured at Fair Value
on a Recurring Basis ............................
FV81
FV82
FV83
FV84
Less: Amounts Netted ........................
FV86
Total, After Netting ..............................
FV88
OTS Form 1313
- 38 -
Proposed March 2011
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association _____________________
Docket Number __________________
Report Date _______________ , 2010
Schedule RM – Annual Supplemental Consolidated Data on Reverse
Mortgages
Lines
Do you have any reverse mortgage loan activity for the calendar year
to report in this Schedule?..............................................................................
RM010
YES
Bill
NO
Mil
Thou
Amount of Mortgage Loans Outstanding:
Home Equity Conversion Mortgage Loans .............................................................................. RM110
Proprietary (Non-HECM) Reverse Mortgage Loans ................................................................ RM112
Annual Interest Income from:
Home Equity Conversion Mortgage Loans .............................................................................. RM310
Proprietary (Non-HECM) Reverse Mortgage Loans.................................................................. RM312
Number of referrals over the calendar year to another lender from whom you received
compensation for services performed for the lender in connection with the lender’s origination
of the reverse mortgage:
Home Equity Conversion Mortgage Loans ............................................................................... RM330
Proprietary (Non-HECM) Reverse Mortgage Loans.................................................................. RM332
(Actual Number)
Bill
Mil
Thou
Annual Origination Fee Income from:
Home Equity Conversion Mortgage Loans ............................................................................... RM420
Proprietary (Non-HECM) Reverse Mortgage Loans.................................................................. RM422
Commitments Outstanding to Originate Mortgages Secured by:
Home Equity Conversion Mortgage Loans ............................................................................... RM510
Proprietary (Non-HECM) Reverse Mortgage Loans.................................................................. RM512
Annual Mortgage Loans Disbursed for Permanent Loans on:
Home Equity Conversion Mortgage Loans ............................................................................... RM610
Proprietary (Non-HECM) Reverse Mortgage Loans.................................................................. RM612
Annual Loans and Participations Purchased Secured By:
Home Equity Conversion Mortgage Loans................................................................................ RM620
Proprietary (Non-HECM) Reverse Mortgage Loans.................................................................. RM622
Annual Loans and Participations Sold Secured By:
Home Equity Conversion Mortgage Loans ............................................................................... RM630
Proprietary (Non-HECM) Reverse Mortgage Loans.................................................................. RM632
OTS Form 1313
- 39 -
Proposed March 2011
Office of Thrift Supervision
2011 Thrift Financial Report
For informational purposes only:
not for data entry
Association _______________________
Docket Number ____________________
Report Date __________________ , 2011
Schedule VIE – Assets and Liabilities of Consolidated Variable
Interest Entities (VIEs)
Securitization
Trusts
ABCP
Conduits
Lines
VIE10
VIE20
VIE30
VIE115
VIE215
VIE315
VIE121
VIE123
VIE124
VIE125
VIE135
VIE138
VIE140
VIE161
VIE163
VIE165
VIE221
VIE223
VIE224
VIE225
VIE235
VIE238
VIE240
VIE261
VIE263
VIE265
VIE321
VIE323
VIE324
VIE325
VIE335
VIE338
VIE340
VIE361
VIE363
VIE365
VIE199
VIE299
VIE399
VIE100
VIE200
VIE300
VIE40
VIE50
VIE60
VIE490
VIE492
VIE495
VIE496
VIE497
VIE590
VIE592
VIE595
VIE596
VIE597
VIE690
VIE692
VIE695
VIE696
VIE697
Lines
Assets of Consolidated VIEs that Can Be
Used Only to Settle Obligations of
Consolidated VIEs:
Cash and Balances Due from Depository
Institutions…………………………………….
Securities Purchased Under Agreements to
Resell ......................................................
Held-to-Maturity Securities ............................
Available-for-Sale Securities…………………..
Loans and Leases Held for Sale………………
Loans and Leases, Net of Unearned Income..
Allowance for Loan and Lease Losses……….
Other Real Estate Owned……………………...
Derivative Assets……………………………….
Trading Assets (Other than Derivatives)…….
Other Assets…………………………………….
Total Assets of All Consolidated VIEs…….
Assets of Consolidated VIEs that Can Be
Used
UsedtotoSettle
Settle Institution Obligations:
Obligations…………………...…….
Liabilities of Consolidated VIEs for
Which
Creditors Do Not Have Recourse to the
General Credit of the Institution:
Securities Sold Under Agreements to
Repurchase ................................................
Commercial Paper .........................................
Other Borrowed Money..................................
Derivative Liabilities .......................................
Other Liabilities ..............................................
Other
(Report in Thousands of Dollars)
Dollars)Mil Thou
Lines Bil
(Report in Thousands of Dollars)
Bil
Mil
Thou
(Report in Thousands of Dollars)
Bil
Mil Thou
Total Liabilities of All Consolidated VIEs……. VIE499
VIE599
VIE699
Liabilities of Consolidated VIEs for Which
Creditors Have Recourse to the
General Credit of the Institution:
VIE400 Credit Credi Credit C Creditor
VIE500 Cre Credi Credi C Creditor
VIE600 Cre Cred Credit
Creditor
…………………...…….
s Do ors tors ors re s Do ditor tors tors re s Do
ditor itors ors
Not
Have
Recour
se to
the
OTS Form 1313
Do Do Do di Not
Not Not Not to Have
Have Have Have rs Recour
Reco Reco Recou D se to
urse urse rse to o the
to the to the the N
ot
H
- 40 a
s Do Do Do di Not
s Do Do Do
Not Not Not to Have Not Not Not
Hav Have Have rs Recours Hav Have Have
e Reco Reco D e to the e Reco Reco
Rec urse urse o
Rec urse urse
ours to to the N
ours to to the
e to the
ot
e to the
the
H
the
Proposed March 2011
a
INSTRUCTIONS
For informational purposes only:
not for data entry
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
Office of Thrift Supervision
2010 Thrift Financial Report
1.
2.
3.
4.
Schedule CMR — Consolidated Maturity/Rate
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
ASSETS
FIXED-RATE, SINGLE-FAMILY, FIRST MORTGAGE
LOANS & MORTGAGE-BACKED SECURITIES
30-Year Mortgages and MBS:
Mortgage Loans ............................................................................................
WARM ..............................................................................................................
WAC...................................................................................................................
$ of Which Are FHA or VA Guaranteed ......................................
Securities Backed By Conventional Mortgages ........................
WARM ..............................................................................................................
Wtd Avg Pass-Thru Rate......................................................................
Securities Backed by FHA or VA Mortgages ..............................
WARM ..............................................................................................................
Wtd Avg Pass-Thru Rate......................................................................
15- Year Mortgages and MBS:
Mortgage Loans ............................................................................................
WAC...................................................................................................................
Mortgage Securities ....................................................................................
Wtd Avg Pass-Thru Rate......................................................................
Coupon
Less Than 5%
CMR001
CMR002
months
•
CMR011
%
6.00 to 6.99%
$
CMR003
CMR007
months
•
CMR012
%
$
CMR004
CMR008
months
•
CMR013
%
8.00% & Above
$
CMR005
CMR009
months
•
CMR014
%
$
CMR010
months
•
CMR015
$
CMR017
$
CMR018
$
CMR019
$
CMR020
$
CMR026
$
CMR027
$
CMR028
$
CMR029
$
CMR030
$
CMR031
months
•
CMR036
CMR046
•
CMR076
$
CMR111
CMR116
%
months
$
%
$
•
%
months
•
•
$
%
months
$
%
$
•
%
months
CMR118
%
$
%
months
$
%
$
•
%
months
•
•
$
%
months
$
•
%
$
%
months
•
%
•
%
•
%
$
CMR075
$
CMR085
CMR090
months
$
CMR105
CMR110
•
months
CMR060
CMR100
•
%
•
%
$
CMR115
CMR120
CMR125
%
$
CMR055
CMR080
•
CMR104
CMR119
%
%
months
•
CMR040
CMR070
CMR089
CMR114
%
$
CMR084
CMR035
CMR050
months
CMR074
CMR109
%
$
CMR059
CMR099
•
•
CMR054
CMR079
•
months
CMR039
CMR069
•
CMR103
CMR113
%
$
CMR088
Total Fixed-Rate, Single-Family, First Mortgage Loans and Mortgage-Backed Securities
-41-
•
CMR083
CMR034
CMR049
months
CMR073
CMR108
%
$
CMR058
CMR098
•
•
CMR053
CMR078
•
CMR102
CMR117
%
months
CMR038
CMR068
CMR087
CMR112
%
$
CMR082
CMR033
CMR048
months
CMR072
CMR107
%
$
CMR057
CMR097
•
•
CMR052
CMR077
•
CMR101
CMR106
%
months
CMR037
CMR067
•
CMR081
CMR096
%
$
CMR071
CMR032
CMR047
months
CMR056
CMR066
%
$
CMR051
Balloon Mortgages and MBS:
Mortgage Loans ............................................................................................
WAC...................................................................................................................
OTS Form 1313 Rev. March 2010
7.00 to 7.99%
CMR016
CMR086
WARM (of Loans & Securities) ............................................................
$
CMR006
WARM (of Loans & Securities) ............................................................
Mortgage Securities ....................................................................................
Wtd Avg Pass-Thru Rate......................................................................
5.00 to 5.99%
months
$
INSTRUCTIONS
For informational purposes only:
not for data entry
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
Office of Thrift Supervision
2010 Thrift Financial Report
1.
2.
Schedule CMR — Consolidated Maturity/Rate
3.
4.
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
ASSETS---Continued
Current Market Index ARMs
by Coupon Reset Frequency
ADJUSTABLE-RATE, SINGLE-FAMILY, FIRST MORTGAGE
LOANS & MORTGAGE-BACKED SECURITIES
Teaser ARMs
Balances Currently Subject to Introductory Rates ......................
WAC ............................................................................................................
Non-Teaser ARMs
Balances of All Non-Teaser ARMs.................................................
Wtd Avg Margin ......................................................................................
WAC ............................................................................................................
WARM ........................................................................................................
Wtd Avg Time Until Next Payment Reset ...................................
6 Mo or Less
CMR141
CMR156
7 Mo to 2 Yrs
$
CMR142
•
CMR146
%
$
•
CMR166
CMR171
CMR176
bp
CMR162
%
CMR167
months
CMR172
months
CMR177
2 + Yrs to 5 Yrs
$
CMR143
•
CMR147
CMR157
CMR161
Lagging Market Index ARMs
by Coupon Reset Frequency
%
$
•
$
bp
CMR163
%
CMR168
months
CMR173
months
CMR178
CMR144
•
CMR148
CMR158
1 Month
%
$
•
$
CMR145
•
CMR149
CMR159
bp
CMR164
%
CMR169
2 Mo to 5 Yrs
%
$
CMR160
•
bp
CMR165
%
CMR170
6 Mo or Less
Balances W/Coupon Within 200 bp of Lifetime Cap ..................
Wtd Avg Distance from Lifetime Cap ............................................
Balances W/Coupon 201-400 bp from Lifetime Cap .................
Wtd Avg Distance from Lifetime Cap ............................................
Balances W/Coupon Over 400 bp from Lifetime Cap ...............
Wtd Avg Distance from Lifetime Cap .............................................
Balances Without Lifetime Cap...........................................................
ARM Cap & Floor Detail
Balances Subject to Periodic Rate Caps ........................................
Wtd Avg Periodic Rate Cap (in basis points) .............................
Balances Subject to Periodic Rate Floors ......................................
MBS Included in ARM Balances........................................................
OTS Form 1313 Rev. March 2010
CMR186
$
$
$
CMR175
months
months
months
CMR180
months
CMR211
$
CMR221
$
bp
CMR226
bp
CMR217
CMR212
$
CMR222
$
bp
CMR227
CMR185
1 Month
CMR189
bp
$
$
bp
CMR218
CMR213
$
CMR223
$
bp
CMR228
CMR190
bp
$
$
CMR214
$
CMR224
$
bp
CMR229
bp
$
bp
CMR205
CMR210
bp
CMR219
$
CMR195
CMR200
bp
CMR204
CMR209
$
2 Mo to 5 Yrs
$
CMR194
CMR199
bp
CMR203
CMR208
$
bp
months
$
CMR193
CMR198
bp
CMR202
CMR207
bp
CMR216
$
$
bp
CMR220
CMR215
$
CMR225
$
bp
CMR230
CMR231
$
CMR232
$
CMR233
$
CMR234
$
CMR235
$
CMR241
$
CMR242
$
CMR243
$
CMR244
$
CMR245
$
-42-
%
Lagging Market Index ARMs
by Coupon Reset Frequency
CMR188
bp
•
$
CMR179
2 + Yrs to 5 Yrs
$
CMR192
CMR197
bp
CMR201
CMR206
CMR187
bp
CMR191
CMR196
7 Mo to 2 Yrs
%
CMR174
Current Market Index ARMs
by Coupon Reset Frequency
ARM Balances by Distance to Lifetime Cap
•
months
Total Adjustable-Rate, Single-Family, First Mortgage Loans & Mortgage-Backed Securities ......................................................................................
MEMO ITEMS FOR ALL ARMS (Reported at CMR185):
$
CMR150
INSTRUCTIONS
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
Schedule CMR — Consolidated Maturity/Rate
ASSETS---Continued
MULTIFAMILY & NONRESIDENTIAL
MORTGAGE LOANS & SECURITIES
Adjustable-Rate:
Balances .........................................................................
WARM ..............................................................................
Remaining Term to Full Amortization ...........
Rate Index Code........................................................
Margin ..............................................................................
Reset Frequency .......................................................
MEMO: ARMs within 300 bp of Life Cap
Balances ......................................................................
WA Distance to Lifetime Cap (bp) ...............
Fixed-Rate:
Balances .........................................................................
WARM ..............................................................................
Remaining Term to Full Amortization ...........
WAC ..................................................................................
Balloons
CMR261
Fully Amortizing
$
CMR262
CMR263
months
CMR265
months
CMR267
CMR271
bp
CMR270
months
CMR272
$
CMR274
CMR275
CMR281
months
bp
$
months
CMR285
bp
months
$
CMR276
CMR282
CMR283
bp
$
CMR284
months
months
•
CMR287
CMR291
%
$
•
CMR288
%
Fixed Rate
CMR292
months
CMR294
CMR297
bp
CMR298
CMR299
months
CMR293
$
months
CMR295
•
OTS Form 1313 Rev. March 2010
$
Fixed Rate
CMR312
months
$
Fixed Rate
CMR326
CMR327
months
CMR328
CMR329
bp
CMR330
CMR331
months
$
months
•
%
CMR333
CMR314
bp
months
CMR319
months
•
CMR318
-43-
Adjustable Rate
CMR335
$
Fixed Rate
CMR336
months
CMR338
CMR341
bp
CMR342
CMR343
months
CMR337
$
months
CMR339
MORTGAGE-DERIVATIVE
High Risk
SECURITIES--BOOK VALUE
Collateralized Mortgage Obligations:
Floating Rate ........................................... CMR351 $
Fixed Rate:
Remaining WAL<=5 Years .......... CMR353 $
Remaining WAL 5-10 Years ....... CMR355 $
Remaining WAL Over 10 Years CMR357 $
Superfloaters ........................................... CMR359 $
Inverse Floaters & Super POs ...... CMR361 $
Other ............................................................. CMR363 $
•
%
Low Risk
CMR352
$
CMR354
$
CMR356
$
CMR364
$
CMR365
$
CMR366
$
CMR367
$
CMR368
$
$
CMR370
$
Stripped Mortgage-Backed Securities:
$
CMR315
CMR317
CONSUMER LOANS
Balances .....................................................
WARM ..........................................................
Rate Index Code ...................................
Margin in Col 1; WAC in Col 2 ......
Reset Frequency ...................................
CMO Residuals:
Fixed Rate .................................................
Floating Rate ...........................................
Adjustable Rate
CMR313
Adjustable Rate
CMR325
%
SECOND MORTGAGE LOANS & SECURITIES
CMR311
COMMERCIAL LOANS
Balances .....................................................
WARM ..........................................................
Margin in Col 1; WAC in Col 2 ......
Reset Frequency ...................................
Rate Index Code ...................................
CMR268
CMR269
CMR273
$
CMR264
Adjustable Rate
Balances .........................................................................
WARM ..............................................................................
Rate Index Code........................................................
Margin in Col 1; WAC in Col 2 ..........................
Reset Frequency .......................................................
3.
4.
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
ASSETS---CONTINUED
CONSTRUCTION & LAND LOANS
Balances .........................................................................
WARM ..............................................................................
Rate Index Code........................................................
Margin in Col 1; WAC in Col 2 ..........................
Reset Frequency .......................................................
1.
2.
%
Interest-Only MBS .............................
WAC ...........................................................
Principal-Only MBS ..........................
WAC ...........................................................
Total Mortgage-Derivative
Securities--Book Value ...............
CMR369
•
CMR371
CMR373
$
$
CMR372
CMR374
•
CMR375
CMR377
%
%
CMR376
CMR378
•
%
•
%
$
$
INSTRUCTIONS
For informational purposes only:
not for data entry
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
Office of Thrift Supervision
2010 Thrift Financial Report
1.
2.
3.
4.
Schedule CMR — Consolidated Maturity/Rate
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
ASSETS - Continued
MORTGAGE LOANS SERVICED FOR OTHERS
Fixed-Rate Mortgage Loan Servicing
Balances Serviced ...................................................................
WARM ...........................................................................................
Wtd Avg Servicing Fee .......................................................
Total # of Fixed-Rate Loans Serviced That Are:
Conventional Loans..............................................................
FHA/VA Loans .........................................................................
Subserviced by Others .......................................................
Coupon of Fixed-Rate Mortgages Serviced for Others
Less Than 5%
CMR401
CMR406
5.00 to 5.99%
$
CMR402
months
CMR407
CMR411
bp
CMR412
CMR421
loans
CMR422
loans
CMR423
loans
$
CMR403
7.00 to 7.99%
$
CMR404
months
CMR408
months
CMR409
bp
CMR413
bp
CMR414
8.00% & Above
$
CMR405
$
months CMR410
bp
months
bp
CMR415
Index on Serviced Loan
Adjustable-Rate Mortgage Loan Servicing
Current Market
Balances Serviced ...................................................................
WARM ...........................................................................................
Wtd Avg Servicing Fee .......................................................
6.00 to 6.99%
CMR431
CMR433
CMR435
$
Lagging Market
CMR432
$
months CMR434
bp
months
CMR436
bp
Total # of Adjustable-Rate Loans Serviced ....................
Of Which, Number Subserviced By Others ....................
Total Balances of Mortgage Loans Serviced for Others ..................................................................................................................................................
CMR450
Balances
CASH, DEPOSITS, & SECURITIES
CMR441
loans
CMR442
loans
$
WAC
WARM
Cash, Non-Interest-Earning Demand Deposits, Overnight Fed Funds, Overnight Repos ...............................
CMR461
$
Equity Securities Carried at Fair Value ............................................................................................................................................
CMR464
$
Zero-Coupon Securities ..............................................................................................................................................................................
CMR470
$
CMR471
•
%
CMR472
months
Government and Agency Securities ...................................................................................................................................................
CMR473
$
CMR474
•
%
CMR475
months
Term Fed Funds, Term Repos, and Interest-Earning Deposits ........................................................................................
CMR476
$
CMR477
•
%
CMR478
months
Other (Munis, Mortgage-Backed Bonds, Corporate Securities, Commercial Paper, Etc.)...............................
CMR479
$
CMR480
•
%
CMR481
months
CMR490
$
Total Cash, Deposits, & Securities (includes on-balance-sheet items that are
in supplemental reporting and are not included above)
OTS Form 1313 Rev. March 2010
-44-
...................................
INSTRUCTIONS
For informational purposes only:
not for data entry
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
Office of Thrift Supervision
2010 Thrift Financial Report
Schedule CMR — Consolidated Maturity/Rate
ASSETS - Continued
3.
4.
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
ASSETS-Continued
ITEMS RELATED TO MORTGAGE LOANS & SECURITIES
Nonperforming Loans ......................................................................
Accrued Interest Receivable .........................................................
Advances for Taxes and Insurance ...........................................
Less: Unamortized Yield Adjustments ......................................
Valuation Allowances ...........................................................
Unrealized Gains (Losses) ............................................................
1.
2.
MEMORANDA ITEMS
CMR501
$
CMR502
$
CMR503
$
CMR504
$
CMR507
$
CMR508
$
Mortgage “Warehouse” Loans Reported as Mortgage
Loans at SC26 .........................................................................................................
Loans Secured by Real Estate Reported as Nonmortgage Loans
at SC31 .........................................................................................................................
Market Value of Equity Securities & Mutual Funds Rpt’d at CMR464:
Equity Securities & Non-Mortgage-Related Mutual Funds ...................
Mortgage-Related Mutual Funds .....................................................................
ITEMS RELATED TO NONMORTGAGE LOANS & SECURITIES
Nonperforming Loans ...................................................................... CMR511 $
Accrued Interest Receivable ......................................................... CMR512 $
Less: Unamortized Yield Adjustments ...................................... CMR513 $
Valuation Allowances ........................................................... CMR516 $
Unrealized Gains (Losses) ............................................................ CMR517 $
REAL ESTATE HELD FOR INVESTMENT..............................
CMR520
$
Mortgage Loans Serviced by Others:
Fixed-Rate Mortgage Loans Serviced ...........................................................
Wtd Avg Servicing Fee......................................................................................
Adjustable-Rate Mortgage Loans Serviced .................................................
Wtd Avg Servicing Fee......................................................................................
REPOSSESSED ASSETS ...............................................................
CMR525
$
Credit Card Balances Expected to Pay Off in Grace Period ...................
CMR530
$
CMR535
$
EQUITY INVESTMENTS NOT CARRIED
AT FAIR VALUE .....................................................
OFFICE PREMISES AND EQUIPMENT ...................................
ITEMS RELATED TO CERTAIN INVESTMENT SECURITIES
Unrealized Gains (Losses) ............................................................ CMR538
Less: Unamortized Yield Adjustments ...................................... CMR539
Valuation Allowances ........................................................... CMR540
$
$
$
OTHER ASSETS
Servicing Assets, Interest-Only Strip Receivables,
and Certain Other Instruments ..................................................
Miscellaneous I ...................................................................................
Miscellaneous II .................................................................................
CMR541
$
CMR543
$
CMR544
$
TOTAL ASSETS ..........................................
CMR550
$
OTS Form 1313 Rev. March 2010
-45-
CMR578
$
CMR580
$
CMR582
$
CMR584
$
CMR586
$
CMR587
CMR588
bp
$
CMR589
CMR590
bp
$
INSTRUCTIONS
For informational purposes only:
not for data entry
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
Office of Thrift Supervision
2010 Thrift Financial Report
1.
2.
Schedule CMR — Consolidated Maturity/Rate
3.
4.
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
LIABILITIES
FIXED-RATE, FIXED-MATURITY DEPOSITS
Early Withdrawals
During Quarter
Original Maturity in Months
Balances by Remaining Maturity:
Balances Maturing in 3 Months or Less...................................
WAC ............................................................................................................
WARM ........................................................................................................
Balances Maturing in 4 to 12 Months ........................................
WAC ............................................................................................................
WARM ........................................................................................................
12 or Less
CMR601
$
CMR602
•
CMR605
CMR608
CMR615
13 to 36
%
$
CMR622
%
Balances Maturing in 13 to 36 Months ...................................................................................
WAC...........................................................................................................................................................
WARM ......................................................................................................................................................
$
%
months
$
CMR636
%
months
Balances Maturing in 37 or More Months .............................................................................................................................
WAC ..........................................................................................................................................................................................................
WARM ......................................................................................................................................................................................................
•
CMR610
$
•
CMR624
$
•
CME637
Balances in Brokered Deposits .....................................................
CMR650
$
CMR653
$
CMR651
$
$
•
Balances in New Accounts...............................................................
OTS Form 1313 Rev. March 2010
CMR656
CMR659
months
CMR654
$
$
CMR657
CMR644
CMR660
-46-
$
CMR652
$
CMR655
$
CMR658
CMR661
..................................................
CMR633
$
..................................................
CMR642
$
months
37 or More
months
$
%
Deposits with Early-withdrawal Penalties Stated
in Terms of Months of Forgone Interest:
Balances Subject to Penalty ........................................................
Penalty in Months of Forgone Interest...................................
(expressed to two decimal places; e.g., x.xx)
CMR618
months
CMR643
13 to 36
..................................................
%
Original Maturity in Months
12 of Less
$
%
Total Fixed-rate, Fixed-maturity Deposits:...........................................................................................................................................................................
Memo: Fixed-rate, Fixed-maturity Deposit
Detail:
CMR604
months
CMR635
CMR641
..................................................
%
months
CMR621
CMR632
•
CMR634
$
CMR607
CMR617
•
CMR623
CMR631
%
months
CMR620
months
CMR603
•
CMR609
CMR616
•
CMR619
$
CMR606
months
37 or More
months
$
CMR645
$
INSTRUCTIONS
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
1.
2.
Schedule CMR — Consolidated Maturity/Rate
3.
4.
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
LIABILITIES-Continued
FIXED-RATE, FIXED-MATURITY:
FHLB ADVANCES, OTHER BORROWINGS,
REDEEMABLE PREFERRED STOCK,
& SUBORDINATED DEBT
Balances by Coupon Class:
Under 3.00% .........................................................
3.00 to 3.99% .......................................................
4.00 to 4.99% .......................................................
5.00 to 5.99% .......................................................
6.00 to 6.99% .......................................................
7.00 to 7.99% .......................................................
8.00 to 8.99% .......................................................
9.00% and Above ..............................................
WARM .........................................................................
Remaining Maturity
0 to 3 Months
4 to 36 Months
Over 36 Months
CMR675
$
CMR676
$
CMR677
$
CMR679
$
CMR680
$
CMR681
$
CMR683
$
CMR684
$
CMR685
$
CMR687
$
CMR688
$
CMR689
$
CMR691
$
CMR692
$
CMR693
$
CMR695
$
CMR696
$
CMR697
$
CMR699
$
CMR700
$
CMR701
$
CMR703
$
CMR704
$
CMR705
$
CMR711
months CMR712
months CMR713
................................
................................
................................
................................
................................
................................
................................
................................
months
Total Fixed-Rate, Fixed-Maturity Borrowings ...........................................................................................
Memo: Book Value of Redeemable Preferred Stock ...............................
OTS Form 1313 Rev. March 2010
CMR755
$
-47-
WAC
CMR715
$
CMR678
•
%
CMR682
•
%
CMR686
•
%
CMR690
•
%
CMR694
•
%
CMR698
•
%
CMR702
•
%
CMR706
•
%
For informational purposes only:
not for data entry
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
INSTRUCTIONS
Office of Thrift Supervision
2010 Thrift Financial Report
1.
2.
3.
4.
Schedule CMR — Consolidated Maturity/Rate
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
LIABILITIES (Con’t.), NONCONTROLLING INTEREST, & CAPITAL
NON-MATURITY DEPOSITS
Transaction Accounts ...............................................................................................................................
Money Market Deposit Accounts (MMDAs) ................................................................................
Passbook Accounts ....................................................................................................................................
Noninterest-Bearing Nonmaturity Deposits.................................................................................
ESCROW ACCOUNTS
Escrows for Mortgages Held in Portfolio.......................................................................................
Escrows for Mortgages Serviced for Others...............................................................................
Other Escrows ...............................................................................................................................................
Total Balances
Balances in New
Accounts
WAC
CMR762
$
CMR763
•
% ........................................................
CMR764
$
CMR765
$
CMR766
•
% ........................................................
CMR767
$
CMR768
$
CMR769
•
% ........................................................
CMR770
$
CMR771
$
...................................................................................................
CMR773
$
Total Balances
WAC
CMR775
$
CMR776
•
%
CMR777
$
CMR778
•
%
CMR779
$
CMR780
•
%
TOTAL NONMATURITY DEPOSITS & ESCROW ACCOUNTS ................
CMR781
$
UNAMORTIZED YIELD ADJUSTMENTS ON DEPOSITS .................................................
CMR782
$
UNAMORTIZED YIELD ADJUSTMENTS ON BORROWINGS ......................................
CMR784
$
CMR785
$
CMR786
$
CMR787
$
CMR790
$
OTHER LIABILITIES
Collateralized Mortgage Securities Issued ..................................................................................
Miscellaneous I .............................................................................................................................................
Miscellaneous II ............................................................................................................................................
TOTAL LIABILITIES (includes on-balance-sheet items that are
in supplemental reporting and are not included above)
...................
CMR793 $
NONCONTROLLING INTERESTS IN CONSOLIDATED SUBSIDIARIES ...........................................
EQUITY CAPITAL .........................................................................................................................................
CMR796
$
TOTAL LIABILITIES AND EQUITY CAPITAL .................... ..................................
CMR800
$
OTS Form 1313 Rev. March 2010
-48-
INSTRUCTIONS
For informational purposes only:
not for data entry
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
Office of Thrift Supervision
2010 Thrift Financial Report
1.
2.
Schedule CMR — Consolidated Maturity/Rate
3.
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
See Instructions for Details on Specific Items
Financial Derivatives and Off-Balance-Sheet Positions
[1]
[2]
Contract Code
Notional Amount
[3]
[4]
Maturity or Fees
[5]
Price/Rate #1
Price/Rate #2
Position 1..........................................................................................
Position 2..........................................................................................
Position 3..........................................................................................
Position 4..........................................................................................
CMR801
CMR802
$
CMR803
$
CMR804
•
CMR805
•
CMR806
CMR807
$
CMR808
$
CMR809
•
CMR810
•
CMR811
CMR812
$
CMR813
$
CMR814
•
CMR815
•
CMR816
CMR817
$
CMR818
$
CMR819
•
CMR820
•
Position 5..........................................................................................
Position 6..........................................................................................
Position 7..........................................................................................
Position 8..........................................................................................
CMR821
CMR822
$
CMR823
$
CMR824
•
CMR825
•
CMR826
CMR827
$
CMR828
$
CMR829
•
CMR830
•
CMR831
CMR832
$
CMR833
$
CMR834
•
CMR835
•
CMR836
CMR837
$
CMR838
$
CMR839
•
CMR840
•
Position 9..........................................................................................
Position 10 .......................................................................................
Position 11 .......................................................................................
Position 12 .......................................................................................
CMR841
CMR842
$
CMR843
$
CMR844
•
CMR845
•
CMR846
CMR847
$
CMR848
$
CMR849
•
CMR850
•
CMR851
CMR852
$
CMR853
$
CMR854
•
CMR855
•
CMR856
CMR857
$
CMR858
$
CMR859
•
CMR860
•
Position 13 .......................................................................................
Position 14 .......................................................................................
Position 15 .......................................................................................
Position 16 .......................................................................................
CMR861
CMR862
$
CMR863
$
CMR864
•
CMR865
•
CMR866
CMR867
$
CMR868
$
CMR869
•
CMR870
•
CMR871
CMR872
$
CMR873
$
CMR874
•
CMR875
•
CMR876
CMR877
$
CMR878
$
CMR879
•
CMR880
•
NOTE: Enter “price” or “rate” in columns 4 & 5 to
two decimal places (e.g., “price” = 102.25
or “rate” = 6.12%)
MEMO:
Reconciliation of Off-Balance-Sheet Contract Positions Reported
Reported Above at CMR801-CMR880 ..................................................................................................................................
Reported Using Supplemental Reporting .............................................................................................................................
Self-Valued & Reported Using Supplemental Reporting of Market Value Estimates ..............................
OTS Form 1313 Rev. March 2010
-49-
# of Positions
CMR901
CMR902
CMR903
INSTRUCTIONS
For informational purposes only:
not for data entry
Office of Thrift Supervision
2010 Thrift Financial Report
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
1.
2.
Schedule CMR — Consolidated Maturity/Rate
3.
4.
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
SUPPLEMENTAL REPORTING FOR ASSETS AND LIABILITIES
Entry
Number
(OAL010)
Asset/
Liability
Code
(OAL020)
OTS Form 1313 Rev. March 2010
Rate
Index
Code
(OAL030)
Balance
$000
(OAL040)
Margin/
WAC in bp
(OAL050)
Rate Reset
Frequency
(OAL060)
Months to
Full Amort/
Next Reset
(OAL070)
Remaining
Maturity
(OAL080)
Distance
to Lifetime
Cap
(OAL090)
Distance
to Lifetime
Floor
(OAL100)
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
$
bp
mo
mo
mo
bp
bp
-50-
INSTRUCTIONS
For informational purposes only:
not for data entry
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
Office of Thrift Supervision
2010 Thrift Financial Report
Schedule CMR — Consolidated Maturity/Rate
1.
2.
3.
4.
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items
SUPPLEMENTAL REPORTING OF MARKET VALUE ESTIMATES
Entry
Number
(RMV010)
Asset/
Liability
Code
(RMV020)
OTS Form 1313 Rev. March 2010
Estimated Market Value After Specified Rate Shock
Balance
$000
(RMV030)
– 300 bp
(RMV040)
– 200 bp
(RMV050)
– 100 bp
(RMV060)
-51-
No Change
(RMV070)
+ 100 bp
(RMV080)
+ 200 bp
(RMV090)
+ 300 bp
(RMV100)
INSTRUCTIONS
For informational purposes only:
not for data entry
Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010
Office of Thrift Supervision
2010 Thrift Financial Report
1.
2.
Schedule CMR — Consolidated Maturity/Rate
3.
Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
See Instructions for Details on Specific Items
SUPPLEMENTAL REPORTING FOR FINANCIAL DERIVATIVES
AND OFF-BALANCE-SHEET POSITIONS
[1]
Entry Number
(OBS010)
[2]
Contract Code
(OBS020)
Notional Amount
(OBS030)
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
OTS Form 1313 Rev. March 2010
-52-
[3]
[4]
Maturity or Fees
(OBS040)
Price/Rate #1
(OBS050)
[5]
Price/Rate #2
(OBS060)
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
| File Type | application/pdf |
| File Title | OTS Form 1313 |
| Author | Charles Brewer |
| File Modified | 2010-11-09 |
| File Created | 2010-10-25 |