Information Collection

Registration of Swap Dealers and Major Swap Participants

IC 195292 under ICR 201011-3038-005 · OMB 3038-0072.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0072 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 7-R Registration of Swap Dealers and Major Swap Participants	Form and Instruction
7-R Exempt Foreign Firm Application Form 7-R.pdf	Form and Instruction
7-W Firm Withdrawal Form 8-R.pdf	Form and Instruction
8-R Individual Application Form 8-R.pdf	Form and Instruction
8-T Individual Withdrawal Form 8-T.pdf	Form and Instruction
3-R Changes and Corrections in Registration Information Form 3-R-.pdf	Form and Instruction

IC Title:

Registration of Swap Dealers and Major Swap Participants

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23 17 CFR 3 17 CFR 170

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	7-R	Exempt Foreign Firm Application	Form 7-R.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	7-W	Firm Withdrawal	Form 8-R.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	8-R	Individual Application	Form 8-R.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	8-T	Individual Withdrawal	Form 8-T.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	3-R	Changes and Corrections in Registration Information	Form 3-R-.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1,820

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	752	752
Annual IC Time Burden (Hours)	1,820	1,820
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.