Registration of Swap Dealers and Major Swap Participants

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0072 can be found here:

Documents and Forms

Document Name Document Type
Form 7-R Registration of Swap Dealers and Major Swap Participants Form and Instruction
7-R Exempt Foreign Firm Application Form 7-R.pdf Form and Instruction
7-W Firm Withdrawal Form 8-R.pdf Form and Instruction
8-R Individual Application Form 8-R.pdf Form and Instruction
8-T Individual Withdrawal Form 8-T.pdf Form and Instruction
3-R Changes and Corrections in Registration Information Form 3-R-.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Registration of Swap Dealers and Major Swap Participants	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23 17 CFR 3 17 CFR 170

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	7-R	Exempt Foreign Firm Application	Form 7-R.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	7-W	Firm Withdrawal	Form 8-R.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	8-R	Individual Application	Form 8-R.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	8-T	Individual Withdrawal	Form 8-T.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	3-R	Changes and Corrections in Registration Information	Form 3-R-.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,820	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	752	752
Annual IC Time Burden (Hours)	1,820	1,820
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.