Information Collection Request
Registration of Swap Dealers and Major Swap Participants
ICR 202307-3038-001 · OMB 3038-0072 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3038-0072 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form 8-T Registration of Swap Dealers and Major Swap Participants |
Form and Instruction | Unchanged | Repair queued |
 (2023) 3038-0072 - 30-Day FR Notice.pdf |
Supplementary Document | Uploaded 2023-07-06 | Repair queued |
| (2023) 3038-0072 -60-Day FR Notice.pdf |
Supplementary Document | Uploaded 2023-07-06 | Repair queued |
 (2023) 3038-0072 -PRA Supporting Statement - 06-21-23 - final.docx |
Supporting Statement A | Uploaded 2023-07-06 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 238966 |  Comparability Determinations for the Group A and B Requirements |
Unchanged | ||
| 219445 | Alternative to Figerprinting Requirement For Foreign Natural Persons |
Modified | ||
| 195292 | Registration of Swap Dealers and Major Swap Participants |
Form and Instruction | Unchanged |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | CFTC |
| OMB Control No | 3038-0072 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202009-3038-006 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |