Rule 15Ba2-6T and Form MA-T-Temporary Registration of Municipal Advisors

ICR 201011-3235-008

OMB: 3235-0659

Federal Form Document

IC Document Collections
ICR Details
3235-0659 201011-3235-008
Historical Active 201008-3235-015
SEC TM-270-618
Rule 15Ba2-6T and Form MA-T-Temporary Registration of Municipal Advisors
Extension without change of a currently approved collection   No
Regular
Approved without change 03/06/2011
Retrieve Notice of Action (NOA) 01/28/2011
  Inventory as of this Action Requested Previously Approved
03/31/2014 36 Months From Approved 03/31/2011
2,000 0 2,000
3,000 0 4,000
400,000 0 400,000

The Securities and Exchange Commission has voted to propose a rule creating a new process by which municipal advisors must register with the SEC. Form MA-T must be filed by a municipal advisor by October 1, 2010, to be temporarily registered with the Commission, and therefore satisfy temporarily the registration requirement contained in Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The temporary rule will expire by no later than Dec. 31, 2011.

US Code: 15 USC 78o-4 Name of Law: Securities Exchange Act of 1934
  
PL: Pub.L. 111 - 203 975 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act

Not associated with rulemaking

  75 FR 70309 11/17/2010
76 FR 5223 01/28/2011
No

2
IC Title Form No. Form Name
Temporary Registration of Municipal Advisors – Form MA-T Form MA-T Form MA-T
Temporary Registration of Municipal Advisors – Form MA-T

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 2,000 2,000 0 0 0 0
Annual Time Burden (Hours) 3,000 4,000 0 0 -1,000 0
Annual Cost Burden (Dollars) 400,000 400,000 0 0 0 0
No
No
The agency’s adjustment that resulted in a decrease of an annual estimated 1,000 hours in this information collection was due to the inadvertent inclusion within the hourly burden of certain outside counsel costs that were also properly included within the cost estimate in the previous information collection. We anticipate the total annual burden of the information collection will be 3,000 hours.

$0
No
No
No
Yes
No
Uncollected
Steve Kuan 2025515624

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/28/2011


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