Form FR Y-4 FR Y-4 Notification for Prior Approval to Engage Directly or In

FR Y-4
OMB No. 7100–0121
Approval expires April 30,2011

Board of Governors of the Federal Reserve System

Notification to the
Board of Governors of the Federal Reserve System (the ‘‘Board’’)
Corporate Title of Notificant
Street
City

State

Zip Code

Hereby provides the Board with a notice pursuant to:
  (1)  Section 4(c)(8) and 4(j) of the Bank Holding Company Act of 1956, as amended (‘‘BHC Act’’— 12 U.S.C. 1843), under the ‘‘Expedited action for certain nonbanking proposals by well-run bank holding companies’’ as described in section 225.23 of Regulation
Y; or
  (2)  Section 4(c)(8) and 4(j) of the BHC Act, under the ‘‘Procedures for other nonbanking proposals’’ as described in section 225.24
of Regulation Y;
for prior approval to engage directly or indirectly in certain nonbanking activities, de novo, through acquisition of the assets of a going
concern, or through direct or indirect ownership, control, or power to vote at least
Number

(

%) of the voting shares of:

Corporate Title of Company to be Acquired and/or Description of Nonbanking Activity (refer to section 225.28 of Regulation Y, as applicable)
Street
City

State

Public Reporting Burden for this collection of information is estimated to average
0.5 hours for a post-consummation notifcation, 5 hours for an expedited notification,
and 12 hours for a complete notification, including the time to gather and maintain
data in the required form, to review instructions, and to complete the information collection. Send comments regarding this burden estimate or any other aspect of this
collection of information, including suggestions for reducing this burden to: Secre-

Zip Code

tary, Board of Governors of the Federal Reserve System, 20th and C Streets, N.W.,
Washington, D.C. 20551; and to the Office of Management and Budget, Paperwork
Reduc­tion Project (7100-0121), Washington, D.C. 20503. The Federal Reserve may
not conduct or sponsor, and an organization or a person is not required to respond to
a collection of information unless it displays a currently valid OMB control number.

FR Y-4
Page 2

Name, title, address, telephone number and facsimile number of person(s) to whom inquiries concerning this notification may be ­directed:

Does Notificant request confidential treatment for any portion of this submission?
Yes
In accordance with page
of the instructions,

a letter justifying the request for confidential

treatment is included.
No

The information for which confidential treatment
is being sought is separately bound and labeled
“CONFIDENTIAL.”

Certification
I certify that the information contained in this notification has been
examined carefully by me and is true, correct, and complete,
and is current as of the date of this submission to the best of my
knowledge and belief. I acknowledge that any misrepresentation
or omission of a material fact constitutes fraud in the inducement
and may subject me to legal sanctions provided by 18 USC 1001
and 1007.
I also certify, with respect to any information pertaining to an individual and submitted to the Board in (or in connection with) this
notification, that the notificant has the authority, on behalf of the
individual, to provide such information to the Board and to consent
or to object to public release of such information. I certify that the
notificant and the involved individual consent to public release of
any such information, except to the extent set forth in a written
request by the notificant or the individual, submitted in accordance
with the Instructions to this form and the Board’s Rules Regarding

Signed this

day of

,

.

Availability of Information (12 CFR Part 261), requesting confidential treatment for the information.
I acknowledge that approval of this notification is in the discretion of the Board of Governors of the Federal Reserve System
(the “Federal Reserve”). Actions or communications, whether oral,
written, or electronic, by the Federal Reserve or its employees in
connection with this filing, including approval if granted, do not
constitute a contract, either express or implied, or any other obligation binding upon the agency, the United States or any other
entity of the United States, or any officer or employee of the United
States. Such actions or communications will not affect the ability
of the Federal Reserve to exercise its supervisory, regulatory, or
examination powers under applicable laws and regulations. I further acknowledge that the foregoing may not be waived or modified by any employee or agency of the Federal Reserve or of the
United States.

Signature of Chief Executive Officer or Designee
Typed Name and Title