OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Bank Holding Company Applications and Notifications

OMB 7100-0121 · FRS.

OMB 7100-0121

This information collection is comprised of the following reporting forms: • Application to Become a Bank Holding Company and/or Acquire an Additional Bank or Bank Holding Company (FR Y-3), • Notification to Become a Bank Holding Company and/or Acquire an Additional Bank or Bank Holding Company (FR Y-3N), and • Notification by a Bank Holding Company to Acquire a Nonbank Company and/or Engage in Nonbanking Activities (FR Y-4). These filings collect information on proposals by bank holding companies (BHCs) involving formations, acquisitions, mergers, and nonbanking activities. The Board requires the submission of these filings for regulatory and supervisory purposes and to allow the Board to fulfill its statutory obligations under the Bank Holding Company Act of 1956 (BHC Act). The Board uses this information to evaluate each individual transaction with respect to financial and managerial factors, permissibility, competitive effects, financial stability, net public benefits, and the impact on the convenience and needs of affected communities.

The latest form for Bank Holding Company Applications and Notifications expires 2027-07-31 and is listed under ICR 202407-7100-015.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form FR Y-3 Reporting FR Y-3 New BHCsForm
Form FR Y-4 Reporting FR Y-4 Post-consummationForm
Form FR Y-4 Reporting FR Y-4 Expedited notificationForm
Form FR Y-4 Reporting FR Y-4 Complete notificationForm
Form FR Y-3N Reporting FR Y-3NForm
Form FR Y-3 Reporting FR Y-3 Existing BHCsForm
FRY3_FRY3N_FRY4_20240729_omb.pdfSupporting Statement A
Reporting FR Y-3 New BHCs Form
Disclosure FR Y-4 Complete notification Information collection
Disclosure FR Y-3N Information collection
Disclosure FR Y-3 Information collection
Reporting FR Y-4 Post-consummation Form
Reporting FR Y-4 Expedited notification Form
Reporting FR Y-4 Complete notification Form
Reporting FR Y-3N Form
Reporting FR Y-3 Existing BHCs Form

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202407-7100-015 Revision of a currently approved collection 2024-07-29 Approved without change
202407-7100-014 No material or nonsubstantive change to a currently approved collection 2024-07-28 Approved without change
202106-7100-017 Revision of a currently approved collection 2021-07-29 Approved without change
202106-7100-005 No material or nonsubstantive change to a currently approved collection 2021-06-24 Approved without change
201807-7100-012 Revision of a currently approved collection 2018-07-26 Approved without change
201801-7100-004 No material or nonsubstantive change to a currently approved collection 2018-07-17 Approved without change
201704-7100-003 No material or nonsubstantive change to a currently approved collection 2017-04-24 Approved without change
201412-7100-004 Extension without change of a currently approved collection 2015-01-30 Approved without change
201409-7100-017 No material or nonsubstantive change to a currently approved collection 2014-09-28 Approved without change
201101-7100-001 Revision of a currently approved collection 2011-03-16 Approved without change
201011-7100-003 No material or nonsubstantive change to a currently approved collection 2010-11-24 Approved without change
201003-7100-002 No material or nonsubstantive change to a currently approved collection 2010-03-12 Approved without change
201001-7100-004 No material or nonsubstantive change to a currently approved collection 2010-02-22 Approved without change
200804-7100-007 No material or nonsubstantive change to a currently approved collection 2008-05-01 Approved without change
200801-7100-006 Revision of a currently approved collection 2008-04-24 Approved without change
200801-7100-002 No material or nonsubstantive change to a currently approved collection 2008-01-09 Approved without change
200504-7100-003 Revision of a currently approved collection 2005-04-21 Approved without change
200502-7100-003 No material or nonsubstantive change to a currently approved collection 2005-02-07 Approved without change
200204-7100-005 Revision of a currently approved collection 2002-04-17 Approved without change
200204-7100-002 Revision of a currently approved collection 2002-04-16 Approved without change
200112-7100-008 No material or nonsubstantive change to a currently approved collection 2001-12-17 Approved without change
200111-7100-005 No material or nonsubstantive change to a currently approved collection 2001-11-20 Approved without change
199904-7100-003 Revision of a currently approved collection 1999-04-12 Approved without change
199811-7100-007 Emergency extension 1998-01-15 Approved
199804-7100-006 No material or nonsubstantive change to a currently approved collection 1998-04-15 Approved with change
199802-7100-015 No material or nonsubstantive change to a currently approved collection 1998-02-05 Approved with change
199407-7100-002 Extension without change of a currently approved collection 1994-07-06 Approved without change
199405-7100-009 No material or nonsubstantive change to a currently approved collection 1994-05-24 Approved with change
199101-7100-010 Revision of a currently approved collection 1991-01-31 Approved without change
199006-7100-009 No material or nonsubstantive change to a currently approved collection 1990-06-21 Approved with change
198906-7100-004 No material or nonsubstantive change to a currently approved collection 1989-06-01 Approved with change
198904-7100-014 No material or nonsubstantive change to a currently approved collection 1989-04-24 Approved with change
198808-7100-006 No material or nonsubstantive change to a currently approved collection 1988-08-05 Approved with change
198708-7100-003 Revision of a currently approved collection 1987-08-25 Approved without change
198707-7100-011 No material or nonsubstantive change to a currently approved collection 1987-07-20 Approved with change
198707-7100-006 No material or nonsubstantive change to a currently approved collection 1987-07-08 Approved with change
198704-7100-001 No material or nonsubstantive change to a currently approved collection 1987-04-06 Approved with change
198610-7100-006 No material or nonsubstantive change to a currently approved collection 1986-10-14 Approved with change
198407-7100-014 No material or nonsubstantive change to a currently approved collection 1984-07-10 Approved with change
198308-7100-004 Revision of a currently approved collection 1983-08-12 Approved without change
198211-7100-015 Revision of a currently approved collection 1982-11-15 Approved without change
198110-7100-033 Extension without change of a currently approved collection 1981-10-26 Approved without change
198104-7100-094 Revision of a currently approved collection 1981-04-30 Approved without change

OMB Details

Reporting FR Y-3 New BHCs

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
FormNameElectronic accessType
Form FR Y-3Application to Become a Bank Holding Company and/or Acquire an Additional Bank or Bank Holding Companywww.federalreserve.gov/apps/reportingformsForm
Form www.federalreserve.gov/apps/reportingformsOther
Form www.federalreserve.gov/apps/reportingformsInstruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.