Patent Prosecution Highway (PPH) Program

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form PTO/SB/20JP Request for Participation in the Patent Prosecution Highway (PPH) Program Between the JPO and the USPTO	Form	Modified	Available
Form PTO/SB/20PCT-FI Request for Participation in the PCT-PPH Pilot Program Between the National Board of Patents and Registration of Finland (NBPR) and the USPTO	Form	New	Available
Form PTO/SB/20PCT-CA Request for Participation in the PCT-PPH Pilot Program Between the Canadian Intellectual Property Office (CIPO) and the USPTO	Form	New	Available
Form PTO/SB/20PCT-AU Request for Participation in the PCT-PPH Pilot Program Between the Intellectual Property Office of Australia (IPAU) and the USPTO	Form	New	Available
Form PTO/SB/20PCT-US Request for Participation in the PCT-PPH Pilot Program in a U.S. Application Where the USPTO was the ISA or IPEA	Form	Modified	Available
Form PTO/SB/20PCT-ES Request for Participation in the PCT-PPH Pilot Program Between the Spanish Patent and Trademark Office (SPTO) and the USPTO	Form	Modified	Available
Form PTO/SB/20PCT-RU Request for Participation in the PCT-PPH Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO	Form	Modified	Available
Form PTO/SB/20PCT-AT Request for Participation in the PCT-PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO	Form	Modified	Repair queued
Form PTO/SB/20AT Request for Participation in the PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO	Form	Modified	Available
Form PTO/SB/20PCT-KR Request for Participation in the PCT-PPH Pilot Program Between the KIPO and the USPTO	Form	Modified	Available
Form PTO/SB/20ES Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the SPTO and the USPTO	Form	Modified	Available
Form PTO/SB/20HU Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the HPO and the USPTO	Form	Modified	Repair queued
Form PTO/SB/20PCT-JP Request for Participation in the PCT-PPH Pilot Program Between the JPO and the USPTO	Form	Modified	Available
Form PTO/SB/20PCT-EP Request for Participation in the PCT-PPH Pilot Program Between the EPO and the USPTO	Form	Modified	Available
Form PTO/SB/20RU Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO	Form	Modified	Available
Form PTO/SB/20FI Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the NBPR and the USPTO	Form	Modified	Repair queued
Form PTO/SB/20DE Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DPMA and the USPTO	Form	Modified	Available
Form PTO/SB/20SG Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPOS and the USPTO	Form	Modified	Available
Form PTO/SB/20DK Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DKPTO and the USPTO	Form	Modified	Available
Form PTO/SB/20EP Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the EPO and the USPTO	Form	Modified	Available
Form PTO/SB/20AU Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPAU and the USPTO	Form	Modified	Available
Form PTO/SB/20KR Request for Participation in the Patent Prosecution Highway (PPH) Program Between the KIPO and the USPTO	Form	Modified	Available
Form PTO/SB/20CA Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the CIPO and the USPTO	Form	Modified	Available
Form PTO/SB/20UK Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the UKIPO and the USPTO	Form	Modified	Repair queued
0651-0058-justificationforchange-Dec2010.pdf	Justification for No Material/Nonsubstantive Change	Uploaded 2010-12-07	Available
0651-0058-justificationforchange-Sept2010-final.pdf	Justification for No Material/Nonsubstantive Change	Uploaded 2010-09-16	Available
0651-0058-justificationforchange-Jul2010-final.pdf	Justification for No Material/Nonsubstantive Change	Uploaded 2010-07-07	Available
0651-0058-nonsubjustificationforchange-Apr2009.pdf	Supplementary Document	Uploaded 2010-01-14	Available
0651-0058-justificationforchange-Jan2010-final.pdf	Justification for No Material/Nonsubstantive Change	Uploaded 2010-01-14	Available
0651-0058-JustStmtadd2008-final-new.pdf	Supporting Statement A	Uploaded 2009-04-29	Available
0651-USPTO-Information-Quality-Guidelines-Dec2009.pdf	Supplementary Document	Uploaded 2010-06-30	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
44652	Request for Participation in the Patent Prosecution Highway (PPH) Program Between the JPO and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Program Between the JPO and the USPTO
195610	Request for Participation in the PCT-PPH Pilot Program Between the National Board of Patents and Registration of Finland (NBPR) and the USPTO	Form	New	Request for Participation in the PCT-PPH Pilot Program Between the National Board of Patents and Registration of Finland (NBPR) and the USPTO
195609	Request for Participation in the PCT-PPH Pilot Program Between the Canadian Intellectual Property Office (CIPO) and the USPTO	Form	New	Request for Participation in the PCT-PPH Pilot Program Between the Canadian Intellectual Property Office (CIPO) and the USPTO
195607	Request for Participation in the PCT-PPH Pilot Program Between the Intellectual Property Office of Australia (IPAU) and the USPTO	Form	New	Request for Participation in the PCT-PPH Pilot Program Between the Intellectual Property Office of Australia (IPAU) and the USPTO
194575	Request for Participation in the PCT-PPH Pilot Program in a U.S. Application Where the USPTO was the ISA or IPEA	Form	Modified	Request for Participation in the PCT-PPH Pilot Program in a U.S. Application Where the USPTO was the ISA or IPEA
194574	Request for Participation in the PCT-PPH Pilot Program Between the Spanish Patent and Trademark Office (SPTO) and the USPTO	Form	Modified	Request for Participation in the PCT-PPH Pilot Program Between the Spanish Patent and Trademark Office (SPTO) and the USPTO
194573	Request for Participation in the PCT-PPH Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO	Form	Modified	Request for Participation in the PCT-PPH Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO
194572	Request for Participation in the PCT-PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO	Form	Modified	Request for Participation in the PCT-PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO
194571	Request for Participation in the PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO	Form	Modified	Request for Participation in the PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO
193500	Request for Participation in the PCT-PPH Pilot Program Between the KIPO and the USPTO	Form	Modified	Request for Participation in the PCT-PPH Pilot Program Between the KIPO and the USPTO
193499	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the SPTO and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the SPTO and the USPTO
193498	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the HPO and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the HPO and the USPTO
191782	Request for Participation in the PCT-PPH Pilot Program Between the JPO and the USPTO	Form	Modified	Request for Participation in the PCT-PPH Pilot Program Between the JPO and the USPTO
191781	Request for Participation in the PCT-PPH Pilot Program Between the EPO and the USPTO	Form	Modified	Request for Participation in the PCT-PPH Pilot Program Between the EPO and the USPTO
191780	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO
188987	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the NBPR and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the NBPR and the USPTO
188984	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DPMA and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DPMA and the USPTO
188983	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPOS and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPOS and the USPTO
187222	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DKPTO and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DKPTO and the USPTO
187221	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the EPO and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the EPO and the USPTO
187220	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPAU and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPAU and the USPTO
187219	Request for Participation in the Patent Prosecution Highway (PPH) Program Between the KIPO and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Program Between the KIPO and the USPTO
187218	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the CIPO and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the CIPO and the USPTO
187217	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the UKIPO and the USPTO	Form	Modified	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the UKIPO and the USPTO

ICR Details

OMB Control No: 0651-0058	ICR Reference No: 201012-0651-001
Status: Historical Active	Previous ICR Reference No: 201009-0651-001
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: Patent Prosecution Highway (PPH) Program
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/20/2011
Retrieve Notice of Action (NOA)	Date Received in OIRA: 12/09/2010
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2012	01/31/2012	01/31/2012
Responses	2,900	0	2,600
Time Burden (Hours)	5,800	0	5,200
Cost Burden (Dollars)	0	0	7,800

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Abstract: The Patent Prosecution Highway (PPH) pilot program was originally established between the United States Patent and Trademark Office (USPTO) and the Japan Patent Office (JPO) on July 3, 2006. The PPH program allows applicants whose claims are determined to be paten table in the office of first filing to have the corresponding application that is filed in the office of second filing be advanced out of turn for examination. At the same time, the PPH program allows the office of second filing to exploit the search and examination results of the office of first filing, which increases examination efficiency and improves patent quality. The PCT-PPH pilot program is an expansion to the PPH program based on the framework of the Patent Cooperation Treaty (PCT). Information collected for the PCT is approved under OMB control number 0651-0021. The forms in this collection allow participants to file a request in a corresponding U.S. application and petition to make the U.S. application special under the PPH or PCT-PPH program. The forms collect similar data; however, there is a unique form for each participant. The USPTO is submitting this request to update the information collection for the PPH program. The USPTO is adding three forms to this collection for new participants in the PCT-PPH pilot program: PCT-PPH Australia, PCT-PPH Canada, and PCT-PPH Finland. The USPTO plans to launch the PCT-PPH pilot programs with Australia and Finland on January 24, 2011, and with Canada in early 2011.

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Authorizing Statute(s): US Code: 35 USC 119
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	73 FR 35661	06/24/2008
30-day Notice:	Federal Register Citation:	Citation Date:
	73 FR 70625	11/21/2008
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 24

table that charts list of burden

IC Title	Form No.	Form Name
Request for Participation in the PCT-PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO	PTO/SB/20PCT-AT	Request for Participation in the PCT-PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO
Request for Participation in the PCT-PPH Pilot Program Between the Canadian Intellectual Property Office (CIPO) and the USPTO	PTO/SB/20PCT-CA	Request for Participation in the PCT-PPH Pilot Program Between the Canadian Intellectual Property Office (CIPO) and the USPTO
Request for Participation in the PCT-PPH Pilot Program Between the EPO and the USPTO	PTO/SB/20PCT-EP	Request for Participation in the PCT-PPH Pilot Program Between the EPO and the USPTO
Request for Participation in the PCT-PPH Pilot Program Between the Intellectual Property Office of Australia (IPAU) and the USPTO	PTO/SB/20PCT-AU	Request for Participation in the PCT-PPH Pilot Program Between the Intellectual Property Office of Australia (IPAU) and the USPTO
Request for Participation in the PCT-PPH Pilot Program Between the JPO and the USPTO	PTO/SB/20PCT-JP	Request for Participation in the PCT-PPH Pilot Program Between the JPO and the USPTO
Request for Participation in the PCT-PPH Pilot Program Between the KIPO and the USPTO	PTO/SB/20PCT-KR	Request for Participation in the PCT-PPH Pilot Program Between the KIPO and the USPTO
Request for Participation in the PCT-PPH Pilot Program Between the National Board of Patents and Registration of Finland (NBPR) and the USPTO	PTO/SB/20PCT-FI	Request for Participation in the PCT-PPH Pilot Program Between the National Board of Patents and Registration of Finland (NBPR) and the USPTO
Request for Participation in the PCT-PPH Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO	PTO/SB/20PCT-RU	Request for Participation in the PCT-PPH Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO
Request for Participation in the PCT-PPH Pilot Program Between the Spanish Patent and Trademark Office (SPTO) and the USPTO	PTO/SB/20PCT-ES	Request for Participation in the PCT-PPH Pilot Program Between the Spanish Patent and Trademark Office (SPTO) and the USPTO
Request for Participation in the PCT-PPH Pilot Program in a U.S. Application Where the USPTO was the ISA or IPEA	PTO/SB/20PCT-US	Request for Participation in the PCT-PPH Pilot Program in a U.S. Application Where the USPTO was the ISA or IPEA
Request for Participation in the PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO	PTO/SB/20AT	Request for Participation in the PPH Pilot Program Between the Austrian Patent Office (APO) and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the CIPO and the USPTO	PTO/SB/20CA	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the CIPO and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DKPTO and the USPTO	PTO/SB/20DK	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DKPTO and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DPMA and the USPTO	PTO/SB/20DE	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DPMA and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the EPO and the USPTO	PTO/SB/20EP	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the EPO and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the HPO and the USPTO	PTO/SB/20HU	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the HPO and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPAU and the USPTO	PTO/SB/20AU	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPAU and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPOS and the USPTO	PTO/SB/20SG	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPOS and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the NBPR and the USPTO	PTO/SB/20FI	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the NBPR and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO	PTO/SB/20RU	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the Russian Patent Office (ROSPATENT) and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the SPTO and the USPTO	PTO/SB/20ES	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the SPTO and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the UKIPO and the USPTO	PTO/SB/20UK	Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the UKIPO and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Program Between the JPO and the USPTO	PTO/SB/20JP	Request for Participation in the Patent Prosecution Highway (PPH) Program Between the JPO and the USPTO
Request for Participation in the Patent Prosecution Highway (PPH) Program Between the KIPO and the USPTO	PTO/SB/20KR	Request for Participation in the Patent Prosecution Highway (PPH) Program Between the KIPO and the USPTO

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,900	2,600	0	300	0	0
Annual Time Burden (Hours)	5,800	5,200	0	600	0	0
Annual Cost Burden (Dollars)	0	7,800	0	-7,800	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increases in responses and burden hours for this collection are due to program changes from the addition of three forms into the collection for new participants in the PCT-PPH pilot program (PCT-PPH Australia, PCT-PPH Canada, and PCT-PPH Finland). The decreases in annual cost burden are also program changes and are due to the removal of record keeping costs associated with submitting the forms in this collection online. The USPTO is removing these record keeping costs from this collection because keeping a copy of the receipt for online submissions is a suggestion for customers and not a requirement.

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Annual Cost to Federal Government: $98,831

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/09/2010

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