Information Collection

Form ADV

IC 34137 under ICR 201012-3235-010 · OMB 3235-0049.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0049 can be found here:

Documents and Forms

Document Name Document Type
Form SEC-1707 Form ADV Form
SEC-1707 Form ADV Current Form ADV.pdf www.sec.gov/about/forms/formadv.pdf Form
SEC-1707 Form ADV-readable Form ADV - readable.pdf www.sec.gov/about/forms/formadv.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form ADV	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.204-1 17 CFR 275.203-1 17 CFR 279.1 17 CFR 279.204-4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-1707	Form ADV	Current Form ADV.pdf	http://www.sec.gov/about/forms/formadv.pdf	Yes	Yes	Fillable Fileable Signable
Form	SEC-1707	Form ADV-readable	Form ADV - readable.pdf	http://www.sec.gov/about/forms/formadv.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser Records	FR Citation: 66 FR 7820

Number of Respondents: 11,150	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	22,300	-3,016	25,316
Annual IC Time Burden (Hours)	224,344	-44,113	268,457
Annual IC Cost Burden (Dollars)	2,702,000	-20,073,400	22,775,400

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.