Information Collection

Form ADV

IC 34137 under ICR 201012-3235-010 · OMB 3235-0049.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0049 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC-1707 Form ADV	Form
SEC-1707 Form ADV Current Form ADV.pdf www.sec.gov/about/forms/formadv.pdf	Form
SEC-1707 Form ADV-readable Form ADV - readable.pdf www.sec.gov/about/forms/formadv.pdf	Form

IC Title:

Form ADV

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.204-1 17 CFR 275.203-1 17 CFR 279.1 17 CFR 279.204-4

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-1707	Form ADV	Current Form ADV.pdf	http://www.sec.gov/about/forms/formadv.pdf	Yes	Yes	Fillable Fileable Signable
Form	SEC-1707	Form ADV-readable	Form ADV - readable.pdf	http://www.sec.gov/about/forms/formadv.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Investment Adviser Records

FR Citation: 66 FR 7820

Number of Respondents: 11,150

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	22,300	-3,016	25,316
Annual IC Time Burden (Hours)	224,344	-44,113	268,457
Annual IC Cost Burden (Dollars)	2,702,000	-20,073,400	22,775,400

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.