Document

SUPPORTING STATEMENT FOR RULE 206(3)-3T – PRINCIPAL TRADES WITH CERTAIN ADVISORY CLIENTS

ICR 201101-3235-001 · OMB 3235-0630 · Object 23479501.

Document Viewer [doc]

Status: The document is viewable, but some background extraction is still pending.

Queue: Repair is in progress, but the document is still incomplete and remains in the worker queue. (priority 70 · next 2026-06-23 00:10:55)

Missing: html

Download: Source copy (doc)

Primary: htmlSource: application/msword
Loading document viewer…
Document Metadata
File Typeapplication/msword
File TitleSUPPORTING STATEMENT FOR RULE 206(3)-3T – PRINCIPAL TRADES WITH CERTAIN ADVISORY CLIENTS
AuthorPriceLH
Last Modified Bypavliksimonr
File Modified2011-03-09
File Created2010-12-23
Conversion Statepartial