Request for Examination and/or Treatment

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form LS-1 Request for Examination and/or Treatment (Employee Burden)	Form	New	Available
Form LS-1 Request for Examination and/or Treatment (Employer Burden)	Form	Modified	Available
OMB - Supporting Statement for 1240-0029 (LS-1) Nov 2010.doc	Supporting Statement A	Uploaded 2011-04-21	Available
DOL ESA-15.pdf	Supplementary Document	Uploaded 2011-02-17	Available
33 USC, Chapter 18 Section 907.doc	Supplementary Document	Uploaded 2008-01-08	Available
20CFR702.419.pdf	Supplementary Document	Uploaded 2008-01-08	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
197372	Request for Examination and/or Treatment (Employee Burden)	Form	New
13713	Request for Examination and/or Treatment (Employer Burden)	Form	Modified

ICR Details

OMB Control No: 1240-0029	ICR Reference No: 201102-1240-002
Status: Historical Active	Previous ICR Reference No: 201003-1240-029
Agency/Subagency: DOL/OWCP	Agency Tracking No:
Title: Request for Examination and/or Treatment
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/01/2011
	Date Received in OIRA: 05/03/2011
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2014	36 Months From Approved	05/31/2011
Responses	144,000	0	75,000
Time Burden (Hours)	78,000	0	81,000
Cost Burden (Dollars)	3,417,840	0	3,558,000

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Abstract: Form LS-1 is used by employers to authorize medical treatment for injured workers and by claimants to report findings of physical examinations and treatment recommended.

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Authorizing Statute(s): US Code: 33 USC Chapter 18, Section 907 Name of Law: Longshore and Harbor Workers' Compensation Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 78270	12/15/2010
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 24912	05/03/2011
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Request for Examination and/or Treatment (Employer Burden)	LS-1	Request for Examination and/or Treatment
Request for Examination and/or Treatment (Employee Burden)	LS-1	Request for Examination and/or Treatment

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	144,000	75,000	0	0	69,000	0
Annual Time Burden (Hours)	78,000	81,000	0	0	-3,000	0
Annual Cost Burden (Dollars)	3,417,840	3,558,000	0	0	-140,160	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There is a decrease of 3,240 burden hours since the last clearance submission due to a decrease in reporting under the Act. There has been a decrease in the operation and maintenance cost from $3,558,000 to $3,417,840 (-$140,160) due to a decrease in reporting under the Act. DOL has also disaggregated the burden estimates to reflect that individuals or households are respondents, resulting in an increase of 69,000 responses.

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Annual Cost to Federal Government: $66,557

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/03/2011

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