Form S-1 Registration Statement

ICR 201102-3235-029

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
IC Document Collections
34231 Modified
ICR Details
3235-0065 201102-3235-029
Historical Active 201011-3235-020
SEC CF 270-58
Form S-1 Registration Statement
Revision of a currently approved collection   No
Approved without change 03/24/2011
Retrieve Notice of Action (NOA) 03/03/2011
  Inventory as of this Action Requested Previously Approved
03/31/2014 36 Months From Approved 12/31/2013
768 0 768
186,657 0 186,414
223,988,000 0 223,697,200

Form S-1 under the Securities Act is used by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77c(b), 77f, 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78m, 78n(a), 78n-1, 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78mm Name of Law: Securities Exchange At of 1934
PL: Pub.L. 111 - 203 951 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act

3235-AK68 Final or interim final rulemaking 76 FR 6010 02/02/2011


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 768 768 0 0 0 0
Annual Time Burden (Hours) 186,657 186,414 243 0 0 0
Annual Cost Burden (Dollars) 223,988,000 223,697,200 290,800 0 0 0
We anticipate that the amendments will increase the burdens and costs for U.S. companies. The amendments will increase existing burdens by requiring companies to make additional disclosures of the following: • the shareholder say-on-pay votes and frequency and the general effect of such votes, such as whether the vote is non-binding; • whether and, if so, how companies have taken into account the results of shareholder advisory votes on executive compensation; • decision regarding how frequently it will conduct say-on-pay votes in light of the results of the shareholder vote on frequency; and • disclosure of golden parachute compensation arrangements in connection with mergers, acquisitions, tender offers and going-private transactions. With respect to reporting companies, portions of the new disclosure will be required in Schedules 14A, 14C, 14D-9, and 13E-3. Additional disclosure will also be required in Forms 10, 8-K, S-1, S-4, F-4, S-11 and N-2. With respect to Form S-1 we estimate an annual increase of 243 hours and an increase of $290,800 in cost burden.

Scott Hodgdon 202 551-3273


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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