Compensated Transfer Report (CTR)

OMB Control No. 0648-XXXX

Expiration Date: XX/XX/XX

ANNUAL

AMENDMENT 91
AFA POLLOCK FISHERY
CHINOOK PSC ALLOCATION IN-SEASON
COMPENSATED TRANSFER REPORT
CALENDAR YEAR 2011
This form can be downloaded from
http://www.fakr.noaa.gov

PUBLIC REPORTING BURDEN STATEMENT
Public reporting burden for this collection of information is estimated to average 40 hours per response,
including time for reviewing the instructions, searching existing data sources, gathering and maintaining
the data needed, and completing and reviewing the collection of information. Send comments regarding
this burden to Assistant Regional Administrator, Sustainable Fisheries Division, NOAA National Marine
Fisheries Service, P.O. Box 21668, Juneau, AK 99802-1668.
ADDITIONAL INFORMATION
Before completing this form, please note the following: 1) Notwithstanding any other provision of law, no
person is required to respond to, nor shall any person be subject to a penalty for failure to comply with, a
collection of information subject to the requirements of the Paperwork Reduction Act, unless that
collection of information displays a currently valid OMB Control Number; 2) This information is mandatory
and is required to manage commercial fishing efforts for groundfish under section 402(a) of the
Magnuson-Stevens Act (16 U.S.C. 1801, et seq.) as amended by the Magnuson-Stevens Fishery
Management and Conservation Reauthorization Act of 2006; 3) Responses to this information request
are confidential under section 402(b) of the Magnuson-Stevens Act (16 U.S.C. 1801, et seq.). They are
also confidential under NOAA Administrative Order 216-100, which sets forth procedures to protect
confidentiality of fishery statistics.

ANNUAL CHINOOK PSC COMPENSATED TRANSFER REPORT
Introduction

An owner or leaseholder of an AFA permitted vessel and the representative of any entity that
received an allocation of Chinook PSC from NMFS must submit a Compensated Transfer Report
(CTR) Part 1 each year, for the previous calendar year. In addition, any person who paid or
received money for a transfer of Chinook salmon PSC allocation after January 20 must submit a
completed CTR (Part 1 and Part 2) for the previous calendar year. Each year, the completed
CTR must be submitted on or before 1700 hours A.l.t. on June 1, The CTR must be submitted to the
NMFS Data Collection Agent (DCA), Pacific States Marine Fisheries Commission, at the address below:

Pacific States Marine Fisheries Commission
NMFS Economic Data Reports
205 SE Spokane, Suite 100
Portland, OR 97202
FAX No. 503-595-3450
EMAIL:[email protected]
For more information, or if you have questions,
please call toll free 1-877-741-8913

PART 1: CERTIFICATION PAGE – 1 of 2
This is a required form. Provide all information requested below.
Entity Information
Check the appropriate entity type and record the name and NMFS ID for the entity.
Reporting
☐ AFA Vessel
☐ IPA
Entity Type
(Check One)
☐ Inshore Cooperative
☐ Sector-level Entity
☐ CDQ Group
Name of Reporting Entity

☐Other: describe
________________________
AFA Permit Number or Entity NMFS ID

Person Completing this Report
Check one:
 Representative for an IPA, Inshore Cooperative, Sector-Level Entity, or CDQ Group (record the name and NMFS
ID of the individual registered with NMFS as the representative)
 Vessel Owner/Leaseholder (Provide the name, title, and contact information for the individual submitting the form)
 Other Designated Representative (complete all information below)
Name

Title/NMFS ID

Business Number Telephone

Business FAX Number

Business E-mail address (if available)

PART 1: CERTIFICATION PAGE – 2 of 2
Provide any requested information. Check one box below.
 1. You are the owner or leaseholder of an AFA permitted vessel or are a person or representative of a person
that received an allocation of Chinook PSC from NMFS, and must submit a Compensated Transfer Report
(CTR) Part 1 each year, for the previous calendar year.
Complete and submit CTR Part 1 form for the 20XX calendar year.
 2. You are the owner or leaseholder of an AFA permitted vessel or are a person or representative of a person
who paid or received money for a transfer of Chinook salmon PSC allocation after January 20 must submit
a completed CTR (Part 1 and Part 2) for the previous calendar year.
Complete and submit CTR Part 1 and Part 2 form for the 20XX calendar year

Read the following statement, and sign and date the box below:
I certify under penalty of perjury that I have reviewed all the information in this report and that it is true and
complete to the best of my knowledge.
Signature
Date signed

PART 2: CHINOOK SALMON PSC ALLOCATION TRANSFER INFORMATION
In Table 1, report each transfer of Chinook salmon Prohibited Species Catch (PSC) allocation to or from another
person during the calendar year 2009 for which you paid or received monetary compensation. Compensated
transfers are those transfers that include monetary compensation for a part of or the whole value of the transferred
Chinook PSC allocation:
NMFS ID: identify the other person who paid or received money for each transfer. If the other person was a vessel
owner/leaseholder, record the AFA Vessel Permit Number. For other persons, record the NMFS ID. If an AFA
Vessel Permit or NMFS ID of entity is unavailable, record the entity name.
Direction of Transfer: using the checkbox, indicate if the Chinook salmon were transferred (sold) to another person
by you, or transferred (bought) from another person by you.
Date of transfer: record the date Chinook salmon were transferred to the receiving person. This may not be the date
of final settlement on terms of compensation.
Transfer Type: Identify the type(s) of association between you and the other entity in the transfer. Use the following
codes to identify the type(s) of association (check all that apply):
Association
Type
1
2
3
4

Association between transfer entities description
Transfer is between 2 persons which are affiliated as under AFA as defined in 50 CFR
part 679.2
Transfer is between 2 persons in the same pollock cooperative but not affiliated under
AFA
Transfer is between 2 persons in the same AFA sector but not affiliated under AFA or in
the same pollock cooperative (inshore only)
Transfer is between 2 persons not part of the same AFA sector or pollock cooperative,
and not affiliated under AFA

Entity Type: indicate the entity type of the other party in the Chinook salmon PSC allocation transfer. Check one:
Vessel Owner/Leaseholder, IPA, Inshore Cooperative, Sector-level Entity, CDQ Group, or other entity type.
Chinook Salmon PSC Allocation Transferred and Compensation
Number of Chinook salmon transferred: for each transfer, record the number of Chinook salmon transferred.
Payment amount: record the total amount of money in U.S. dollars for each transfer. Report all payment as of the
date of submission of this form. This includes all money paid for the transfer regardless of whether other assets, such
as pollock quota, are included in the transaction. Do not report any compensation made in any form other than
monetary compensation.
Other assets included: If the transaction included assets other than Chinook salmon and monetary compensation,
indicate this using the checkbox. Other assets could include pollock quota, goods, or services of value. Do not check
the box if additional assets included only assets of nominal or no value.

Table 1. Chinook PSC Allocation Transfer Information
NMFS ID or NMFS ID of Entity
Transferred To/From

Transfer to
other person,
or from other
person to you

Date of
Transfer

Transfer
Type

(mm/dd/yy)

I, 2, 3,or 4

Entity Type
(Check One)

Chinook salmon PSC Allocation Transferred and Compensation

Vessel
Owner/
Leaseholder

SectorInshore
CDQ
Level
Group
Coop
Entity

IPA

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

Other

Amount of Chinook salmon
Transferred (number of salmon)

Payment Amount
($US)

Nonmonetary assets
Included?
(Check if Yes)