Form MA: Application for Municipal Advisor Registration

Rules 15Ba1-1 to 15Ba1-7 - Registration of Municipal Advisors

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0681 can be found here:

Documents and Forms

Document Name Document Type
Form Form MA Form MA: Application for Municipal Advisor Registration Form
34-63576-ma-instructions.pdf sec.gov/rules/proposed/2010/34-63576-ma-instructions.pdf Instruction
Form MA Form MA 34-63576-ma.pdf sec.gov/rules/proposed/2010/34-63576-ma.pdf Form
Form MA Execution Form MA Execution Page 34-63576-ma-execution.pdf sec.gov/rules/proposed/2010/34-63576-ma-execution.pdf Form

Information Collection (IC) Details

IC Title:	Form MA: Application for Municipal Advisor Registration	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba1-2 17 CFR 240.15Ba1-5

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	Form MA	Form MA	34-63576-ma.pdf	http://sec.gov/rules/proposed/2010/34-63576-ma.pdf	Yes	Yes	Fillable Fileable Signable
Form	Form MA Execution Page	Form MA Execution Page	34-63576-ma-execution.pdf	http://sec.gov/rules/proposed/2010/34-63576-ma-execution.pdf	Yes	Yes	Fillable Fileable Signable
Instruction			34-63576-ma-instructions.pdf	http://sec.gov/rules/proposed/2010/34-63576-ma-instructions.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 61 - Municipal Advisor Records	FR Citation: 75 FR 51854

Number of Respondents: 1,200	Number of Respondents for Small Entity: 170

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	1,200	1,200
Annual IC Time Burden (Hours)	2,605	2,605
Annual IC Cost Burden (Dollars)	133,333	133,333

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.