Rules 15Ba1-1 to 15Ba1-8 - Registration of Municipal Advisors and Forms MA, MA-I, MA-W, and MA-NR

OMB 3235-0681

OMB 3235-0681

Rules 15Ba1-1 through 15Ba1-8, Rule 15Bc4-1, and Forms MA, MA-I, MA-W, and MA-NR under the Securities Exchange Act of 1934. These rules and forms are designed to establish a permanent registration regime with the Commission for municipal advisors and would impose certain record-keeping requirements on those advisors.

The latest form for Rules 15Ba1-1 to 15Ba1-8 - Registration of Municipal Advisors and Forms MA, MA-I, MA-W, and MA-NR expires 2023-09-30 and can be found here.

OMB Details

Form MA: Application for Municipal Advisor Registration

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form SEC 2898Form MAwww.sec.gov/about/forms/formma.pdfForm
Form www.sec.gov/about/forms/formmadata.pdfInstruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.


© 2021 OMB.report | Privacy Policy