Information Collection

Rule 15Ba1-8: Books and Records to Be Made and Maintained by Municipal Advisors

IC 196939 under ICR 202607-3235-004 · OMB 3235-0681.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
17 CFR 240.15Ba1-8 (up to date as of 10-05-2026).pdf www.ecfr.gov/current/title-17/chapter-II/part-240/subject-group-ECFR94fd93cfd565192/section-240.15Ba1-8	Instruction

IC Title:

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba1-8

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Instruction				https://www.ecfr.gov/current/title-17/chapter-II/part-240/subject-group-ECFR94fd93cfd565192/section-240.15Ba1-8	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 399

Number of Respondents for Small Entity: 305

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	399	11	388
Annual IC Time Burden (Hours)	72,618	2,002	70,616
Annual IC Cost Burden (Dollars)	19,679,478	19,679,478	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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