Form MA-I: Application for Municipal Advisor Registration for Natural Persons

Rules 15Ba1-1 to 15Ba1-7 - Registration of Municipal Advisors

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0681 can be found here:

Documents and Forms

Document Name Document Type
Form Form MA-I Form MA-I: Application for Municipal Advisor Registration for Natural Persons Form
34-63576-ma-instructions.pdf sec.gov/rules/proposed/2010/34-63576-ma-instructions.pdf Instruction
Form MA-I Form MA-I 34-63576-ma-i.pdf sec.gov/rules/proposed/2010/34-63576-ma-i.pdf Form

Information Collection (IC) Details

IC Title:	Form MA-I: Application for Municipal Advisor Registration for Natural Persons	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba1-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	Form MA-I	Form MA-I	34-63576-ma-i.pdf	http://sec.gov/rules/proposed/2010/34-63576-ma-i.pdf	Yes	Yes	Fillable Fileable Signable
Instruction			34-63576-ma-instructions.pdf	http://sec.gov/rules/proposed/2010/34-63576-ma-instructions.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 61 - Municipal Advisor Records	FR Citation: 75 FR 51854

Number of Respondents: 25,400	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	25,400	25,400
Annual IC Time Burden (Hours)	25,400	25,400
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.