Information Collection

Rule 15Ba1-7: Books and Records to be Maintained by Municipal Advisors

IC 196939 under ICR 201103-3235-015 · OMB 3235-0681.

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Information Collection (IC) Details

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IC Title:	Rule 15Ba1-7: Books and Records to be Maintained by Municipal Advisors	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba1-7

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,000	Number of Respondents for Small Entity: 170

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	1,000	1,000
Annual IC Time Burden (Hours)	181,000	181,000
Annual IC Cost Burden (Dollars)	0	0

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