Form S-1 Registration Statement

ICR 201104-3235-003

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
IC Document Collections
34231 Modified
ICR Details
3235-0065 201104-3235-003
Historical Active 201102-3235-029
SEC CF-270-58
Form S-1 Registration Statement
Revision of a currently approved collection   No
Approved without change 06/10/2011
Retrieve Notice of Action (NOA) 04/08/2011
  Inventory as of this Action Requested Previously Approved
06/30/2014 36 Months From Approved 03/31/2014
768 0 768
186,687 0 186,657
224,024,000 0 223,988,000

Form S-1 under the Securities Act is used by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77f, 77g, 77j, 77s(a), 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b), 78w(a), 78o-7, 78mm Name of Law: Securities Exchange Act of 1934
PL: Pub.L. 111 - 203 945 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act

3235-AK76 Final or interim final rulemaking 76 FR 4231 01/25/2011


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 768 768 0 0 0 0
Annual Time Burden (Hours) 186,687 186,657 30 0 0 0
Annual Cost Burden (Dollars) 224,024,000 223,988,000 36,000 0 0 0
As explained in further detail in Items 12 and 13 above, the final rules in Release No. 33-9176 implement the requirements of Section 945 of the Dodd-Frank Act. The changes in burden of Form S-1 relate to enhanced disclosure requirements in Regulation AB relating to asset-backed securities. These disclosure requirements implement Section 945 of the Dodd-Frank Act by requiring issuers to "disclose the nature of the review" performed by an issuer, as required under Section 945. The Commission's rules also implement Section 945 by requiring issuers to disclose certain information regarding the assets underlying asset-backed securities. The change in burden for Form S-1 corresponds to the new disclosure requirements. With respect to Form S-1 we estimate an annual increase of 30 burden hours and an increase of $36,000 in cost burden.

Eduardo Aleman 2025513646


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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