Rule 433

ICR 201104-3235-020

OMB: 3235-0617

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2011-04-25
IC Document Collections
IC ID
Document
Title
Status
43054
Modified
ICR Details
3235-0617 201104-3235-020
Historical Active 200803-3235-010
SEC CF-270-558
Rule 433
Extension without change of a currently approved collection   No
Regular
Approved without change 06/07/2011
Retrieve Notice of Action (NOA) 04/26/2011
  Inventory as of this Action Requested Previously Approved
06/30/2014 36 Months From Approved 06/30/2011
3,633 0 3,633
1,163 0 1,163
1,424,136 0 1,424,136

Rule 433 governs the use and filing of free writing prospectuses under the Securities Act of 1933.

US Code: 15 USC 77g, 77j, 77s, 77z-2, 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78c, 78j, 78l, 78m, 78o, Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78u-5, 78w, 78mm Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  76 FR 8386 02/14/2011
76 FR 22425 04/21/2011
No

1
IC Title Form No. Form Name
Rule 433

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3,633 3,633 0 0 0 0
Annual Time Burden (Hours) 1,163 1,163 0 0 0 0
Annual Cost Burden (Dollars) 1,424,136 1,424,136 0 0 0 0
No
No

$125,000
No
No
No
No
No
Uncollected
N. Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/26/2011


© 2024 OMB.report | Privacy Policy