46 CFR Part 565 - Controlled Carriers

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
3072-0060 Controlled Carriers.docx	Supplementary Document	Uploaded 2011-09-22	Available
3072-0060 - Controlled Carrier supporting statement rev..doc	Supporting Statement A	Uploaded 2011-09-22	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
32193	Rebuttal of Classification		Modified
185839	Submit Letter		Modified
185838	File Justification		Modified
185837	Notification of Change of Control		Modified

ICR Details

OMB Control No: 3072-0060	ICR Reference No: 201105-3072-001
Status: Historical Active	Previous ICR Reference No: 200807-3072-001
Agency/Subagency: FMC	Agency Tracking No:
Title: 46 CFR Part 565 - Controlled Carriers
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 09/22/2011
	Date Received in OIRA: 07/25/2011
Terms of Clearance: As shown in this collection, FMC revised its burden estimate to reflect the actual number of projected filings per year, as opposed to the total possible number of filings.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2014	36 Months From Approved	09/30/2011
Responses	4	0	32
Time Burden (Hours)	7	0	56
Cost Burden (Dollars)	0	0	0

---

Abstract: Sec. 9 of the Shipping Act of 1984 requires that the FMC monitor the practices of controlled carriers to ensure that they do not maintain rates or charges in their tariffs and service contracts that are below a level that is just and reasonable; nor establish, maintain or enforce unjust or unreasonable classifications, rules or regulations in those tariffs or service contracts which result or are likely to result in the carriage or handling of cargo at rates or charges that are below a just and reasonable level. 46 CFR Part 565 establishes the method by which the FMC determines whether a particular ocean common carrier is a controlled carrier subject to sec. 9 of the Shipping Act. When a government acquires a controlling interest in an ocean common carrier, or when a controlled carrier newly enters a US trade, the FMC's rules require that such a carrier notify the FMC of these events. The respondents to this information collection are ocean common carriers.

---

Authorizing Statute(s): US Code: 46 USC 40701 - 40706 Name of Law: Shipping Act of 1984
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 24881	05/03/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 44327	07/25/2011
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 4

table that charts list of burden

IC Title	Form No.	Form Name
Notification of Change of Control
File Justification
Submit Letter
Rebuttal of Classification

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	4	32	0	0	-28	0
Annual Time Burden (Hours)	7	56	0	0	-49	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

---

Annual Cost to Federal Government: $910

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/25/2011

---