Procedures for Transportation Drug and Alcohol Testing Program

Forms and Documents

Document Name	Status
Form DOT F 1385 Procedures for Transportation Drug and Alcohol Testing Program Form	Modified
60-Day_Notice_FR.pdf Supplementary Document	2011-07-26
30-Day_Notice_FR.pdf Supplementary Document	2011-07-26
Rev_MIS_Form.pdf Supplementary Document	2011-07-26
Federal_ATF.pdf Supplementary Document	2011-07-26
Part_40_PRA_Supporting_Statement_20110719_bbn.doc Supporting Statement A	2011-09-02
2000_FRA_Random_Rates.pdf Supplementary Document	2008-06-18
1998_FTA_Random_Rates.pdf Supplementary Document	2008-06-18
1998_FMCSA_Random_Rates.pdf Supplementary Document	2008-06-18
1998_FAA_Random_Rates.pdf Supplementary Document	2008-06-18
Rev_MIS_Form.doc Supplementary Document	2008-06-18
Rev_Federal_ATF.doc Supplementary Document	2008-06-18
Part40_complete_20080109.pdf Supplementary Document	2008-06-18
Omnibus_Act.pdf Supplementary Document	2008-06-18
Public Law 102-143.pdf Supplementary Document	2007-01-11

IC Document Collections

IC ID	Document Title	Status
25092	Procedures for Transportation Drug and Alcohol Testing Program Form	Modified

ICR Details

OMB Control No: 2105-0529	ICR Reference No: 201107-2105-005
Status: Historical Active	Previous ICR Reference No: 200806-2105-002
Agency/Subagency: DOT/OST	Agency Tracking No:
Title: Procedures for Transportation Drug and Alcohol Testing Program
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 11/18/2011
	Date Received in OIRA: 07/27/2011
Terms of Clearance: In subsequent submissions of this collection, DOT should include an update on progress made toward consolidation of FAA's drug and alcohol testing rules (49 CFR Part 120, §§ 120.117 and 120.225)- an item included in DOT's regulatory lookback plan.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2013	36 Months From Approved	11/30/2011
Responses	5,692,496	0	6,751,580
Time Burden (Hours)	584,841	0	695,300
Cost Burden (Dollars)	0	0	0

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Abstract: Under the Omnibus Transportation Employee Testing Act of 1991, DOT is required to implement a drug and alcohol testing program in the Transportation industry. This specific requirement is elaborated in 49 CFR Part 40 (Procedures for Transportation Drug and Alcohol Testing Programs). The Office of Drug and Alcohol Policy and Compliance (ODAPC) regulation and associated paperwork burdens support three Department of Transportation goals – the Safety Strategic Objective; the Security Measures; and the Environmental Stewardship Strategic Objective. The regulatory requirements help promote the safety of the traveling public by working toward the elimination of drug and alcohol related transportation deaths and injuries; the security of Americans by working toward ensuring that transportation employees are not hindered by drug and alcohol abuse; and protecting the natural environment by working toward reduction of drug and alcohol use being factors in toxic spills and releases

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Authorizing Statute(s): PL: Pub.L. 102 - 143 Appendix A Name of Law: The Omnibus Transportation Employee Testing Act of 1991
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 20804	04/13/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 42761	07/19/2011
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Procedures for Transportation Drug and Alcohol Testing Program	DOT F 1385, DOT F 1380	MIS Data Collection Form ,   Breath Alcohol Testing Form

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	5,692,496	6,751,580	0	-1,059,084	0	0
Annual Time Burden (Hours)	584,841	695,300	0	-110,459	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Using Information Technology

Short Statement: Request for renewal of previously approved information collection 2105-0529. The number of annual burden hours has decreased, by 110,454 hours, primarily due to fewer drug and alcohol tests being performed. 1,059,084 fewer responses were received in 2010 when compared to the previous estimates.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/27/2011

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