Representative and Address Provisions

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form PTO/SB/80 Power of Attorney to Prosecute Applications Before the USPTO	Form	Modified	Available
Form PTO/SB/123B Third Party Requester Change of Correspondence Address - Reexamination Proceeding	Form	Modified	Available
Form PTO/SB/123A Patent Owner Change of Correspondence Address - Reexamination Proceeding	Form	Modified	Available
Form PTO/SB/81C Reexamination - Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	Form	Modified	Available
Form PTO/SB/81B Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	Form	Modified	Available
Form PTO/SB/81A Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	Form	Modified	Available
Form PTO/SB/125 Request for Customer Number	Form	Modified	Repair queued
Form PTO/SB/124 Request for Customer Number Data Change	Form	Modified	Repair queued
Form PTO/SB/122 Change of Correspondence Address for Application or Patent	Form	Modified	Repair queued
Form PTO/SB/84 Authorization to Act in a Representative Capacity	Form	Modified	Available
Form PTO/SB/83 Request for Withdrawal as Attorney or Agent and Change of Correspondence Address	Form	Modified	Repair queued
Form PTO/SB/81 Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	Form	Modified	Available
Form PTO-2248 Request to Update a PCT Application with a Customer Number	Form	Modified	Available
0651-0035-SupStmt-Sep2011.pdf	Supporting Statement A	Uploaded 2011-09-23	Available
0651-0035-justificationforchange-Aug2010-final.pdf	Justification for No Material/Nonsubstantive Change	Uploaded 2010-08-13	Available
0651-USPTO-Information-Quality-Guidelines-Dec2009.pdf	Supplementary Document	Uploaded 2010-07-30	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
4741	Power of Attorney to Prosecute Applications Before the USPTO	Form	Modified
187264	Third Party Requester Change of Correspondence Address - Reexamination Proceeding	Form	Modified
187263	Patent Owner Change of Correspondence Address - Reexamination Proceeding	Form	Modified
187262	Reexamination - Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	Form	Modified
187260	Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	Form	Modified
187259	Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	Form	Modified
186503	Customer Number Upload Spreadsheet	Instruction	Modified
186502	Request for Customer Number	Form	Modified
186501	Request for Customer Number Data Change	Form	Modified
186500	Change of Correspondence Address for Application or Patent	Form	Modified
186499	Petition to Waive 37 CFR 1.32(b)(4) and Grant Power of Attorney by Fewer than All the Applicants		Modified
186498	Petition Under 37 CFR 1.36(a) to Revoke Power of Attorney by Fewer than All the Applicants		Modified
186497	Authorization to Act in a Representative Capacity	Form	Modified
186496	Request for Withdrawal as Attorney or Agent and Change of Correspondence Address	Form	Modified
186495	Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	Form	Modified
178322	Request to Update a PCT Application with a Customer Number	Form	Modified

ICR Details

OMB Control No: 0651-0035	ICR Reference No: 201108-0651-004
Status: Historical Active	Previous ICR Reference No: 201007-0651-007
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: Representative and Address Provisions
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/08/2011
	Date Received in OIRA: 09/27/2011
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2014	36 Months From Approved	11/30/2011
Responses	592,315	0	568,902
Time Burden (Hours)	33,867	0	33,359
Cost Burden (Dollars)	64,916	0	257,178

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Abstract: The public uses this information collection to grant or revoke power of attorney, to withdraw as attorney or agent of record, to authorize a practitioner to act in a representative capacity, to change a correspondence address, to request a Customer Number, and to change the data associated with a Customer Number. The USPTO's Customer Number practice permits applicants, assignees, practitioners of record, and third party requesters to change the correspondence address or representatives of record for a number of applications, patents, or reexamination proceedings with one change request instead of filing separate requests for each application, patent, or reexamination proceeding. The USPTO uses the information in this collection to determine who is authorized to take action in an application, patent, or reexamination proceeding and where to send correspondence regarding an application, patent, or reexamination proceeding.

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Authorizing Statute(s): US Code: 35 USC 2 Name of Law: null
   US Code: 35 USC 304 and 314 Name of Law: null
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 27020	05/10/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 59114	09/23/2011
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 16

table that charts list of burden

IC Title	Form No.	Form Name
Reexamination - Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	PTO/SB/81C	Reexamination - Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Patent Owner Change of Correspondence Address - Reexamination Proceeding	PTO/SB/123A	Patent Owner Change of Correspondence Address - Reexamination Proceeding
Power of Attorney to Prosecute Applications Before the USPTO	PTO/SB/80	Power of Attorney to Prosecute Applications Before the USPTO
Request to Update a PCT Application with a Customer Number	PTO-2248	Request to Update a PCT Application with a Customer Number
Change of Correspondence Address for Application or Patent	PTO/SB/122, PTO/SB/123	Change of Correspondence Address - Application ,   Change of Correspondence Address - Patent
Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	PTO/SB/81B	Reexamination - Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	PTO/SB/81A	Patent - Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	PTO/SB/81	Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Request for Withdrawal as Attorney or Agent and Change of Correspondence Address	PTO/SB/83	Request for Withdrawal as Attorney or Agent and Change of Correspondence Address
Customer Number Upload Spreadsheet
Petition to Waive 37 CFR 1.32(b)(4) and Grant Power of Attorney by Fewer than All the Applicants
Request for Customer Number Data Change	PTO/SB/124	Request for Customer Number Data Change
Authorization to Act in a Representative Capacity	PTO/SB/84	Authorization to Act in a Representative Capacity
Petition Under 37 CFR 1.36(a) to Revoke Power of Attorney by Fewer than All the Applicants
Request for Customer Number	PTO/SB/125	Request for Customer Number
Third Party Requester Change of Correspondence Address - Reexamination Proceeding	PTO/SB/123B	Third Party Requester Change of Correspondence Address - Reexamination Proceeding

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	592,315	568,902	0	0	23,413	0
Annual Time Burden (Hours)	33,867	33,359	0	0	508	0
Annual Cost Burden (Dollars)	64,916	257,178	0	-32,080	-160,182	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increases in annual responses and burden hours are administrative adjustments from revised estimates of the number of expected filings for this collection. The reduction in annual cost burden is due in part to administrative adjustments from decreased postage costs, which were caused by an increase in the percentage of responses submitted electronically and a corresponding decrease in the number of mailed submissions. Additional reductions in annual cost burden are due to program changes from the removal of cost burden--for items that are considered to be standard business supplies and do not qualify as capital start-up costs, and for suggested actions such as retaining receipts for online transactions that do not qualify as record keeping requirements.

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Annual Cost to Federal Government: $677,609

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/27/2011

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