Representative and Address Provisions

ICR 202110-0651-003

OMB: 0651-0035

Federal Form Document

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Supporting Statement A
2021-11-29
Supplementary Document
2021-03-26
Supplementary Document
2021-03-26
IC Document Collections
IC ID
Document
Title
Status
4741 Modified
246147 Modified
246146 Modified
246145
Modified
246144
Modified
246143 Modified
246142 Modified
187264 Modified
187263 Modified
187262
Modified
187260
Modified
187259 Modified
186503 Modified
186502 Modified
186501 Modified
186500 Modified
186499 Modified
186498 Modified
186497 Modified
186496 Modified
186495 Modified
178322 Modified
ICR Details
0651-0035 202110-0651-003
Received in OIRA 202103-0651-001
DOC/PTO
Representative and Address Provisions
Revision of a currently approved collection   No
Regular 11/29/2021
  Requested Previously Approved
36 Months From Approved 11/30/2021
226,573 226,573
111,104 13,641
26,695 26,241

This information collection includes the information necessary to submit a request to grant or revoke power of attorney for an application, patent, or reexamination proceeding, and for a registered practitioner to withdraw as attorney or agent of record. This also includes the information necessary to change the correspondence address for an application, patent, or reexamination proceeding, to request a Customer Number and manage the correspondence address and list of practitioners associated with a Customer Number, and to designate or change the correspondence address or fee address for one or more patents or applications by using a Customer Number. Under 35 U.S.C. 2 and 37 CFR 1.31-1.32, power of attorney may be granted to one or more joint inventors or a person who is registered to practice before the USPTO to act in an application or a patent. In particular, for an application filed before September 16, 2012, or for a patent which issued from an application filed before September 16, 2012, power of attorney may be granted by the applicant for patent (as set forth in 37 CFR 1.41(b) (pre-AIA)) or the assignee of the entire interest of the applicant. For an application filed on or after September 16, 2012, or for a patent which issued from an application filed on or after September 16, 2012, power of attorney may be granted by the applicant for patent (as set forth in 37 CFR 1.42) or the patent owner. The USPTO provides two different versions of the forms for establishing power of attorney based upon whether the application filing date is before or after September 16, 2012, to thereby reduce applicants' burden in having to determine the appropriate power of attorney requirements for a given application. The USPTO's Customer Number practice permits applicants, patent owners, assignees, and practitioners of record, or the representatives of record for a number of applications or patents, to change the correspondence address of a patent application or patent with one change request instead of filing separate requests for each patent or application. Start Printed Page 50087Any changes to the address or practitioner information associated with a Customer Number will be applied to all patents and applications associated with said Customer Number. The Customer Number practice is optional, in that changes of correspondence address or power of attorney may be filed separately for each patent or application without using a Customer Number. However, a Customer Number associated with the correspondence address for a patent application is required in order to access private information about the application using the Patent Application Information Retrieval (PAIR) system, which is available through the USPTO website. The use of a Customer Number is also required in order to grant power of attorney to more than ten practitioners or to establish a separate “fee address” for maintenance fee purposes that is different from the correspondence address for a patent or application. 37 CFR 1.36 provides for the revocation of a power of attorney at any stage in the proceedings of a case. 37 CFR 1.36 also provides a path by which a registered patent attorney or patent agent who has been given a power of attorney may withdraw as attorney or agent of record.

PL: Pub.L. 112 - 29 1 Name of Law: Leahy-Smith America Invents Act
  
None

Not associated with rulemaking

  86 FR 50086 09/07/2021
86 FR 67692 11/29/2021
Yes

22
IC Title Form No. Form Name
Customer Number Upload Spreadsheet (Individuals or Households)
Customer Number Upload Spreadsheet (Private Sector)
Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address (Individuals or Households) PTO/AIA/81, PTO/SB/81, PTO/AIA/81A, PTO/SB/81A Power of Attorney to One or More of The Joint Inventors and Change of Correspondence Address ,   Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address ,   Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address ,   Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address (Private Sector) PTO/AIA/81, PTO/SB/81 , PTO/AIA/81A, PTO/SB/81A Power of Attorney to One or More of The Joint Inventors and Change of Correspondence Address ,   Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address ,   Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address ,   Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Petition Under 37 CFR 1.36(a) to Revoke Power of Attorney by Fewer than All the Applicants (Private Sector)
Petition to Waive 37 CFR 1.32(b)(4) and Grant Power of Attorney by Fewer than All the Applicants (Private Sector)
Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence (Individuals or Households) PTO/AIA/82A/B/C Transmittal for Power of Attorney to One or More Registered Practitioners/Power of Attorney by Applicant
Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence (Private Sector) PTO/AIA/82A/B/C Transmittal for Power of Attorney to One or More Registered Practitioners/Power of Attorney by Applicant
Power of Attorney to Prosecute Applications Before the USPTO (Individuals or Households) PTO/SB/80, PTO/AIA/80 Power of Attorney to Prosecute Applications Before the USPTO ,   Power of Attorney to Prosecute Applications Before the USPTO
Power of Attorney to Prosecute Applications Before the USPTO (Private Sector) PTO/SB/80, PTO/AIA/80 Power of Attorney to Prosecute Applications Before the USPTO ,   Power of Attorney to Prosecute Applications Before the USPTO
Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address (Individuals or Households) PTO/AIA/81B , PTO/SB/81B Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address ,   Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address (Private Sector) PTO/SB/81B, PTO/AIA/81B Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address ,   Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Reexamination – Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address (Individuals or Households) PTO/SB/81C Reexamination – Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Reexamination – Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address (Private Sector) PTO/SB/81C Reexamination – Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Request for Customer Number (Individuals or Households) PTO/SB/125 Request for Customer Number
Request for Customer Number (Private Sector) PTO/SB/125 Request for Customer Number
Request for Customer Number Data Change (Individuals or Households) PTO/SB/124 Request for Customer Number Data Change
Request for Customer Number Data Change (Private Sector) PTO/SB/124 Request for Customer Number Data Change
Request for Withdrawal as Attorney or Agent and Change of Correspondence Address (Individuals or Households) PTO/AIA/83, PTO/SB/83 Request for Withdrawal as Attorney or Agent and Change of Correspondence Address ,   Request for Withdrawal as Attorney or Agent and Change of Correspondence Address
Request for Withdrawal as Attorney or Agent and Change of Correspondence Address (Private Sector) PTO/AIA/83 , PTO/SB/83 Request for Withdrawal as Attorney or Agent and Change of Correspondence Address ,   Request for Withdrawal as Attorney or Agent and Change of Correspondence Address
Request to Update a PCT Application with a Customer Number (Individuals or Households) PTO-2248 Request to Update a PCT Application with a Customer Number
Request to Update a PCT Application with a Customer Number (Private Sector) PTO-2248 Request to Update a PCT Application with a Customer Number

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 226,573 226,573 0 0 0 0
Annual Time Burden (Hours) 111,104 13,641 0 97,463 0 0
Annual Cost Burden (Dollars) 26,695 26,241 0 0 454 0
Yes
Miscellaneous Actions
No
Change in Hourly Burden due to Program Change Due to Agency Discretion The burden estimates have increased by 97,463 due to changing the estimated time for six items in the information collection. The switch from 3 minutes to 30 minutes for these items, suggested by public comments, results in an eightfold increase for a total of 111,104 annual burden hours. Change in Annual (Non-hour) Costs due to Adjustment in Agency Estimate For this renewal, the USPTO estimates that the total annual (non-hour) costs will increase by $454 from the previous approval. This increase is due to increase in the postage rate estimated for mailed in submissions. This results in an estimated annual cost burden of $26,695.

$1,397,232
No
    Yes
    Yes
No
No
No
No
Parikha Mehta 571 272-3248

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/29/2021


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