Rule 236 - Exemption of Shares Offered in Connection with Certain Transactions

ICR 201108-3235-009

OMB: 3235-0095

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2011-08-10
IC Document Collections
ICR Details
3235-0095 201108-3235-009
Historical Active 200806-3235-009
SEC CF 270-118
Rule 236 - Exemption of Shares Offered in Connection with Certain Transactions
Extension without change of a currently approved collection   No
Regular
Approved without change 09/12/2011
Retrieve Notice of Action (NOA) 08/11/2011
  Inventory as of this Action Requested Previously Approved
09/30/2014 36 Months From Approved 09/30/2011
10 0 10
15 0 15
0 0 0

Rule 236 provides an exemption from registration under the Securities Act of 1933 for shares of stock or similar securities offered to provide funds to be distributed to shareholders in lieu of issuing fractional shares, scrip certificates or order forms, in connection with a stock dividend, stock split, reverse stock split, conversion, merger or similar transaction. Issuers relying on the exemption must furnish a letter to the Commission.

US Code: 15 USC 77(c)b, 77s(a) Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  76 FR 3337 06/08/2011
76 FR 49804 08/11/2011
No

1
IC Title Form No. Form Name
Rule 236 - Exemption of Shares Offered in Connection with Certain Transactions

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10 10 0 0 0 0
Annual Time Burden (Hours) 15 15 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
No
No
No
Uncollected
N. Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/11/2011


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