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Federal forms, ICRs, and supporting documents

OMB control number

Rule 236 - Exemption of Shares Offered in Connection with Certain Transactions

OMB 3235-0095 · SEC.

OMB 3235-0095

Rule 236 provides an exemption from registration under the Securities Act of 1933 for shares of stock or similar securities offered to provide funds to be distributed to shareholders in lieu of issuing fractional shares, scrip certificates or order forms, in connection with a stock dividend, stock split, reverse stock split, conversion, merger or similar transaction. Issuers relying on the exemption must furnish a letter to the Commission.

The latest form for Rule 236 - Exemption of Shares Offered in Connection with Certain Transactions expires 2027-07-31 and is listed under ICR 202402-3235-004.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Rule 236 30 Day Federal Register Notice.89FR27821.pdf Supplementary Document
Rule 236 60 Day Federal Register Notice.89FR9882.pdf (document unavailable) Supplementary Document
Rule236.SupportingStatement.2024.pdfSupporting Statement A
Rule 236 - Exemption of Shares Offered in Connection with Certain Transactions Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202402-3235-004 Extension without change of a currently approved collection 2024-05-02 Approved without change
202101-3235-017 Extension without change of a currently approved collection 2021-02-25 Approved without change
201711-3235-004 Extension without change of a currently approved collection 2017-11-27 Approved without change
201409-3235-021 Extension without change of a currently approved collection 2014-09-19 Approved without change
201108-3235-009 Extension without change of a currently approved collection 2011-08-11 Approved without change
200806-3235-009 Extension without change of a currently approved collection 2008-07-08 Approved without change
200507-3235-003 Extension without change of a currently approved collection 2005-07-06 Approved without change
200206-3235-011 Extension without change of a currently approved collection 2002-06-26 Approved without change
199906-3235-002 Extension without change of a currently approved collection 1999-06-08 Approved without change
199603-3235-001 Extension without change of a currently approved collection 1996-03-19 Approved without change
199212-3235-009 Extension without change of a currently approved collection 1992-12-23 Approved without change
199002-3235-005 Revision of a currently approved collection 1990-02-07 Approved without change
198904-3235-047 No material or nonsubstantive change to a currently approved collection 1989-04-28 Approved with change
198702-3235-006 Revision of a currently approved collection 1987-02-24 Approved without change
198609-3235-031 No material or nonsubstantive change to a currently approved collection 1986-09-26 Approved with change
198401-3235-005 Revision of a currently approved collection 1984-01-23 Approved without change
198109-3235-002 New collection (Request for a new OMB Control Number) 1981-09-08 Approved without change