Rule 236 - Exemption of Shares Offered in Connection with Certain Transactions

ICR 200507-3235-003

OMB: 3235-0095

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0095 200507-3235-003
Historical Active 200206-3235-011
SEC
Rule 236 - Exemption of Shares Offered in Connection with Certain Transactions
Extension without change of a currently approved collection   No
Regular
Approved without change 09/15/2005
Retrieve Notice of Action (NOA) 07/06/2005
  Inventory as of this Action Requested Previously Approved
09/30/2008 09/30/2008 09/30/2005
10 0 10
15 0 15
0 0 0

Rule 236 provides an exemption from registration under the Securities Act of 1933 for shares of stock or similar securities offered to provide funds to be distributed to shareholders in lieu of issuing fractional shares, scrip certificates or order forms, in connection with a stock dividend, stock split, reverse stock split, conversion, merger or similar transaction. Issuers relying on the exemption must furnish a letter to the Commission.

None
None


No

1
IC Title Form No. Form Name
Rule 236 - Exemption of Shares Offered in Connection with Certain Transactions

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10 10 0 0 0 0
Annual Time Burden (Hours) 15 15 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/06/2005


© 2024 OMB.report | Privacy Policy