Rule 13h-1 - Large Traders

Rule 13h-1 Large Trader Reporting System

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0682 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 13H Rule 13h-1 - Large Traders Form and Instruction
SEC 13H Form 13H DRAFT Form 13H.docx www.edgarfiling.sec.gov Form and Instruction

Information Collection (IC) Details

IC Title:	Rule 13h-1 - Large Traders	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.13h-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 13H	Form 13H	DRAFT Form 13H.docx	https://www.edgarfiling.sec.gov	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC-1 Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 194	FR Citation: 41 FR 39255

Number of Respondents: 400	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1,600	1,600
Annual IC Time Burden (Hours)	2,400	2,400
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.