Information Collection

Rule 13h-1 - Large Traders

IC 193890 under ICR 201108-3235-011 · OMB 3235-0682.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0682 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 13H Form 13H Rule 13h-1 - Large Traders	Form and Instruction
SEC 13H Form 13H DRAFT Form 13H.docx www.edgarfiling.sec.gov	Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Rule 13h-1 - Large Traders

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.13h-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 13H			https://www.edgarfiling.sec.gov	Yes	Yes	Fillable Fileable Signable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC-1 Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 194

FR Citation: 41 FR 39255

Number of Respondents: 400

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1,600	1,600
Annual IC Time Burden (Hours)	2,400	2,400
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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