Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act, as amended

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form TTB F 5640.2 Offer in Compromise of Liability Incurred Under the Federal Alcohol Administration Act, As Amended	Form and Instruction	Modified	Available
Form TTB F 5640.2 Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act, as amended	Form and Instruction	Unchanged	Available
1513-0055_SS_(10-31-2011)_REV.doc	Supporting Statement A	Uploaded 2011-10-19	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
186129	Offer in Compromise of Liability Incurred Under the Federal Alcohol Administration Act, As Amended	Form and Instruction	Modified
16044	Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act, as amended	Form and Instruction	Unchanged

ICR Details

OMB Control No: 1513-0055	ICR Reference No: 201109-1513-005
Status: Historical Active	Previous ICR Reference No: 200808-1513-007
Agency/Subagency: TREAS/TTB	Agency Tracking No:
Title: Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act, as amended
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/27/2011
	Date Received in OIRA: 10/26/2011
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2014	36 Months From Approved	12/31/2011
Responses	18	0	24
Time Burden (Hours)	36	0	24
Cost Burden (Dollars)	0	0	0

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Abstract: Persons who have committed violations of the FAA Act may submit an offer in compromise. The offer is a request by the party in violation to compromise penalties for the violations in lieu of civil or criminal action. TTB F 5640.2 identifies the violation(s) to be compromised by the person committing them, amount of offer, plus justification for acceptance.

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Authorizing Statute(s): US Code: 27 USC 207 Name of Law: Federal Alcohol Administration Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 33811	06/09/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 66131	10/25/2011
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act, as amended	TTB F 5640.2	Offer in Compromise Of Liability Incurred under the Federal Alcohol Administrative Act, as Amended
Offer in Compromise of Liability Incurred Under the Federal Alcohol Administration Act, As Amended	TTB F 5640.2	Offer In Compromise of Liability Incurred Under the Federal Alcohol Administration Act, As Amended

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	18	24	0	0	-6	0
Annual Time Burden (Hours)	36	24	0	0	12	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The number of responses previously reported in ROCIS, were recorded incorrectly. The correct number of responses should be identified as 12. We are making an adjustment at this time to correct this error.

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Annual Cost to Federal Government: $2,531

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/26/2011

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