Information Collection

Position Reports for Physical Commodity Swaps

IC 194908 under ICR 201109-3038-005 · OMB 3038-0095.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0095 can be found here:

Documents and Forms

Document Name Document Type
Form CFTC Form 40 (05/0 Position Reports for Physical Commodity Swaps Form and Instruction
CFTC Form 40 (05/0 Statement of Reporting Trader Cftcform40 (Statement of Reptg Trader).pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Position Reports for Physical Commodity Swaps	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR Part 20 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CFTC Form 40 (05/00)	Statement of Reporting Trader	Cftcform40 (Statement of Reptg Trader).pdf		Yes	No	Fillable Printable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,205	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 93 %

	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	56,055	56,055
Annual IC Time Burden (Hours)	164,802	164,802
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.