Information Collection

Position Reports for Physical Commodity Swaps

IC 194908 under ICR 201109-3038-005 · OMB 3038-0095.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0095 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form CFTC Form 40 (05/0 Position Reports for Physical Commodity Swaps	Form and Instruction
CFTC Form 40 (05/0 Statement of Reporting Trader Cftcform40 (Statement of Reptg Trader).pdf	Form and Instruction

IC Title:

Position Reports for Physical Commodity Swaps

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR Part 20 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CFTC Form 40 (05/00)	Statement of Reporting Trader	Cftcform40 (Statement of Reptg Trader).pdf		Yes	No	Fillable Printable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1,205

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 93 %

table that charts list of burden
	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	56,055	56,055
Annual IC Time Burden (Hours)	164,802	164,802
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.