Revisions to NCUA Call Reports

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form NCUA 5300 Revisions to NCUA Call Reports	Form and Instruction	Modified	Available
Proposed December 2011 Profile Form - Pages 16 and 18.xlsx	Supplementary Document	Uploaded 2011-10-31	Repair queued
CurrentSeptember 2011 Profile Form - Pages 16 and 18.xlsx	Supplementary Document	Uploaded 2011-10-31	Repair queued
0004SummaryProposedChangestoDecember2011Profile (2).docx	Supplementary Document	Uploaded 2011-10-31	Available
0004JustificationDecember 2011FormChanges (3).docx	Supporting Statement A	Uploaded 2011-11-14	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
32672	Revisions to NCUA Call Reports	Form and Instruction	Modified

ICR Details

OMB Control No: 3133-0004	ICR Reference No: 201110-3133-002
Status: Historical Active	Previous ICR Reference No: 200812-3133-001
Agency/Subagency: NCUA	Agency Tracking No:
Title: Revisions to NCUA Call Reports
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 12/02/2011
	Date Received in OIRA: 10/31/2011
Terms of Clearance: Burden reduction reclassified as owing to change in agency estimate.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2014	36 Months From Approved	08/31/2012
Responses	29,056	0	32,196
Time Burden (Hours)	191,770	0	212,494
Cost Burden (Dollars)	5,628,438	0	5,707,707

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Abstract: The financial and statistical information is essential to NCUA in carrying out its responsibility for supervising federal credit unions. The information also enables NCUA to monitor all federally insured credit unions whose share accounts are insured by the National Credit Union Share Insurance Fund (NCUSIF).

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Authorizing Statute(s): US Code: 12 USC 1782 Name of Law: Administration of insurance fund
   US Code: 12 USC 1756 Name of Law: Reports and examinations
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 54498	09/01/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 62456	10/07/2011
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Revisions to NCUA Call Reports	NCUA 5300, NCUA 4501A	Call Report Form and Instructions ,   NCUA Profile Form and Instructions

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	29,056	32,196	0	0	-3,140	0
Annual Time Burden (Hours)	191,770	212,494	0	0	-20,724	0
Annual Cost Burden (Dollars)	5,628,438	5,707,707	0	0	-79,269	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Decrease from the last submission (2009) noted as an adjustment of the number of credit unions completing Form 5300 from 8,049 federally insured credit unions to 7,264. This decline is due strictly to credit union mergers or credit unions being liquidated.

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Annual Cost to Federal Government: $3,173,752

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/31/2011

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