PTO/SB/68 Request for Access to an Abandoned Application under 37

Doc Code:

PTO/SB/68 (04-07)
Approved for use through 9/30/2007. OMB 0651-0031
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.

REQUEST FOR ACCESS TO AN ABANDONED APPLICATION UNDER 37 CFR 1.14
In re Application of

Bring completed form to:

File Information Unit, Room 2E04
2900 Crystal Drive
Arlington, VA 22202-3514

Application Number

Filed

Telephone: (703) 308-2733
Paper No.___________
I hereby request access under 37 CFR 1.14(a)(1)(iv) to the application file record of the above-identified ABANDONED
application, which is not within the file jacket of a pending Continued Prosecution Application (CPA) (37 CFR 1.53(d))
and which is identified in, or to which a benefit is claimed, in the following document (as shown in the attachment):
United States Patent Application Publication No. ______________, page, _________ line ________,
United States Patent Number ________________, column _________, line, ___________ or
WIPO Pub. No._________________, page _________, line ________.

Related Information About Access to Applications Maintained in the Image File
Wrapper System (IFW) and Access to Pending Applications in General
A member of the public, acting without a power to inspect, cannot order applications maintained in the IFW system
through the FIU. If the member of the public is entitled to a copy of the application file, then the file is made
available through the Public Patent Application Information Retrieval system (Public PAIR) on the USPTO internet
web site (www.uspto.gov). Terminals that allow access to Public PAIR are available in the Public Search Room.
The member of the public may also be entitled to obtain a copy of all or part of the application file upon payment of
the appropriate fee. Such copies must be purchased through the Office of Public Records upon payment of the
appropriate fee (37 CFR 1.19(b)).
For published applications that are still pending, a member of the public may obtain a copy of:
the file contents; the pending application as originally filed; or any document in the file of the pending
application.
For unpublished applications that are still pending:
(1) If the benefit of the pending application is claimed under 35 U.S.C. 119(e), 120, 121, or 365 in another
application that has: (a) issued as a U.S. patent, or (b) published as a statutory invention registration, a U.S.
patent application publication, or an international patent application publication in accordance with PCT
Article 21(2), a member of the public may obtain a copy of: the file contents; the pending application as
originally filed; or any document in the file of the pending application.
(2) If the application is incorporated by reference or otherwise identified in a U.S. patent, a statutory invention
registration, a U.S. patent application publication, or an international patent application publication in
accordance with PCT Article 21(2), a member of the public may obtain a copy of the pending application as
originally filed.

Signature

Date
FOR PTO USE ONLY

Typed or printed name
Registration Number, if applicable

Approved by: __________________
(initials)
Unit: __________________________

Telephone Number
This collection of information is required by 37 CFR 1.11 and 1.14. The information is required to obtain or retain a benefit by the public which is to file (and by the
USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to
complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
FORMS TO THIS ADDRESS. BRING TO: File Information Unit, Room 2E04, 2900 Crystal Drive, Arlington, Virginia.

If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.

Privacy Act Statement
The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
with your submission of the attached form related to a patent application or patent. Accordingly,
pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
Office is to process and/or examine your submission related to a patent application or patent. If you do
not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
process and/or examine your submission, which may result in termination of proceedings or
abandonment of the application or expiration of the patent.
The information provided by you in this form will be subject to the following routine uses:
1.

2.
3.

4.

5.
6.
7.

8.

9.

The information on this form will be treated confidentially to the extent allowed under the
Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
this system of records may be disclosed to the Department of Justice to determine whether
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A record from this system of records may be disclosed, as a routine use, in the course of
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A record in this system of records may be disclosed, as a routine use, to a Member of
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individual has requested assistance from the Member with respect to the subject matter of the
record.
A record in this system of records may be disclosed, as a routine use, to a contractor of the
Agency having need for the information in order to perform a contract. Recipients of
information shall be required to comply with the requirements of the Privacy Act of 1974, as
amended, pursuant to 5 U.S.C. 552a(m).
A record related to an International Application filed under the Patent Cooperation Treaty in
this system of records may be disclosed, as a routine use, to the International Bureau of the
World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
A record in this system of records may be disclosed, as a routine use, to another federal
agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
the Atomic Energy Act (42 U.S.C. 218(c)).
A record from this system of records may be disclosed, as a routine use, to the Administrator,
General Services, or his/her designee, during an inspection of records conducted by GSA as
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be made in accordance with the GSA regulations governing inspection of records for this
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A record from this system of records may be disclosed, as a routine use, to the public after
either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
CFR 1.14, as a routine use, to the public if the record was filed in an application which
became abandoned or in which the proceedings were terminated and which application is
referenced by either a published application, an application open to public inspection or an
issued patent.
A record from this system of records may be disclosed, as a routine use, to a Federal, State,
or local law enforcement agency, if the USPTO becomes aware of a violation or potential
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