OMB control number

Patent Processing

OMB 0651-0031 · DOC/PTO.

OMB 0651-0031

The United States Patent and Trademark Office (USPTO) is required by 35 U.S.C. § 131 to examine an application for patent and, when appropriate, issue a patent. Also, the USPTO is required to publish patent applications, with certain exceptions, promptly after the expiration of a period of 18 months from the earliest filing date for which a benefit is sought under Title 35, United States Code ("eighteen-month publication"). Certain situations may arise which require that additional information be supplied in order for the USPTO to further process the patent or application. The USPTO administers the statutes through various sections of the rules of practice in 37 CFR Part 1. During the processing of an application for a patent, the applicant or applicant’s representative may be required to submit additional information to the USPTO concerning the examination of a specific application. The specific information required to be submitted includes: requests for extension of time, abandonment of applications and the revival of abandoned applications, disclaimers, appeals, petitions, expedited examination of design applications, requests for continued examinations, request to inspect, copy, and access patent applications, and transmittal forms. The information in this collection can be used by the USPTO to continue the processing of the patent or application to ensure that applicants are complying with the patent regulations and to aid in the prosecution of the application.

The latest form for Patent Processing expires 2027-11-30 and is listed under ICR 202606-0651-005.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form PTO/SB/08c Information Disclosure Statement Size Fee - Written Assertion Under 37 CFR 1.98Form and Instruction
Form PTO/SB/0008b Information Disclosure Statement by ApplicantForm and Instruction
Form PTO/SB/08a Information Disclosure Statement by ApplicantForm and Instruction
Form PTO/SB/130 Petition to Make Special Based on Age for Advancement of Examination under 37 CFR 1.102(c)(1)Form and Instruction
Form PTO/AIA/33 Pre-Appeal Brief Request for ReviewForm and Instruction
Form PTO/SB/33 Pre-Appeal Brief Request for ReviewForm and Instruction
Form PTO/AIA/24B Petition for Express Abandonment to Obtain a RefundForm and Instruction
Form PTO/SB/24B Petition for Express Abandonment to Obtain a RefundForm and Instruction
Form PTO/SB/39 Authorization or Rescission of Authorization to Permit Access to Application-as-filed by Participating Offices under 37 CFR 1.14(h))Form and Instruction
Form PTO/SB/38 Request to Retrieve Electronic Priority Application(s) under 37 CFR 1.55(d))Form and Instruction
Form PTO/SB/17i Processing Fee under 37 CFR 1.17(i) TransmittalForm and Instruction
Form PTOL/413A Applicant-Initiated Interview Request FormForm and Instruction
Form PTO/SB/37 Request for Suspension of Action or Deferral of Examination under 37 CFR 1.103(b), (c), or (d))Form and Instruction
Form PTO/SB/30 Request for Continued Examination (RCE) TransmittalForm and Instruction
Form PTO–2055–A/B Notice Under 37 CFR 1.251 – PatentForm and Instruction
Form PTO–2054–A/B Notice Under 37 CFR 1.251 - Abandoned ApplicationForm and Instruction
Form PTO–2053–A/B Notice Under 37 CFR 1.251 - Pending ApplicationForm and Instruction
Form PTO/SB/36 Rescission of Previous Non-Publication Request (35 U.S.C. 122(b)(2)(B)(ii)Form and Instruction
Form PTO/SB/35 Non-Publication RequestForm and Instruction
Form PTO/AIA/96 Statement under 37 CFR 3.73(c)Form and Instruction
Form PTO/SB/96 Statement under 37 CFR 3.73(b)Form and Instruction
Form PTO/SB/92 Certificates of Mailing or TransmissionForm and Instruction
Form PTO/SB/91 Deposit Account Order FormForm and Instruction
Form PTO/SB/68 REQUEST FOR ACCESS TO AN ABANDONED APPLICATION UNDER 37 CFR 1.14Form and Instruction
Form PTO/SB/67 Requests to Access, Inspect, and CopyForm and Instruction
Form PTO/SB/64a Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International FilingForm and Instruction
Form PTO/SB/64PCT Petition for Revival of an International (PCT) Application for Patent Designating the U.S. Abandoned Unintentionally Under 37 CFR 1.137(a)Form
Form PTO/SB/64 Petition for Revival of an Application for Patent Abandoned unintentionallyForm and Instruction
Form PTO/SB/27 Request for Expedited Examination of a Design Application (37 CFR 1.155)Form and Instruction
Form PTO/SB/26aJRA Terminal Disclaimer (With Joint Research Agreement Enforcement Provision) in a Patent or Proceeding in View of a Reference Patent)Form
Form PTO/SB/25aJRA Terminal Disclaimer (With Joint Research Agreement Enforcement Provision) in a Patent or Proceeding in View of a Reference ApplicationForm
Form PTO/AIA/26JRA Terminal Disclaimer (With Joint Research Agreement Enforcement Provision) to Obviate a Nonstatutory Double Patenting Rejection over a Reference PatentForm
Form PTO/AIA/25JRA Terminal Disclaimer (With Joint Research Agreement Enforcement Provision) to Obviate a Provisional Nonstatutory Double Patenting Rejection over a Reference ApplicationForm
Form PTO/SB/26a Terminal Disclaimer in a Patent or Proceeding in View of Another PatentForm
Form PTO/AIA/26 Terminal Disclaimer to Obviate a Double Patenting Rejection Over a "Prior" PatentForm
Form PTO/AIA/25 Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection Over a Pending "Reference" ApplicationForm
Form PTO/SB/25a Terminal Disclaimer in a Patent or Proceeding in View of an ApplicationForm
Form PTO/SB/63 Terminal Disclaimer to Accompany PetitionForm and Instruction
Form PTO/SB/43 Disclaimer in Patent Under 37 CFR 1.321(a)Form and Instruction
Form PTO/SB/26 Terminal Disclaimer to Obviate a Double Patenting Rejection over a "Prior" PatentForm and Instruction
Form PTO/SB/25 Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection Over a Pending "Reference" ApplicationForm and Instruction
Form PTO/SB/24 Express Abandonment Under 37 CFR 1.138Form and Instruction
Form PTO/AIA/24 Express Abandonment Under 37 CFR 1.138Form and Instruction
Form PTO/AIA/22p Petition for Extension of Time Under 37 CFR 1.136(a) in a Provisional ApplicationForm
Form PTO/SB/22 Petition for Extension of Time Under 37 CFR 1.136(a)Form and Instruction
Form PTO/AIA/22 Petition for Extension of Time Under 37 CFR 1.136(a)Form and Instruction
Form PTO/SB/21 Transmittal FormForm and Instruction
0651-0031 CWS 2026 Unintentional Delay Rule.docxJustification for No Material/Nonsubstantive Change
0651-0031 Supporting Statement 2024_final_11_15.docxSupporting Statement A
Information Quality Guidelines _ USPTO.pdfSupplementary Document
Leahy Smith America Invents Act.pdfSupplementary Document
Information Disclosure Statements that require the fee set forth in 37 CFR 1.17(p) Form and Instruction
Information Disclosure Statements that require the fee set forth in 37 CFR 1.17(p) Form and Instruction
Information Disclosure Statements that require the fee set forth in 37 CFR 1.17(p) Form and Instruction
Electronic Filing System (EFS) Copy of Application for Publication Information collection
Request to Correct or Update the Name of the Applicant Under 37 CFR 1.46(c)(1), or Change the Applicant under 37 CFR 1.46(c)(2). Information collection
Request for correction in a patent application relating to inventorship or an inventor name, or order of names, other than in a reissue application (37 CFR 1.48) Information collection
Correction of inventorship after first office action on the merits Information collection
Filing a submission after final rejection (see 37 CFR 1.129(a)) Information collection
Petition to Make Special Based on Age for Advancement of Examination under 37 CFR 1.102(c)(1) (EFS-Web only) Form and Instruction
Request for Corrected Filing Receipt Information collection
Pre-Appeal Brief Request for Review Form and Instruction
Pre-Appeal Brief Request for Review Form and Instruction
Petition for Express Abandonment to Obtain a Refund Form and Instruction
Petition for Express Abandonment to Obtain a Refund Form and Instruction
Authorization or Rescission of Authorization to Permit Access to Application-as-filed by Participating Offices Under 37 CFR 1.14(h) Form and Instruction
Request to Retrieve Electronic Priority Application (s) Under 37 CFR 1.55(h) Form and Instruction
Processing Fee Under 37 CFR 1.17(i) Transmittal Form and Instruction
Applicant Initiated Interview Request Form Form and Instruction
Request for Voluntary Publication or Republication (includes publication fee for republication) Information collection
Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) Form and Instruction
Request for Continued Examination (RCE) Transmittal Form and Instruction
Copy of the Applicant or Patentee's Record of the Application (including copies of the correspondence, list of the correspondence, and statements verifying whether the record is complete or not) Form and Instruction
Copy of the Applicant or Patentee's Record of the Application (including copies of the correspondence, list of the correspondence, and statements verifying whether the record is complete or not) Form and Instruction
Copy of the Applicant or Patentee's Record of the Application (including copies of the correspondence, list of the correspondence, and statements verifying whether the record is complete or not) Form and Instruction
Copy of File Content Showing Redactions Information collection
Rescission of Previous Non-publication Request (35 U.S.C. § 122(b)(2)(B)(ii) and, if applicable, Notice of Foreign Filing (35 U.S.C. § 122(b)(2)(B)(iii) Form and Instruction
Non-publication Request Form and Instruction
Statement Under 37 CFR 3.73(c) Form and Instruction
Statement Under 37 CFR 3.73(c) Form and Instruction
Certificates of Mailing or Transmission Form and Instruction
Deposit Account Order Form Form and Instruction
Requests to Access, Inspect and Copy Form and Instruction
Requests to Access, Inspect and Copy Form and Instruction
Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing Form and Instruction
Petition for Revival of an Application for Patent Abandoned Unintentionally Form
Petition for Revival of an Application for Patent Abandoned Unintentionally Form and Instruction
Request for Expedited Examination of a Design Application Form and Instruction
Statutory Disclaimers (including terminal disclaimers) Form
Statutory Disclaimers (including terminal disclaimers) Form
Statutory Disclaimers (including terminal disclaimers) Form
Statutory Disclaimers (including terminal disclaimers) Form
Statutory Disclaimers (including terminal disclaimers) Form
Statutory Disclaimers (including terminal disclaimers) Form
Statutory Disclaimers (including terminal disclaimers) Form
Statutory Disclaimers (including terminal disclaimers) Form
Statutory Disclaimers (including terminal disclaimers) Form and Instruction
Statutory Disclaimers (including terminal disclaimers) Form and Instruction
Statutory Disclaimers (including terminal disclaimers) Form and Instruction
Statutory Disclaimers (including terminal disclaimers) Form and Instruction
Express Abandonment under 37 CFR 1.138 Form and Instruction
Express Abandonment under 37 CFR 1.138 Form and Instruction
Petition for Extension of Time under 37 CFR 1.136(a) Form
Petition for Extension of Time under 37 CFR 1.136(a) Form and Instruction
Petition for Extension of Time under 37 CFR 1.136(a) Form and Instruction
Transmittal Form Form and Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202606-0651-005 No material or nonsubstantive change to a currently approved collection 2026-06-24
202507-0651-001 No material or nonsubstantive change to a currently approved collection 2025-07-03 Approved without change
202506-0651-003 No material or nonsubstantive change to a currently approved collection 2025-06-06
202411-0651-011 No material or nonsubstantive change to a currently approved collection 2024-11-20 Approved without change
202312-0651-001 Revision of a currently approved collection 2024-05-20
202303-0651-020 No material or nonsubstantive change to a currently approved collection 2023-03-24 Approved without change
202303-0651-001 Revision of a currently approved collection 2023-03-22 Improperly submitted and continue
202208-0651-002 No material or nonsubstantive change to a currently approved collection 2022-08-09 Approved without change
202011-0651-001 Revision of a currently approved collection 2020-11-30
201910-0651-004 No material or nonsubstantive change to a currently approved collection 2019-10-11 Approved without change
201802-0651-002 No material or nonsubstantive change to a currently approved collection 2018-03-15 Approved without change
201712-0651-005 No material or nonsubstantive change to a currently approved collection 2017-12-11 Approved without change
201711-0651-013 Revision of a currently approved collection 2017-11-17 Improperly submitted and continue
201607-0651-002 Revision of a currently approved collection 2016-07-28 Approved with change
201603-0651-001 No material or nonsubstantive change to a currently approved collection 2016-03-02 Approved without change
201601-0651-025 No material or nonsubstantive change to a currently approved collection 2016-01-29 Approved without change
201507-0651-001 No material or nonsubstantive change to a currently approved collection 2015-07-10 Approved without change
201502-0651-008 No material or nonsubstantive change to a currently approved collection 2015-04-17 Approved without change
201301-0651-002 Revision of a currently approved collection 2013-01-29 Approved with change
201209-0651-014 No material or nonsubstantive change to a currently approved collection 2012-09-12 Approved without change
201111-0651-001 No material or nonsubstantive change to a currently approved collection 2011-11-03 Approved without change
201011-0651-002 No material or nonsubstantive change to a currently approved collection 2010-11-09 Approved without change
201008-0651-002 No material or nonsubstantive change to a currently approved collection 2010-08-07 Approved without change
200707-0651-005 Revision of a currently approved collection 2007-09-26 Approved with change
200706-0651-004 No material or nonsubstantive change to a currently approved collection 2007-06-22 Disapproved and continue
200703-0651-001 No material or nonsubstantive change to a currently approved collection 2007-03-13 Approved without change
200606-0651-001 Revision of a currently approved collection 2006-06-05 Approved without change
200603-0651-001 No material or nonsubstantive change to a currently approved collection 2006-03-12 Approved without change
200512-0651-002 Revision of a currently approved collection 2005-12-22 Approved without change
200509-0651-001 No material or nonsubstantive change to a currently approved collection 2005-09-20 Approved without change
200506-0651-002 Revision of a currently approved collection 2005-06-15 Approved without change
200407-0651-002 Revision of a currently approved collection 2004-07-15 Approved without change
200406-0651-002 No material or nonsubstantive change to a currently approved collection 2004-06-25 Approved without change
200401-0651-003 No material or nonsubstantive change to a currently approved collection 2004-01-28 Approved without change
200309-0651-005 Revision of a currently approved collection 2003-09-03 Approved with change
200304-0651-001 Revision of a currently approved collection 2003-04-29 Approved without change
200202-0651-001 No material or nonsubstantive change to a currently approved collection 2002-02-14 Approved without change
200106-0651-002 Revision of a currently approved collection 2001-06-11 Approved without change
200004-0651-004 Revision of a currently approved collection 2000-04-05 Approved without change
199908-0651-002 Revision of a currently approved collection 1999-08-19 Approved without change
199812-0651-004 No material or nonsubstantive change to a currently approved collection 1998-12-09 Approved without change
199812-0651-003 No material or nonsubstantive change to a currently approved collection 1998-12-09 Approved without change
199707-0651-003 Revision of a currently approved collection 1997-07-25 Approved without change
199701-0651-003 No material or nonsubstantive change to a currently approved collection 1997-01-29 Approved without change
199607-0651-002 Reinstatement without change of a previously approved collection 1996-07-26 Approved without change
199308-0651-004 No material or nonsubstantive change to a currently approved collection 1993-08-01 Approved with change
199305-0651-004 New collection (Request for a new OMB Control Number) 1993-05-14 Approved without change

OMB Details

Information Disclosure Statements that require the fee set forth in 37 CFR 1.17(p)

Federal Enterprise Architecture: Economic Development - Intellectual Property Protection

Information collection instruments
FormNameElectronic accessType
Form PTO/SB/08aInformation Disclosure Statement by Applicanthttp:/www.uspto.gov/web/forms/sb0008a.pdfForm and instruction
Form PTO/SB/08cInformation Disclosure Statement Size Fee - Written Assertion Under 37 CFR 1.98Fillable Fileable SignableForm and instruction
Form PTO/SB/0008bInformation Disclosure Statement by Applicantwww.uspto.gov/web/forms/sb0008b.pdfForm and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.