Patent Processing (Updating)

ICR 201603-0651-001

OMB: 0651-0031

Federal Form Document

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Justification for No Material/Nonsubstantive Change
2016-03-01
Justification for No Material/Nonsubstantive Change
2016-01-29
Supplementary Document
2013-01-29
Supporting Statement A
2013-07-31
IC Document Collections
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4717 Unchanged
219900
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219898
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219897
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205526
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205525
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205518 Unchanged
205516 Unchanged
205514 Unchanged
205513
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205508 Unchanged
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205463 Unchanged
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181632 Unchanged
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181569 Unchanged
181568 Unchanged
181567 Unchanged
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181563 Unchanged
181562 Unchanged
181555 Unchanged
ICR Details
0651-0031 201603-0651-001
Historical Active 201601-0651-025
DOC/PTO
Patent Processing (Updating)
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 03/21/2016
Retrieve Notice of Action (NOA) 03/02/2016
  Inventory as of this Action Requested Previously Approved
07/31/2016 07/31/2016 07/31/2016
3,817,830 0 3,817,834
3,792,691 0 3,792,692
370,701,948 0 370,701,948

The United States Patent and Trademark Office (USPTO) is required by 35 U.S.C. § 131 to examine an application for patent and, when appropriate, issue a patent. Also, the USPTO is required to publish patent applications, with certain exceptions, promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under Title 35, United States Code ("eighteen-month publication"). Certain situations may arise which require that additional information be supplied in order for the USPTO to further process the patent or application. The USPTO administers the statutes through various sections of the rules of practice in 37 CFR Part 1. The information in this collection can be used by the USPTO to continue the processing of the patent or application to ensure that applicants are complying with the patent regulations and to aid in the prosecution of the application.

US Code: 35 USC 131 Name of Law: null
  
None

Not associated with rulemaking

  77 FR 16813 03/22/2012
78 FR 6073 01/29/2013
Yes

64
IC Title Form No. Form Name
Request for publication of SIR - After examiner's action
EFS-Web Request for Corrected Filing Receipt
Electronic Petition for Revival of an Application for Patent Abandoned Unintentionally PTO/SB/64 Petition for Revival of an Application for Patent Abandoned Inintentionally under 37 CFR 1.137(b)
Electronic Petition for Extension of Time under 37 CFR 1.136(a) PTO/AIA/22 Petition for Extension of Time Under 37 CFR 1.136(a)
EFS-Web Request for Voluntary Publication or Republication (includes publication fee for republication)
Electronic Request for Oral Hearing Before the Patent Trial and Appeal Board PTO/AIA/32 Request for Oral Hearing Before the Patent Trial and Appeal Board
Electronic Certificates of Mailing/Transmission PTO/SB/92, PTO/SB/97 Certificate of Mailing under 37 CFR 1.8 ,   Certificate of Transmission under 37 CFR 1.8
Electronic Applicant Initiated Interview Request Form PTOL-413A, PTO AIR-form Applicant Initiated Interview Request Form and Instruction Sheet ,   PTO AIR-form
EFS-Web IDS (Information Disclosure Statements) that do not require the fee set forth in 37 CFR 1.17(p) PTO/SB/08a Information Disclosure Statement by Applicant (Not for submission under 37 CFR 1.99)
Information Disclosure Statements that do not require the fee set forth in 37 CFR 1.17(p) PTO/SB/08a, PTO/SB/0008b Information Disclosure Statement by Applicant ,   Information Disclosure Statement by Applicant
Electronic Filing System (EFS) Copy of Application for Publication
Copy of File Content Showing Redactions
Copy of the Applicant or Patentee's Record of the Application (including copies of the correspondence, list of the correspondence, and statements verifying whether the record is complete or not) PTO-2054-A/B, PTO/2055-A/B, PTO-2053-A/B Notice Under 37 CFR 1.251 - Pending Application ,   Notice Uner 37 CFR 1.251 - Abandoned Application ,   Notice Under 37 CFR 1.251 - Patent
EFS-Web Request for Continued Examination (RCE) Transmittal PTO/SB/30EFS Request for Continued Examination (RCE) Transmittal (Submitted Only via EFS-Web)
Request for publication of SIR - Prior to examiner's action
Electronic Requests to Access, Inspect and Copy PTO/SB/67, PTO/SB/68, SB-67, AIA67 Power to Inspect/Copy ,   Request for Access to an Abandoned Application under 37 CFR 1.14 ,   SB-67 ,   AIA67
Electronic Processing Fee Under 37 CFR 1.17(i) Transmittal PTO/SB/17i Processing Fee Under 37 CFR 1.17(i) Transmittal
Electronic Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing PTO/SB/64a Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing (37 CFR 1.137(f))
Request for First-Action Interview (Pilot Program)(Electronic only) PTO/SB/413C Request for First Action Interview (Full Pilot Program)
EFS-Web Petition to Make Special Based on Age for Advancement of Examination under 37 CFR 1.102(c)(1) PTO/SB/130 Petition to Make Special Based on Age for Advancement of Examination Under 37 CFR 1.102(c)(1)
Electronic Rescission of Previous Non-publication Request (35 U.S.C. 122(b)(B)(ii)) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii)) PTO/SB/36 Recission of Previous Nonpublication Request (35 U.S.C. 122(b)(2)(B)(ii)) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii))
Electronic Express Abandonment under 37 CFR 1.138 PTO/AIA/24 Express Abandonment Under 37 CFR 1.138
Electronic Disclaimers PTO/SB/25, PTO/SB/26, PTO/SB/43, PTO/SB/63 Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection Over a Pending "Reference" Application ,   Terminal Disclaimer to Obviate a Double Patenting Rejection over a "Prior" Patent ,   Disclaimer in Patent Under 37 CFR 1.321(a) ,   Terminal Disclaimer to Accompany Petition
Electronic Request for Expedited Examination of a Design Application PTO/SB/27 Request for Expedited Examination of a Design Application (37 CFR 1.155)
Electronic Notice of Appeal PTO/AIA/31 Notice of Appeal from the Examiner to the Patent Trial and Appeal Board
Electronic Statement Under 37 CFR 3.73(b) PTO/AIA/96, PTO/SB/96 Statement Under 37 CFR 3.73(c) ,   Statement Under 37 CFR 3.73(b)
Electronic Transmittal Form PTO/SB/21 Transmittal Form
Electronic Deposit Account Order Form PTO/SB/91 Deposit Account Order Form
Request for Corrected Filing Receipt
EFS-Web IDS (Information Disclosure Statements) that require the fee set forth in 37 CFR 1.17(p) PTO/SB/08a Information Disclosure Statement by Applicant
Information Disclosure Statements that require the fee set forth in 37 CFR 1.17(p) PTO/SB/08a, PTO/SB/08b Information Disclosure Statement by Applicant ,   Information Disclosure Statement by Applicant
Applicant Initiated Interview Request Form PTOL-413A Applicant Initiated Interview Request Form
Processing Fee Under 37 CFR 1.17(i) Transmittal PTO/SB/17i Processing Fee Under 37 CFR 1.17(i) Transmittal
Request for Continued Examination (RCE) Transmittal PTO/SB/30 Request for Continued Examination (RCE) Transmittal
Non-publication Request PTO/SB/0035 Nonpublication Request Under 35 U.S.C. 122(b)(2)(B)(i)
Transmittal Form PTO/SB/21 Transmittal Form
Petition for Express Abandonment to Obtain a Refund PTO/SB/24B Petition for Express Abandonment to Obtain a Refund
Pre-Appeal Brief Request for Review PTO/SB/33 Pre-Appeal Brief Request for Review
Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing PTO/SB/64a Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing (37 CFR 1.137(f))
Request for Oral Hearing Before the Patent Trial and Appeal Board PTO/SB/32 Request for Oral Hearing Before the Patent Trial and Appeal Board
Request for Deferral of Examination 37 CFR 1.103(d) PTO/SB/37 Request for Deferral of Examination 37 CFR 1.103(d)
Petition for Extension of Time under 37 CFR 1.136(a) PTO/SB/22 Petition for Extension of Time under 37 CFR 1.136(a)
Request to Retrieve Electronic Priority Applications(s) Under 37 CFR 1.55(d) PTO/SB/38 Request to Retrieve Electronic Priority Application(s)
Electronic Authorization To Permit Access to Application by Participating Offices Under 37 CFR 1.14(h) PTO/SB/39, sb0039 Authorization to Permit Access to Application by Participating Offices ,   sb0039
Electronic Petition for Revival of an Application for Patent Abandoned Unavoidably PTO/SB/61 Petition for Revival of an Application for Patent Abandoned Unavoidably under 37 CFR 1.137(a)
Electronic Pre-Appeal Brief Request for Review PTO/AIA/33 Pre-Appeal Brief Request for Review
Electronic Request to Retrieve Electronic Priority Application(s) Under 37 CFR 1.55(d) PTO/SB/38 Request to Retrieve Electronic Priority Application(s)
Electronic Petition for Express Abandonment to Obtain a Refund PTO/AIA/24B Petition for Express Abandonment to Obtain a Refund
Electronic Request for Deferral of Examination 37 CFR 1.103(d) PTO/SB/37 Request for Deferral of Examination 37 CFR 1.103(d)
Electronic Non-publication Request PTO/SB/35 Nonpublication Request Under 35 U.S.C. 122(b)(2)(B)(i)
Express Abandonment under 37 CFR 1.138 PTO/SB024 Express Abandonment under 37 CFR 1.138
Recission of Previous Nonpublication Request (35 U.S.C. 122(b)(2)(B)(ii)) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii)) PTO/SB/36 Recission of Previous Nonpublication Request (35 U.S.C. 122(b)(2)(B)(ii)) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii))
Statement Under 37 CFR 3.73(b)
Filing a submission after final rejection (see 37 CFR 1.129(a))
Request for Voluntary Publication or Republication (includes publication fee for republication)
Request for Expedited Examination of a Design Application PTO/SB/27 Request for Expedited Examination of a Design Application (37 CFR 1.155)
Notice of Appeal PTO/SB/31 Notice of Appeal from the Examiner to the Patent Trial and Appeal Board
Petition for Revival of an Application for Patent Abandoned Unavoidably PTO/SB/61 Petition for Revival of an Application for Patent Abandoned Unavoidably under 37 CFR 1.137(a)
Petition for Revival of an Application for Patent Abandoned Inintentionally PTO/SB/64 Petition for Revival of an Application for Patent abandoned Unintentionally Under 37 CFR 1.137(b)
Requests to Access, Inspect and Copy PTO/SB/67, PTO/SB/68 Power to Inspect/Copy ,   Request for Access to an Abandoned Application Under 37 CFR 1.14
Deposit Account Order Form PTO/SB/91 Deposit Account Order Form
Certificates of Mailing/Transmission PTO/SB/92, PTO/SB/97 Certificate of Mailing under 37 CFR 1.8 ,   Certificate of Transmission under 37 CFR 1.8
Authorization to Permit Access to Application by Participating Offices Under 37 CFR 1.14(h) PTO/SB/39 Authorization to Permit Access to Application by Participating Offices
Electronic Filing a submission after final rejection (see 37 CFR 1.129(a))
Disclaimers PTO/SB/25, PTO/SB/26, PTO/SB/43, PTO/SB/63 Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection over a Pending "Reference" Application ,   Terminal Disclaimer to Obviate a Double Patenting Rejection over a "Prior" Patent ,   Disclaimer in Patent Under 37 CFR 1.321(a) ,   Terminal Disclaimer to Accompany Petition
Correct inventorship after first office action on the merits

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3,817,830 3,817,834 0 -4 0 0
Annual Time Burden (Hours) 3,792,691 3,792,692 0 -1 0 0
Annual Cost Burden (Dollars) 370,701,948 370,701,948 0 0 0 0
No
Yes
Miscellaneous Actions
Two IC lines are being removed from collection 0651-0031 (the lines relating to the publication of SIR). These lines had been moved into this collection from collection 0651-0072 because 0651-0072 is being discontinued. However, upon conducting a final analysis following the re-integration of the relevant fees, it was determined that these two fees are not currently applicable to any USPTO collection.

$29,182,690
No
No
No
No
No
Uncollected
Raul Tamayo 5712727728 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/02/2016


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