Reports of Condition and Income (Interagency Call Report)

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form Schedule RC-O FFIE Schedule RC-O - Other Data for Deposit Insurance and FICO Assessments	Form	Modified	Available
Form FFIEC 041 Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only	Form	Modified	Available
Form FFIEC 031 Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices	Form	Modified	Available
Form Schedule RC-O FFIE Schedule RC-O - Other Data for Deposit Insurance and FICO Assessments	Form	Modified	Available
1557-0081 June 2011 SS Permanent Clearance.docx	Supporting Statement A	Uploaded 2011-12-01	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
41239	(MA)-Reports of Condition and Income (Interagency Call Report)	Form	Modified	Schedule RC-O - Other Data for Deposit Insurance and FICO Assessments
41239	(MA)-Reports of Condition and Income (Interagency Call Report)	Instruction	Modified
41239	(MA)-Reports of Condition and Income (Interagency Call Report)	Form	Modified	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only
41239	(MA)-Reports of Condition and Income (Interagency Call Report)	Form	Modified	Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices
41239	(MA)-Reports of Condition and Income (Interagency Call Report)	Form	Modified	Schedule RC-O - Other Data for Deposit Insurance and FICO Assessments
198424	System Conversion	Other-Federal Register Notice	Modified

ICR Details

OMB Control No: 1557-0081	ICR Reference No: 201111-1557-003
Status: Historical Active	Previous ICR Reference No: 201106-1557-001
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Reports of Condition and Income (Interagency Call Report)
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/07/2012
Retrieve Notice of Action (NOA)	Date Received in OIRA: 12/12/2011
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2015	36 Months From Approved	08/31/2014
Responses	8,776	0	9,028
Time Burden (Hours)	560,181	0	571,302
Cost Burden (Dollars)	0	0	0

---

Abstract: Institutions submit Call Report and TFR data to the agencies (OCC, FRB, FDIC)each quarter for the agencies' use in monitoring the condition, performance, and risk profile of individual institutions and the industry as a whole. Call Report and TFR data provide the most current statistical data available for evaluating institutions' corporate applications, identifying areas of focus for both on-site and off-site examinations, and monetary and other public policy purposes. The agencies use the data in evaluating interstate merger and acquisition applications to determine, as required by law, whether the resulting institution would control more than ten percent of the total amount of deposits of insured depository institutions in the United States. The data is also used to calculate all institutions' deposit insurance and Financing Corporation assessments, and assessment fees. In June 2011, the agencies' received emergency clearances to implement the assessment-related reporting revisions to the Call Report and the Thrift Financial Report (TFR) effective as of the June 30, 2011 report date. OMB's emergency approval extends through the December 31, 2011 report date. The agencies are now seeking regular clearance for the collections. Pursuant to comments received, the transition guidance for reporting subprime consumer loans and securities and leveraged loans and securities by large and highly complex institutions under the emergency clearance has been extended to 4/1/12. The FDIC decided to review the subprime and leveraged loan definitions from its final assessments rule to determine if changes to the definitions could alleviate concerns without sacrificing accuracy in risk differentiation for deposit insurance pricing purposes. The instructions for reporting subprime and leveraged loans and securities for assessment purposes in regulatory reports will be conformed to any revised definitions in the FDIC's assessment regulations resulting from the FDIC's review process, including any necessary rulemaking.

---

Authorizing Statute(s): US Code: 12 USC 1 et seq. Name of Law: National Bank Act
   US Code: 12 USC 1464 Name of Law: Homeowners Loan Act
  

Citations for New Statutory Requirements: US Code: 12 USC 1 et seq. Name of Law: National Banking Act

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 44987	07/27/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 77315	12/12/2011
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
(MA)-Reports of Condition and Income (Interagency Call Report)	Schedule RC-O FFIEC 041, Schedule RC-O FFIEC 041, FFIEC 041, FFIEC 031	Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices ,   Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only ,   Schedule RC-O - Other Data for Deposit Insurance and FICO Assessments ,   Schedule RC-O - Other Data for Deposit Insurance and FICO Assessments
System Conversion

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	8,776	9,028	0	0	-252	0
Annual Time Burden (Hours)	560,181	571,302	0	6,292	-17,413	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There was an increase in the burden per respondent and a decrease in the number of respondents, resulting in an overall decrease in burden. The increase was due to the change in requirements and the decrease was due to the lower number of regulated institutions.

---

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/12/2011

---