Attachment A: Burden Estimates

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Attachment B
14.  Annual Reporting and Recordkeeping Cost Burden

Part 151 – Position Limits for Derivatives
OMB Collection File 3038-NEW
Number of Respondents:                              
Depends based on type of reporting or recordkeeping requirement (see Appendix A)
Estimated Total Annualized Annualized Capital and Start-up Costs:
$45.6 million
Estimated Total Annual Operating and Maintenance Costs:
$3.7 million
Type of Respondent
Total Number of Respondents  
Total Annualized Capital/Start-up Costs (14(a))
Total Annual Operating & Maintenance Costs (14(b))
DCM estimated deliverable supply report
5
$25,000
$25,000

 
 
 
404 (bona fide hedging)
90
$10,800,000
$450,000
404A (BFH)
90
$5,400,000
$450,000
404S (BFH)
45
$9,000,000
$225,000
BFH Recordkeeping
160
$9,600,000
$800,000
 
 

 
401 (visibility)
48
$4,800,000
$240,000




404 (visibility)
25
$1,500,000
$125,000





 

 
Disaggregation applications
90
$4,500,000
$1,350,000