27 Cfr 479.102

CFR-2011-title27-vol3-sec479-102.pdf

Identification Markings Placed on Firearms

27 CFR 479.102

OMB: 1140-0050

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Bureau of Alcohol, Tobacco, Firearms, and Explosives, Justice
record as being in his possession on October 31, 1968.
(d) The National Firearms Registration and Transfer Record shall include
firearms registered to the possessors
thereof under the provisions of section
207 of the Gun Control Act of 1968.
(e) A person possessing a firearm registered to him shall retain proof of registration which shall be made available
to any ATF officer upon request.
(f) A firearm not identified as required by this part shall not be registered.
[36 FR 14256, Aug. 3, 1971. Redesignated at 40
FR 16835, Apr. 15, 1975, and amended by T.D.
ATF–48, 44 FR 55843, Sept. 28, 1979]

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§ 479.102 How must firearms be identified?
(a) You, as a manufacturer, importer,
or maker of a firearm, must legibly
identify the firearm as follows:
(1) By engraving, casting, stamping
(impressing), or otherwise conspicuously placing or causing to be engraved, cast, stamped (impressed) or
placed on the frame or receiver thereof
an individual serial number. The serial
number must be placed in a manner
not susceptible of being readily obliterated, altered, or removed, and must not
duplicate any serial number placed by
you on any other firearm. For firearms
manufactured, imported, or made on
and after January 30, 2002, the engraving, casting, or stamping (impressing)
of the serial number must be to a minimum depth of .003 inch and in a print
size no smaller than 1/16 inch; and
(2) By engraving, casting, stamping
(impressing), or otherwise conspicuously placing or causing to be engraved, cast, stamped (impressed), or
placed on the frame, receiver, or barrel
thereof certain additional information.
This information must be placed in a
manner not susceptible of being readily
obliterated, altered or removed. For
firearms manufactured, imported, or
made on and after January 30, 2002, the
engraving, casting, or stamping (impressing) of this information must be
to a minimum depth of .003 inch. The
additional information includes:
(i) The model, if such designation has
been made;
(ii) The caliber or gauge;

§ 479.102

(iii) Your name (or recognized abbreviation) and also, when applicable, the
name of the foreign manufacturer or
maker;
(iv) In the case of a domestically
made firearm, the city and State (or
recognized abbreviation thereof) where
you as the manufacturer maintain
your place of business, or where you, as
the maker, made the firearm; and
(v) In the case of an imported firearm, the name of the country in which
it was manufactured and the city and
State (or recognized abbreviation
thereof) where you as the importer
maintain your place of business. For
additional requirements relating to imported firearms, see Customs regulations at 19 CFR part 134.
(b) The depth of all markings required by this section will be measured
from the flat surface of the metal and
not the peaks or ridges. The height of
serial numbers required by paragraph
(a)(1) of this section will be measured
as the distance between the latitudinal
ends of the character impression bottoms (bases).
(c) The Director may authorize other
means of identification upon receipt of
a letter application from you, submitted in duplicate, showing that such
other identification is reasonable and
will not hinder the effective administration of this part.
(d) In the case of a destructive device, the Director may authorize other
means of identifying that weapon upon
receipt of a letter application from
you, submitted in duplicate, showing
that engraving, casting, or stamping
(impressing) such a weapon would be
dangerous or impracticable.
(e) A firearm frame or receiver that
is not a component part of a complete
weapon at the time it is sold, shipped,
or otherwise disposed of by you must
be identified as required by this section.
(f)(1) Any part defined as a machine
gun, muffler, or silencer for the purposes of this part that is not a component part of a complete firearm at the
time it is sold, shipped, or otherwise
disposed of by you must be identified
as required by this section.
(2) The Director may authorize other
means of identification of parts defined
as machine guns other than frames or

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§ 479.103

27 CFR Ch. II (4–1–10 Edition)

receivers and parts defined as mufflers
or silencers upon receipt of a letter application from you, submitted in duplicate, showing that such other identification is reasonable and will not
hinder the effective administration of
this part.
(Approved by the Office of Management and
Budget under control number 1140–0050)
[T.D. ATF–461, 66 FR 40601, Aug. 3, 2001, as
amended by ATF–11F, 73 FR 57242, Oct. 2,
2008]

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§ 479.103 Registration of firearms manufactured.
Each manufacturer qualified under
this part shall file with the Director an
accurate notice on Form 2 (Firearms),
Notice of Firearms Manufactured or
Imported, executed under the penalties
of perjury, to show his manufacture of
firearms. The notice shall set forth the
name and address of the manufacturer,
identify his special (occupational) tax
stamp and Federal firearms license,
and show the date of manufacture, the
type, model, length of barrel, overall
length, caliber, gauge or size, serial
numbers, and other marks of identification of the firearms he manufactures, and the place where the manufactured firearms will be kept. All firearms manufactured by him during a
single day shall be included on one notice, Form 2 (Firearms), filed by the
manufacturer no later than the close of
the next business day. The manufacturer shall prepare the notice, Form 2
(Firearms), in duplicate, file the original notice as prescribed herein and
keep the copy with the records required by subpart I of this part at the
premises covered by his special (occupational) tax stamp. Receipt of the notice, Form 2 (Firearms), by the Director shall effectuate the registration of
the firearms listed on that notice. The
requirements of this part relating to
the transfer of a firearm are applicable
to transfers by qualified manufacturers.
§ 479.104 Registration of firearms by
certain governmental entities.
Any State, any political subdivision
thereof, or any official police organization of such a government entity engaged in criminal investigations, which
acquires for official use a firearm not

registered to it, such as by abandonment or by forfeiture, will register
such firearm with the Director by filing Form 10 (Firearms), Registration of
Firearms Acquired by Certain Governmental Entities, and such registration
shall become a part of the National
Firearms Registration and Transfer
Record. The application shall identify
the applicant, describe each firearm
covered by the application, show the
location where each firearm usually
will be kept, and, if the firearm is unserviceable, the application shall show
how the firearm was made unserviceable. This section shall not apply to a
firearm merely being held for use as
evidence in a criminal proceeding. The
Form 10 (Firearms) shall be executed in
duplicate in accordance with the instructions thereon. Upon registering
the firearm, the Director shall return
the original Form 10 (Firearms) to the
registrant with notification thereon
that registration of the firearm has
been made. The registration of any
firearm under this section is for official use only and a subsequent transfer
will be approved only to other governmental entities for official use.
[36 FR 14256, Aug. 3, 1971. Redesignated at 40
FR 16835, Apr. 15, 1975, and amended by T.D.
ATF–241, 51 FR 39633, Oct. 29, 1986; T.D. ATF–
270, 53 FR 10510, Mar. 31, 1988]

MACHINE GUNS
§ 479.105 Transfer and possession of
machine guns.
(a) General. As provided by 26 U.S.C.
5812 and 26 U.S.C. 5822, an application
to make or transfer a firearm shall be
denied if the making, transfer, receipt,
or possession of the firearm would
place the maker or transferee in violation of law. Section 922(o), Title 18,
U.S.C., makes it unlawful for any person to transfer or possess a machine
gun, except a transfer to or by, or possession by or under the authority of,
the United States or any department
or agency thereof or a State, or a department, agency, or political subdivision thereof; or any lawful transfer or
lawful possession of a machine gun
that was lawfully possessed before May
19, 1986. Therefore, notwithstanding
any other provision of this part, no application to make, transfer, or import

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